SEC Form 4 · accession 0001225208-18-008524
JOHN WILEY & SONS, INC. · WLY, WLYB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Clay Stobaugh
Officer — EVP, Chief Marketing Officer
Period of report
Apr 30, 2018
Accepted (ET)
May 2, 2018 · 4:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000107140
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A CommonF1 | Apr 30, 2018 | M | 1,390 | $0.00 | A | 2,421 | D | |
| Class A CommonF1 | Apr 30, 2018 | M | 550 | $0.00 | A | 2,971 | D | |
| Class A CommonF1 | Apr 30, 2018 | M | 529 | $0.00 | A | 3,500 | D | |
| Class A CommonF1 | Apr 30, 2018 | M | 493 | $0.00 | A | 3,993 | D | |
| Class A Common | Apr 30, 2018 | M | 400 | $0.00 | A | 4,393 | D | |
| Class A Common | Apr 30, 2018 | M | 212 | $0.00 | A | 4,605 | D | |
| Class A Common | Apr 30, 2018 | F | 1,362 | $65.95 | D | 3,243 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Performance UnitsF3,F4 | — | Apr 30, 2018 | M | 1,390 | D | — | — | Class A Common | 1,390 | 0 | D |
| Restricted Stock UnitsF5,F6 | $0.00 | Apr 30, 2018 | M | 212 | D | — | — | Class A Common | 212 | 1,013 | D |
| Restricted Stock UnitsF5,F7 | $0.00 | Apr 30, 2018 | M | 400 | D | — | — | Class A Common | 400 | 613 | D |
| Restricted Stock UnitsF5,F8 | — | Apr 30, 2018 | M | 493 | D | — | — | Class A Common | 493 | 3,653 | D |
| Restricted Stock UnitsF5,F9 | — | Apr 30, 2018 | M | 529 | D | — | — | Class A Common | 529 | 3,124 | D |
| Restricted Stock UnitsF5,F10 | — | Apr 30, 2018 | M | 550 | D | — | — | Class A Common | 550 | 2,574 | D |
Explanation of responses
- F10.00
- F10On June 25, 2013, the reporting person was granted 1,100 restricted stock units, vesting in two equal annual installments on the fourth and fifth anniversaries of April 30th after the grant.
- F2Represents shares surrendered to cover withholding tax liability due upon vesting of restricted stock units and performance share units.
- F3Restricted performance units convert into Class A common stock on a one-for-one basis.
- F4Restricted performance units vest 50% of payout grant on each of the 4th and 5th anniversaries of the underlying performance stock unit grant.
- F5Restricted stock units convert into Class A common stock on a one-for-one basis.
- F6On June 24, 2015, the reporting person was granted 850 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant.
- F7On June 24, 2014, the reporting person was granted 800 restricted stock units, vesting 50% on April 30, 2018 and 50% on April 30, 2019.
- F8On June 22, 2016, the reporting person was granted 1,970 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant.
- F9On June 21, 2017, the reporting person was granted 2,118 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant.