SEC Form 4 · accession 0001225208-18-008522
JOHN WILEY & SONS, INC. · WLY, WLYB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John A Kritzmacher
Officer — Exec VP and CFO
Period of report
Apr 30, 2018
Accepted (ET)
May 2, 2018 · 4:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000107140
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A CommonF1 | Apr 30, 2018 | M | 6,297 | $0.00 | A | 23,017 | D | |
| Class A CommonF1 | Apr 30, 2018 | M | 5,345 | $0.00 | A | 28,362 | D | |
| Class A CommonF1 | Apr 30, 2018 | M | 2,303 | $0.00 | A | 30,665 | D | |
| Class A CommonF1 | Apr 30, 2018 | M | 2,287 | $0.00 | A | 32,952 | D | |
| Class A Common | Apr 30, 2018 | M | 1,750 | $0.00 | A | 34,702 | D | |
| Class A Common | Apr 30, 2018 | M | 952 | $0.00 | A | 35,654 | D | |
| Class A Common | Apr 30, 2018 | F | 6,403 | $65.95 | D | 29,251 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Performance UnitsF3,F4 | — | Apr 30, 2018 | M | 5,345 | D | — | — | Class A Common | 5,345 | 0 | D |
| Restricted Stock UnitsF5,F6 | $0.00 | Apr 30, 2018 | M | 952 | D | — | — | Class A Common | 952 | 4,452 | D |
| Restricted Stock UnitsF5,F7 | $0.00 | Apr 30, 2018 | M | 1,750 | D | — | — | Class A Common | 1,750 | 2,702 | D |
| Restricted Stock UnitsF5,F8 | — | Apr 30, 2018 | M | 2,287 | D | — | — | Class A Common | 2,287 | 32,851 | D |
| Restricted Stock UnitsF5,F9 | — | Apr 30, 2018 | M | 2,303 | D | — | — | Class A Common | 2,303 | 30,548 | D |
| Restricted Stock UnitsF5,F10 | — | Apr 30, 2018 | M | 6,297 | D | — | — | Class A Common | 6,297 | 24,251 | D |
Explanation of responses
- F10.00
- F10On June 21, 2017, the reporting person was granted 19,084 restricted stock units, vesting in three equal annual installments beginning on April 30th of each year after grant.
- F2Represents shares surrendered to cover withholding tax liability due upon vesting of restricted stock units and performance share units.
- F3Restricted performance units convert into Class A common stock on a one-for-one basis.
- F4Restricted performance units vest 50% of payout grant on each of the 4th and 5th anniversaries of the underlying performance stock unit grant.
- F5Restricted stock units convert into Class A common stock on a one-for-one basis.
- F6On June 25, 2015, the reporting person was granted 3,810 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant.
- F7On June 24, 2014, the reporting person was granted 3,500 restricted stock units, vesting 50% on April 30, 2018 and 50% on April 30, 2019.
- F8On June 21, 2017, the reporting person was granted 9,151 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant.
- F9On June 22, 2016, the reporting person was granted 9,205 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant.