Daily feed · SEC Form 4 filings

Stock options and other derivative activity — Dec 5, 2017

Table II activity from Forms 3/4/5: option exercises, awards, grants, conversions and expirations.

363 filings · trading day Dec 5, 2017Download CSV Quotes for these symbols ↗

Trade	Reported (ET)	Company	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Dec 1, 2017 AForm 4 →	Dec 5, 2:00 pm EST	PATTERSON COMPANIES, INC.PDCO	Mark S WalchirkPresident & CEO, Director	52,764	$35.41	$1,868,373	52,764	—
Dec 1, 2017 AForm 4 →	Dec 5, 10:27 am EST	Woodward, Inc.WWD	Thomas A GendronPresident and CEO, Director	9,294	$76.49	$710,887	116,510	—
Nov 30, 2017 MForm 4 →	Dec 4, 5:11 pm EST	OLD REPUBLIC INTERNATIONAL CORPORI	R Scott RagerPresident & COO	47,500	$12.43	$590,425	0	—
Nov 30, 2017 MForm 4 →	Dec 4, 6:46 pm EST	MASIMO CORPMASI	Yongsam LeeEVP & CIO	18,198	$27.25	$495,896	2,726	—
Nov 30, 2017 MForm 4 →	Dec 4, 4:58 pm EST	OLD REPUBLIC INTERNATIONAL CORPORI	Karl W MuellerSr. VP & CFO	25,000	$12.95	$323,750	0	—
Dec 7, 2007 AForm 4 →	Dec 5, 2017, 1:05 pm EST	SECURITY NATIONAL FINANCIAL CORPSNFCA	H. Craig MoodyDirector	80,794	$3.06	$247,297	1,000	—	late amended
Dec 7, 2007 AForm 4 →	Dec 5, 2017, 3:14 pm EST	SECURITY NATIONAL FINANCIAL CORPSNFCA	Robert Gail HunterDirector	80,794	$3.06	$247,297	1,000	—	late amended
Nov 30, 2017 MForm 4 →	Dec 4, 4:38 pm EST	OLD REPUBLIC INTERNATIONAL CORPORI	Charles S BooneSr. VP & Treasurer	15,000	$12.95	$194,250	0	—
Dec 7, 2012 AForm 4 →	Dec 5, 2017, 1:50 pm EST	SECURITY NATIONAL FINANCIAL CORPSNFCA	Gilbert A FullerDirector	34,241	$5.20	$178,066	1,000	—	late amended
Dec 5, 2017 MForm 4 →	Dec 5, 3:13 pm EST	SEI INVESTMENTS COSEIC	Wayne WithrowEXECUTIVE VICE PRESIDENT	10,000	$14.62	$146,200	0	—
Dec 4, 2017 XForm 4 →	Dec 4, 4:16 pm EST	Northwest Bancshares, Inc.NWBI	William W HarveySr. EVP & CFO	10,000	$12.32	$123,200	30,000	—
Dec 1, 2017 JForm 4 →	Dec 4, 4:12 pm EST	Sterling Real Estate Trustno symbol	Kenneth P ReganChief Executive Officer, 10% Owner	5,179	$16.50	$85,453	2,596,725	—
Nov 30, 2017 MForm 4 →	Dec 4, 6:38 pm EST	Energy Recovery, Inc.ERII	Andrew B Stroud Jr.VP, Human Resources	7,117	$11.00	$78,287	70,700	—
Dec 1, 2017 MForm 4 →	Dec 5, 9:06 am EST	SUMMIT FINANCIAL GROUP INCSMMF	Scott C JenningsSr. VP & COO	3,880	$19.26	$74,745	3,200	—
Dec 1, 2017 MForm 4 →	Dec 5, 2:43 pm EST	FIRST OF LONG ISLAND CORPFLIC	Walter C Teagle IIIDirector	8,901	$8.22	$73,184	0	—
Dec 4, 2017 MForm 4 →	Dec 5, 9:41 am EST	SUMMIT FINANCIAL GROUP INCSMMF	Patrick FryeSr. VP & Chief of Credit Admin	3,680	$19.34	$71,187	3,200	—
Dec 1, 2017 AForm 4 →	Dec 5, 10:29 am EST	Woodward, Inc.WWD	Robert F Weber Jr.CFO & Treasurer	813	$76.49	$62,224	22,748	—
Nov 30, 2017 MForm 4 →	Dec 4, 8:00 pm EST	Sarepta Therapeutics, Inc.SRPT	Hans Lennart Rudolf WigzellDirector	6,667	$7.38	$49,202	0	—
Nov 30, 2017 AForm 4 →	Dec 4, 5:43 pm EST	BLACK HILLS CORP /SD/BKH	Thomas J ZellerDirector	615	$58.36	$35,914	28,472	—
Nov 30, 2017 AForm 4 →	Dec 4, 5:49 pm EST	BLACK HILLS CORP /SD/BKH	John B VeringDirector	575	$58.38	$33,562	23,478	—
Dec 1, 2017 AForm 4 →	Dec 4, 6:53 pm EST	GRAINGER W W INCGWW	Neil S NovichDirector	144	$221.31	$31,869	25,020	—
Nov 30, 2017 AForm 4 →	Dec 4, 6:05 pm EST	CIGNA CORPCI	James E RogersDirector	136	$211.73	$28,795	11,299	—
Nov 30, 2017 AForm 4 →	Dec 4, 6:05 pm EST	CIGNA CORPCI	Eric C WisemanDirector	136	$211.73	$28,795	3,652	—
Nov 30, 2017 AForm 4 →	Dec 4, 5:41 pm EST	BLACK HILLS CORP /SD/BKH	Rebecca B RobertsDirector	477	$58.43	$27,859	11,375	—
Nov 30, 2017 AForm 4 →	Dec 4, 5:44 pm EST	BLACK HILLS CORP /SD/BKH	Steven Richard MillsDirector	469	$58.44	$27,394	10,388	—
Nov 30, 2017 AForm 4 →	Dec 4, 5:37 pm EST	BLACK HILLS CORP /SD/BKH	Michael MadisonDirector	458	$58.45	$26,779	9,082	—
Dec 1, 2017 AForm 4 →	Dec 4, 6:57 pm EST	GRAINGER W W INCGWW	James D SlavikDirector	116	$221.31	$25,672	20,171	—
Dec 1, 2017 JForm 4 →	Dec 4, 4:13 pm EST	Sterling Real Estate Trustno symbol	James Wieland10% Owner	1,542	$16.50	$25,436	1,465,099	—
Dec 1, 2017 AForm 4 →	Dec 4, 6:55 pm EST	GRAINGER W W INCGWW	Michael James RobertsDirector	114	$221.31	$25,229	19,829	—
Nov 30, 2017 AForm 4 →	Dec 4, 5:45 pm EST	BLACK HILLS CORP /SD/BKH	Linda K MassmanDirector	421	$58.48	$24,601	4,459	—
Nov 30, 2017 AForm 4 →	Dec 4, 5:40 pm EST	BLACK HILLS CORP /SD/BKH	Mark A SchoberDirector	411	$58.48	$24,063	3,317	—
Nov 30, 2017 AForm 4 →	Dec 4, 5:42 pm EST	BLACK HILLS CORP /SD/BKH	Teresa TaylorDirector	399	$58.50	$23,319	1,738	—
Nov 30, 2017 AForm 4 →	Dec 4, 5:46 pm EST	BLACK HILLS CORP /SD/BKH	Robert P OttoDirector	395	$58.50	$23,103	1,280	—
Dec 1, 2017 AForm 4 →	Dec 4, 6:52 pm EST	GRAINGER W W INCGWW	Stuart L LevenickDirector	100	$221.31	$22,131	17,389	—
Dec 1, 2017 AForm 4 →	Dec 4, 6:50 pm EST	GRAINGER W W INCGWW	Brian P AndersonDirector	98	$221.31	$21,688	16,898	—
Dec 1, 2017 AForm 4 →	Dec 5, 2:28 pm EST	AAR CORPAIR	Marc Jay WalfishDirector	451	$41.16	$18,563	451	—
Dec 1, 2017 AForm 4 →	Dec 4, 6:51 pm EST	GRAINGER W W INCGWW	V Ann HaileyDirector	64	$221.31	$14,164	11,095	—
Nov 30, 2017 AForm 4 →	Dec 4, 4:35 pm EST	BRINKS COBCO	Ronald James DomanicoEVP, Chief Financial Officer	148	$80.81	$11,983	3,227	—
Nov 30, 2017 AForm 4 →	Dec 4, 4:35 pm EST	BRINKS COBCO	McAlister C Marshall IISVP, Gen Counsel & CAO	137	$80.27	$11,004	42,567	—
Nov 30, 2017 AForm 4 →	Dec 4, 4:29 pm EST	BRINKS COBCO	Douglas A PertzPresident and CEO, Director	123	$80.80	$9,944	2,966	—
Dec 1, 2017 MForm 4 →	Dec 4, 6:17 pm EST	TELEFLEX INCTFX	Stephen K. Klasko M.D.Director	200	$46.12	$9,224	400	—
Nov 30, 2017 AForm 4 →	Dec 4, 5:27 pm EST	Post Holdings, Inc.POST	David W KemperDirector	112	$79.45	$8,889	3,018	—
Dec 1, 2017 AForm 4 →	Dec 4, 6:56 pm EST	GRAINGER W W INCGWW	Ernest Scott SantiDirector	37	$221.31	$8,188	6,359	—
Nov 30, 2017 AForm 4 →	Dec 4, 4:57 pm EST	INTERNATIONAL FLAVORS & FRAGRANCES INCIFF	Andreas FibigCEO, Director	52	$155.44	$8,083	21,153	—
Nov 30, 2017 AForm 4 →	Dec 4, 4:35 pm EST	BRINKS COBCO	Thomas ColanController	99	$80.78	$7,971	3,637	—
Sep 8, 2017 AForm 4/A →	Dec 5, 3:50 pm EST	SCOTTS MIRACLE-GRO COSMG	Adam HanftDirector	77	$94.25	$7,257	460	—
Jun 9, 2017 AForm 4/A →	Dec 5, 3:50 pm EST	SCOTTS MIRACLE-GRO COSMG	Adam HanftDirector	81	$83.37	$6,753	383	—
Mar 10, 2017 AForm 4/A →	Dec 5, 3:49 pm EST	SCOTTS MIRACLE-GRO COSMG	Adam HanftDirector	73	$91.83	$6,704	302	—
Nov 30, 2017 AForm 4 →	Dec 4, 4:37 pm EST	INTERNATIONAL FLAVORS & FRAGRANCES INCIFF	Anne ChwatEVP, GC, & Corp. Sec'y	40	$155.44	$6,218	10,004	—
Nov 30, 2017 AForm 4 →	Dec 4, 5:22 pm EST	INTERNATIONAL FLAVORS & FRAGRANCES INCIFF	Richard O'LearyEVP & Chief Financial Officer	40	$155.44	$6,218	2,397	—
Nov 30, 2017 AForm 4 →	Dec 4, 4:35 pm EST	BRINKS COBCO	Rohan PalSVP, Chief Information Officer	50	$80.79	$4,079	1,531	—
Dec 1, 2017 AForm 4 →	Dec 4, 5:13 pm EST	VALVOLINE INCVVV	Samuel J MitchellChief Executive Officer, Director	149	$24.58	$3,662	191,177	—
Dec 1, 2017 AForm 4 →	Dec 4, 6:45 pm EST	GRAINGER W W INCGWW	Rodney C AdkinsDirector	14	$221.31	$3,098	2,368	—
Dec 4, 2017 PForm 4 →	Dec 4, 4:09 pm EST	MYOMO INCMYO	Steve SanghiDirector	250,000	$0.01	$2,500	250,000	—
Nov 30, 2017 AForm 4 →	Dec 4, 4:30 pm EST	BRINKS COBCO	Michael F BeechExecutive Vice President	22	$80.30	$1,783	6,564	—
Nov 30, 2017 AForm 4 →	Dec 4, 5:08 pm EST	INTERNATIONAL FLAVORS & FRAGRANCES INCIFF	Nicolas MirzayantzGroup President Fragrance	8	$155.44	$1,244	2,154	—
Dec 1, 2017 AForm 4 →	Dec 4, 6:54 pm EST	GRAINGER W W INCGWW	Beatriz R PerezDirector	4	$221.31	$885	681	—
Dec 1, 2017 AForm 4 →	Dec 4, 4:49 pm EST	PRINCIPAL FINANCIAL GROUP INCPFG	Dennis H FerroDirector	7	$70.52	$501	19,229	—
Dec 1, 2017 AForm 4 →	Dec 4, 4:50 pm EST	PRINCIPAL FINANCIAL GROUP INCPFG	Timothy Mark DunbarEVP & Chief Investment Officer	6	$70.52	$423	6,680	—
Dec 1, 2017 AForm 4 →	Dec 5, 9:46 am EST	FULLER H B COFUL	Zhiwei CaiSr. VP, Engineering Adhesives	4	$55.65	$244	690	—
Dec 4, 2017 PForm 4 →	Dec 4, 4:04 pm EST	MYOMO INCMYO	Ralph A GoldwasserCHIEF FINANCIAL OFFICER	15,000	$0.01	$150	15,000	—
Dec 1, 2017 AForm 4 →	Dec 4, 4:26 pm EST	BRINKS COBCO	Paul G BoyntonDirector	10	$79.85	$109	726	—
Dec 4, 2017 PForm 4 →	Dec 4, 4:06 pm EST	MYOMO INCMYO	Paul R GudonisCHIEF EXECUTIVE OFFICER, Director	10,000	$0.01	$100	10,000	—
Dec 4, 2017 PForm 4 →	Dec 4, 4:08 pm EST	MYOMO INCMYO	Thomas F KirkDirector	10,000	$0.01	$100	10,000	—
Dec 1, 2017 MForm 4 →	Dec 4, 4:01 pm EST	L3 TECHNOLOGIES, INC.LLL	Michael T StrianeseSee Remarks, Director	22,545	—	—	0	—
Nov 30, 2017 MForm 4 →	Dec 4, 4:02 pm EST	WOLVERINE WORLD WIDE INC /DE/WWW	Joseph R GromekDirector	18,928	—	—	0	—
Dec 6, 2016 AForm 4 →	Dec 4, 2017, 4:04 pm EST	Chess Supersite CorpCHZP	Rubin SchindermannCEO/Director, Director, 10% Owner	500,000	—	—	500,000	—	late
Dec 1, 2017 AForm 4 →	Dec 4, 4:04 pm EST	Trilogy Metals Inc.TMQ	Gerald James McConnellDirector	3,400	—	—	170,835	—
Dec 6, 2016 AForm 4 →	Dec 4, 2017, 4:05 pm EST	Chess Supersite CorpCHZP	Alexander StarrPresident/Director, Director, 10% Owner	500,000	—	—	500,000	—	late
Dec 1, 2017 MForm 4 →	Dec 4, 4:05 pm EST	ASSEMBLY BIOSCIENCES, INC.ASMB	William R RingoDirector	1,000	—	—	56,000	—
Nov 30, 2017 MForm 4 →	Dec 4, 4:05 pm EST	Aimmune Therapeutics, Inc.AIMT	Douglas T. SheehySee Remarks	3,750	—	—	73,125	—
Dec 1, 2017 AForm 4 →	Dec 4, 4:06 pm EST	PENSKE AUTOMOTIVE GROUP, INC.PAG	Sandra E. PierceDirector	34	—	—	5,076	—
Dec 1, 2017 AForm 4 →	Dec 4, 4:06 pm EST	PENSKE AUTOMOTIVE GROUP, INC.PAG	Lucio A NotoDirector	317	—	—	47,069	—
Dec 1, 2017 MForm 4 →	Dec 4, 4:07 pm EST	AMERISOURCEBERGEN CORPABC	John G. ChouExecutive Vice President	15,937	—	—	31,876	—
Dec 1, 2017 AForm 4 →	Dec 4, 4:07 pm EST	PENSKE AUTOMOTIVE GROUP, INC.PAG	Kimberly J McWatersDirector	176	—	—	26,156	—
Dec 4, 2017 MForm 4 →	Dec 4, 4:07 pm EST	USA Compression Partners, LPUSAC	Christopher W PorterSee Remarks	2,095	—	—	0	—
Dec 1, 2017 AForm 4 →	Dec 4, 4:08 pm EST	PENSKE AUTOMOTIVE GROUP, INC.PAG	William J LovejoyDirector	469	—	—	69,622	—
Nov 30, 2017 AForm 4 →	Dec 4, 4:08 pm EST	OSHKOSH CORPOSK	Robert S MessinaSenior VP, Engineering & Tech.	13	—	—	1,740	—
Dec 1, 2017 MForm 4 →	Dec 4, 4:08 pm EST	AMERISOURCEBERGEN CORPABC	Steven H CollisChairman, President & CEO, Director	21,350	—	—	219,417	—
Dec 1, 2017 MForm 4 →	Dec 4, 4:09 pm EST	PATTERSON UTI ENERGY INCPTEN	Charles Oliver BucknerDirector	10,000	—	—	0	—
Dec 1, 2017 MForm 4 →	Dec 4, 4:09 pm EST	Paylocity Holding CorpPCTY	Edward W GatySVP of Product and Technology	11,250	—	—	104,833	—
Dec 1, 2017 AForm 4 →	Dec 4, 4:09 pm EST	PENSKE AUTOMOTIVE GROUP, INC.PAG	John BarrDirector	213	—	—	31,699	—
Dec 1, 2017 MForm 4 →	Dec 4, 4:10 pm EST	PATTERSON UTI ENERGY INCPTEN	Curtis W HuffDirector	10,000	—	—	0	—
Nov 30, 2017 MForm 4 →	Dec 4, 4:11 pm EST	Mellanox Technologies, Ltd.MLNX	Eyal WaldmanPresident and CEO, Director	12,500	—	—	5,000	—
Nov 30, 2017 DForm 4 →	Dec 4, 4:11 pm EST	Park Sterling CorpPSTB	Larry W. CarrollDirector	46,090	—	—	0	—
Dec 1, 2017 MForm 4 →	Dec 4, 4:11 pm EST	PATTERSON UTI ENERGY INCPTEN	Terry H HuntDirector	10,000	—	—	0	—
Nov 30, 2017 DForm 4 →	Dec 4, 4:11 pm EST	Park Sterling CorpPSTB	James C. CherryCEO, Director	167,673	—	—	0	—
Nov 30, 2017 MForm 4 →	Dec 4, 4:11 pm EST	AMERISOURCEBERGEN CORPABC	Peyton R HowellExecutive Vice President	9,423	—	—	16,200	—
Nov 30, 2017 DForm 4 →	Dec 4, 4:11 pm EST	Park Sterling CorpPSTB	Walter C AyersDirector	32,340	—	—	0	—
Dec 1, 2017 MForm 4 →	Dec 4, 4:12 pm EST	Horizon Pharma plcHZNP	Miles W McHughSr VP & Princ. Acctg Officer	8,450	—	—	8,450	—
Nov 30, 2017 AForm 4 →	Dec 4, 4:12 pm EST	OSHKOSH CORPOSK	Colleen R. MoynihanSenior VP, Quality & Cont Impr	8	—	—	1,013	—
Nov 30, 2017 MForm 4 →	Dec 4, 4:12 pm EST	AMERISOURCEBERGEN CORPABC	Lazarus KrikorianSenior Vice President	16,427	—	—	0	—
Nov 30, 2017 MForm 4 →	Dec 4, 4:14 pm EST	Mellanox Technologies, Ltd.MLNX	Amal M JohnsonDirector	2,857	—	—	0	—
Dec 1, 2017 MForm 4 →	Dec 4, 4:14 pm EST	HAEMONETICS CORPHAE	Pedro P GranadilloDirector	7,118	—	—	0	—
Nov 30, 2017 MForm 4 →	Dec 4, 4:16 pm EST	BEAZER HOMES USA INCBZH	Stephen P Zelnak Jr.Director	515	—	—	0	—
May 10, 2011 AForm 4 →	Dec 4, 2017, 4:16 pm EST	FORRESTER RESEARCH, INC.FORR	Gretchen TeichgraeberDirector	12,000	—	—	12,000	—	late
Nov 30, 2017 AForm 4 →	Dec 4, 4:18 pm EST	OSHKOSH CORPOSK	Frank R. NerenhausenEVP & Pres. Access Segment	17	—	—	2,837	—
Dec 1, 2017 AForm 4 →	Dec 4, 4:19 pm EST	Trilogy Metals Inc.TMQ	Kalidas V MadhavpeddiDirector	3,400	—	—	185,035	—
Nov 30, 2017 GForm 4 →	Dec 4, 4:20 pm EST	EchoStar CORPSATS	Charles W ErgenChairman, Director, 10% Owner	18,035,212	—	—	8,000,000	—
Dec 1, 2017 AForm 4 →	Dec 4, 4:20 pm EST	Cotiviti Holdings, Inc.COTV	Bradley A FergusonSVP, Chief Financial Officer	15,417	—	—	15,417	—
May 10, 2011 AForm 4 →	Dec 4, 2017, 4:20 pm EST	FORRESTER RESEARCH, INC.FORR	Robert GalfordDirector	12,000	—	—	12,000	—	late
Nov 30, 2017 MForm 4 →	Dec 4, 4:21 pm EST	COGNIZANT TECHNOLOGY SOLUTIONS CORPCTSH	Karen McLoughlinChief Financial Officer	7,500	—	—	12,500	—
Nov 30, 2017 AForm 4 →	Dec 4, 4:21 pm EST	OSHKOSH CORPOSK	Bradley M. NelsonSVP & Pres. Commercial Segment	13	—	—	2,061	—
Dec 1, 2017 MForm 4 →	Dec 4, 4:22 pm EST	Argo Group International Holdings, Ltd.AGII	Kathleen NealonDirector	6,655	—	—	0	—
Dec 1, 2017 AForm 4 →	Dec 4, 4:22 pm EST	Trilogy Metals Inc.TMQ	Gregory A. LangDirector	3,400	—	—	174,435	—
Nov 30, 2017 MForm 4 →	Dec 4, 4:23 pm EST	Argo Group International Holdings, Ltd.AGII	F Sedgwick BrowneDirector	6,655	—	—	0	—
Nov 30, 2017 GForm 4 →	Dec 4, 4:23 pm EST	EchoStar CORPSATS	Ergen Three Year 2015 SATS GRAT +1Other	2,035,212	—	—	4,969,546	—
Nov 30, 2017 MForm 4 →	Dec 4, 4:24 pm EST	LYDALL INC /DE/LDL	William D GurleyDirector	3,252	—	—	0	—
Dec 1, 2017 MForm 4 →	Dec 4, 4:24 pm EST	SS&C Technologies Holdings IncSSNC	Patrick J PedontiSVP and CFO	20,000	—	—	97,500	—
Dec 1, 2017 AForm 4 →	Dec 4, 4:24 pm EST	Trilogy Metals Inc.TMQ	Janice StairsDirector	3,400	—	—	178,735	—
Nov 30, 2017 AForm 4 →	Dec 4, 4:25 pm EST	OSHKOSH CORPOSK	John J BryantSVP and Pres, Defense Segment	10	—	—	2,026	—
Dec 1, 2017 AForm 4 →	Dec 4, 4:26 pm EST	BRINKS COBCO	Michael J HerlingDirector	10	—	—	5,518	—
Dec 1, 2017 AForm 4 →	Dec 4, 4:26 pm EST	Trilogy Metals Inc.TMQ	Tony GiardiniDirector	3,400	—	—	179,885	—
Nov 30, 2017 AMForm 4 →	Dec 4, 4:27 pm EST	NOVAGOLD RESOURCES INCNG	Thomas Scott KaplanDirector	232,399	—	—	100,100	—
Nov 30, 2017 MForm 4 →	Dec 4, 4:27 pm EST	MARINEMAX INCHZO	William H McGill Jr.Chairman and CEO, Director	35,000	—	—	0	—
Nov 30, 2017 AForm 4 →	Dec 4, 4:27 pm EST	OSHKOSH CORPOSK	Ignacio A CortinaEVP, Gen. Counsel & Secretary	13	—	—	2,330	—
Dec 1, 2017 MForm 4 →	Dec 4, 4:28 pm EST	UNION PACIFIC CORPUNP	Lance M FritzCHAIRMAN, PRESIDENT & CEO	52,614	—	—	0	—
Dec 1, 2017 AForm 4 →	Dec 4, 4:28 pm EST	BRINKS COBCO	Reginald D HedgebethDirector	4	—	—	2,327	—
Dec 1, 2017 AForm 4 →	Dec 4, 4:29 pm EST	3M COMMM	Paul A KeelSenior Vice President	4,147	—	—	4,147	—
Nov 30, 2017 AForm 4 →	Dec 4, 4:30 pm EST	OSHKOSH CORPOSK	James C FreedersSenior VP and Controller	3	—	—	541	—
Nov 30, 2017 AForm 4 →	Dec 4, 4:35 pm EST	OSHKOSH CORPOSK	R Scott GrennierSenior VP and Treasurer	11	—	—	1,824	—
Nov 30, 2017 MForm 4 →	Dec 4, 4:35 pm EST	PARKERVISION INCPRKR	Jeffrey ParkerChief Executive Officer, Director	25,000	—	—	50,000	—
Dec 1, 2017 MForm 4 →	Dec 4, 4:35 pm EST	UNITED TECHNOLOGIES CORP /DE/UTX	Akhil JohriExecutive VP and CFO	10,950	—	—	10,950	—
Nov 30, 2017 AForm 4 →	Dec 4, 4:35 pm EST	ENTERGY CORP /DE/ETR	Kirkland H DonaldDirector	188	—	—	1,389	—
Nov 30, 2017 JForm 4 →	Dec 4, 4:36 pm EST	EDGEWELL PERSONAL CARE CoEPC	Peter J ConradChief Administrative Officer	20,430	—	—	16,221	—
Nov 30, 2017 MForm 4 →	Dec 4, 4:36 pm EST	PARKERVISION INCPRKR	Cynthia PoehlmanChief Financial Officer	12,500	—	—	25,000	—
Nov 30, 2017 AForm 4 →	Dec 4, 4:36 pm EST	OSHKOSH CORPOSK	Marek W. MaySenior VP, Operations	11	—	—	1,740	—
Nov 30, 2017 AForm 4 →	Dec 4, 4:38 pm EST	GLU MOBILE INCGLUU	Gabrielle B ToledanoDirector	60,000	—	—	60,000	—
Nov 30, 2017 MForm 4 →	Dec 4, 4:38 pm EST	PARKERVISION INCPRKR	Gregory S RawlinsCTO (Heathrow)	12,500	—	—	25,000	—
Nov 30, 2017 AForm 4 →	Dec 4, 4:39 pm EST	ENTERGY CORP /DE/ETR	Donald C HintzDirector	188	—	—	4,753	—
Nov 30, 2017 MForm 4 →	Dec 4, 4:40 pm EST	PARKERVISION INCPRKR	John StuckeyChief Marketing Officer	12,500	—	—	25,000	—
Nov 30, 2017 MForm 4 →	Dec 4, 4:40 pm EST	CHEVRON CORPCVX	Pierre R BreberExecutive Vice President	23,250	—	—	0	—
Nov 30, 2017 AForm 4 →	Dec 4, 4:41 pm EST	OSHKOSH CORPOSK	Joseph H KimmittExecutive Vice President	13	—	—	2,061	—
Nov 30, 2017 MForm 4 →	Dec 4, 4:42 pm EST	Fifth Street Asset Management Inc.FSAM	Thomas L HarrisonDirector	20,000	—	—	0	—	amended
Nov 30, 2017 MForm 4 →	Dec 4, 4:43 pm EST	Medidata Solutions, Inc.MDSO	Carlos DominguezDirector	9,066	—	—	0	—
Nov 30, 2017 MForm 4 →	Dec 4, 4:43 pm EST	M&T BANK CORPMTB	Darren J KingE.V.P./Chief Financial Officer	2,570	—	—	17,082	—
Dec 1, 2017 AForm 4 →	Dec 4, 4:43 pm EST	3M COMMM	Frank R Little Jr.Executive Vice President	4,977	—	—	4,977	—
Nov 30, 2017 AForm 4 →	Dec 4, 4:43 pm EST	OSHKOSH CORPOSK	Mark M RadueEVP Chief Strategy Officer	11	—	—	1,824	—
Nov 30, 2017 MForm 4 →	Dec 4, 4:44 pm EST	CULLEN/FROST BANKERS, INC.CFR	Jerry SalinasGEVP and CFO	12,000	—	—	0	—
Nov 30, 2017 MForm 4 →	Dec 4, 4:46 pm EST	GALLAGHER ARTHUR J & COAJG	James W Durkin Jr.Vice President	403	—	—	187,515	—
Nov 30, 2017 AForm 4 →	Dec 4, 4:46 pm EST	OSHKOSH CORPOSK	Robert H SimsEVP & Chief HR Officer	23	—	—	2,128	—
Nov 30, 2017 AForm 4 →	Dec 4, 4:48 pm EST	OSHKOSH CORPOSK	David M. SagehornExec. VP and CFO	39	—	—	6,266	—
Nov 30, 2017 JForm 4 →	Dec 4, 4:49 pm EST	Pure Storage, Inc.PSTG	Stefan A Dyckerhoff10% Owner	8,832,100	—	—	17,102,128	—
Nov 30, 2017 JForm 4 →	Dec 4, 4:49 pm EST	Pure Storage, Inc.PSTG	Samuel J Pullara III10% Owner	8,832,100	—	—	17,102,128	—
Nov 30, 2017 JForm 4 →	Dec 4, 4:49 pm EST	Pure Storage, Inc.PSTG	Michael L SpeiserDirector, 10% Owner	9,597,100	—	—	17,102,128	—
Nov 30, 2017 JForm 4 →	Dec 4, 4:49 pm EST	Pure Storage, Inc.PSTG	James N White10% Owner	8,683,350	—	—	17,102,128	—
Nov 30, 2017 JForm 4 →	Dec 4, 4:49 pm EST	Pure Storage, Inc.PSTG	Tench Coxe10% Owner	8,772,961	—	—	1,069,704	—
Nov 30, 2017 JForm 4 →	Dec 4, 4:49 pm EST	Pure Storage, Inc.PSTG	Jeffrey W Bird10% Owner	8,895,850	—	—	17,102,128	—
Nov 30, 2017 JForm 4 →	Dec 4, 4:49 pm EST	Pure Storage, Inc.PSTG	SUTTER HILL VENTURES10% Owner	8,500,000	—	—	17,102,128	—
Nov 30, 2017 AForm 4 →	Dec 4, 4:50 pm EST	OSHKOSH CORPOSK	Wilson R JonesPresident and CEO, Director	138	—	—	24,655	—
Dec 1, 2017 MForm 4 →	Dec 4, 4:53 pm EST	Public StoragePSA	John ReyesSENIOR VICE PRESIDENT / CFO	60,000	—	—	0	—
Nov 30, 2017 MForm 4 →	Dec 4, 4:53 pm EST	RYDER SYSTEM INCR	Robert D FatovicEVP, CLO & Corp. Secretary	17,755	—	—	0	—
Nov 30, 2017 AMForm 4 →	Dec 4, 4:54 pm EST	OSHKOSH CORPOSK	James W. JohnsonExec. VP & Pres., Fire & Emerg	22,313	—	—	2,061	—
Nov 30, 2017 MForm 4 →	Dec 4, 4:58 pm EST	MASONITE INTERNATIONAL CORPDOOR	Frederick J LynchPresident and CEO, Director	40,000	—	—	42,785	—
Nov 30, 2017 MForm 4 →	Dec 4, 5:04 pm EST	GALLAGHER ARTHUR J & COAJG	James S GaultVice President	403	—	—	54,840	—
Nov 30, 2017 GForm 4 →	Dec 4, 5:04 pm EST	DISH Network CORPDISH	Charles W Ergen +1Chairman and CEO, Director, 10% Owner	107,029,072	—	—	40,000,000	—
Nov 30, 2017 MForm 4 →	Dec 4, 5:06 pm EST	PLAINS GP HOLDINGS LPPAGP	Robert V SinnottDirector	44,481	—	—	19,140,963	—
Dec 1, 2017 CMForm 4 →	Dec 4, 5:06 pm EST	MINDBODY, Inc.MB	Brett T WhiteCFO & COO	30,000	—	—	0	—
Nov 30, 2017 MForm 4 →	Dec 4, 5:09 pm EST	Community Bankers Trust CorpESXB	Jeffery Richard CantrellEVP and COO, Essex Bank	20,000	—	—	0	—	amended
Dec 1, 2017 MForm 4 →	Dec 4, 5:10 pm EST	PRINCIPAL FINANCIAL GROUP INCPFG	Karen E ShaffEVP, Gen'l Counsel, Secretary, 10% Owner	40,755	—	—	0	—
Dec 1, 2017 MForm 4 →	Dec 4, 5:10 pm EST	PRINCIPAL FINANCIAL GROUP INCPFG	Nora Mary EverettPresident - RIS	17,290	—	—	0	—
Dec 1, 2017 MForm 4 →	Dec 4, 5:17 pm EST	HENRY SCHEIN INCHSIC	Barry J AlperinDirector	5,796	—	—	0	—
Dec 1, 2017 AForm 4 →	Dec 4, 5:17 pm EST	NETFLIX INCNFLX	Jay C HoagDirector	334	—	—	334	—
Dec 4, 2017 AForm 4 →	Dec 4, 5:21 pm EST	Aevi Genomic Medicine, Inc.GNMX	Matthew D BayleyDirector	40,000	—	—	40,000	—
Dec 2, 2017 MForm 4 →	Dec 4, 5:21 pm EST	STRYKER CORPSYK	Lonny J CarpenterGroup President	1,075	—	—	0	—
Nov 30, 2017 MForm 4 →	Dec 4, 5:21 pm EST	GALLAGHER ARTHUR J & COAJG	J Patrick Gallagher Jr.President & CEO, Director	906	—	—	90,696	—
Dec 1, 2017 AForm 4 →	Dec 4, 5:24 pm EST	DASAN ZHONE SOLUTIONS INCDZSI	Mikhail GolombChief Financial Officer	130,000	—	—	130,000	—
Dec 1, 2017 MForm 4 →	Dec 4, 5:26 pm EST	BOSTON SCIENTIFIC CORPBSX	Eric Francis Yves ThepautSVP & Pres, Europe	2,327	—	—	4,655	—
Nov 30, 2017 AForm 4 →	Dec 4, 5:27 pm EST	Post Holdings, Inc.POST	Robert E GroteDirector	—	—	—	13,105	—
Nov 30, 2017 AForm 4 →	Dec 4, 5:28 pm EST	Post Holdings, Inc.POST	David P SkarieDirector	—	—	—	13,098	—
Nov 30, 2017 MForm 4 →	Dec 4, 5:28 pm EST	POLARIS INDUSTRIES INC/MNPII	James P WilliamsSVP-CHRO	20,000	—	—	14,750	—
Nov 30, 2017 AForm 4 →	Dec 4, 5:28 pm EST	Post Holdings, Inc.POST	Edwin H CallisonDirector	—	—	—	11,467	—
Nov 30, 2017 AForm 4 →	Dec 4, 5:28 pm EST	Post Holdings, Inc.POST	Ellen F HarshmanDirector	—	—	—	219	—
Nov 30, 2017 AForm 4 →	Dec 4, 5:29 pm EST	Post Holdings, Inc.POST	Jay W BrownDirector	—	—	—	15,322	—
Dec 1, 2017 AForm 4 →	Dec 4, 5:29 pm EST	3M COMMM	Nicholas C GangestadSr. VP & CFO	6,221	—	—	6,221	—
Nov 30, 2017 AForm 4 →	Dec 4, 5:31 pm EST	IZEA, Inc.IZEA	Edward H MurphyPresident and CEO, Director	40,000	—	—	578,736	—
Nov 30, 2017 MForm 4 →	Dec 4, 5:35 pm EST	PLAINS GP HOLDINGS LPPAGP	KAFU Holdings (QP), L.P. +3Director	44,481	—	—	19,140,963	—
Dec 3, 2017 MForm 4 →	Dec 4, 5:37 pm EST	Telenav, Inc.TNAV	Ken XieDirector	1,250	—	—	0	—
Dec 1, 2017 MForm 4 →	Dec 4, 5:39 pm EST	ICHOR HOLDINGS, LTD.ICHR	Philip Ryan Barros Sr.Chief Technology Officer	35,650	—	—	8,000	—
Dec 1, 2017 MForm 4 →	Dec 4, 5:39 pm EST	UNION PACIFIC CORPUNP	Todd M. RynaskiVP CONTROLLER & CAO UPC	2,562	—	—	0	—
Dec 1, 2017 MForm 4 →	Dec 4, 5:40 pm EST	AMERICAN EXPRESS COAXP	James Peter BushPresident, GNICS	16,000	—	—	38,108	—
Dec 1, 2017 MForm 4 →	Dec 4, 5:41 pm EST	ICHOR HOLDINGS, LTD.ICHR	Maurice Eugene CarsonPresident, CFO, and Secretary, Director	12,300	—	—	135,589	—
Dec 1, 2017 MForm 4 →	Dec 4, 5:42 pm EST	VONAGE HOLDINGS CORPVG	Susan L QuackenbushChief Human Resources Officer	13,910	—	—	13,911	—
Nov 30, 2017 MForm 4 →	Dec 4, 5:42 pm EST	ADESTO TECHNOLOGIES CorpIOTS	Ron SheltonChief Financial Officer	5,500	—	—	84,954	—
Dec 4, 2017 MForm 4 →	Dec 4, 5:47 pm EST	SCHWAB CHARLES CORPSCHW	Walter W BettingerPresident and CEO, Director	156,100	—	—	0	—
Dec 4, 2017 MForm 4 →	Dec 4, 5:47 pm EST	SCHWAB CHARLES CORPSCHW	Bernard J. ClarkEVP - Advisor Services	50,444	—	—	0	—
Dec 1, 2017 DForm 4 →	Dec 4, 5:51 pm EST	SPARTON CORPSPA	James D. Shaddix IIGrp VP - Mil & Aero Mfg Svcs	13,530	—	—	2,440	—
Nov 30, 2017 MForm 4 →	Dec 4, 5:53 pm EST	PLAINS ALL AMERICAN PIPELINE LPPAA	KAFU Holdings (QP), L.P. +2Director	1,864,218	—	—	19,140,963	—
Dec 1, 2017 AForm 4 →	Dec 4, 5:53 pm EST	TiVo CorpTIVO	Enrique RodriguezPresident & CEO, Director	1,110,423	—	—	21,735	—
Nov 30, 2017 AForm 4 →	Dec 4, 6:00 pm EST	SUNESIS PHARMACEUTICALS INCSNSS	William P. QuinnCFO,Sr.V.P. Finance, Corp.Dev.	232,500	—	—	232,500	—
Oct 4, 2017 AForm 4 →	Dec 4, 6:07 pm EST	Hewlett Packard Enterprise CoHPE	Marc L AndreessenDirector	67	—	—	15,274	—	late
Oct 4, 2017 AForm 4 →	Dec 4, 6:08 pm EST	Hewlett Packard Enterprise CoHPE	Raymond J. LaneDirector	67	—	—	15,274	—	late
Oct 4, 2017 AForm 4 →	Dec 4, 6:08 pm EST	Hewlett Packard Enterprise CoHPE	Gary M ReinerDirector	67	—	—	15,274	—	late
Oct 4, 2017 AForm 4 →	Dec 4, 6:08 pm EST	Hewlett Packard Enterprise CoHPE	Patricia F RussoDirector	67	—	—	15,274	—	late
Oct 4, 2017 AForm 4 →	Dec 4, 6:09 pm EST	Hewlett Packard Enterprise CoHPE	Lip Bu TanDirector	67	—	—	15,274	—	late
Dec 2, 2017 MForm 4 →	Dec 4, 6:14 pm EST	ROCKWELL AUTOMATION INCROK	Blake D. MoretPresident and CEO, Director	9,594	—	—	0	—
Dec 2, 2017 MForm 4 →	Dec 4, 6:14 pm EST	ROCKWELL AUTOMATION INCROK	Keith D NosbuschDirector	26,242	—	—	0	—
Dec 1, 2017 MForm 4 →	Dec 4, 6:21 pm EST	Allergan plcAGN	William MeuryChief Commercial Officer	11,807	—	—	0	—
Nov 30, 2017 DForm 4 →	Dec 4, 6:25 pm EST	CDK Global, Inc.CDK	Robert N. KarpPresident, CDK North America	2,698	—	—	8,093	—
Nov 30, 2017 MForm 4 →	Dec 4, 6:28 pm EST	Hyatt Hotels CorpH	Peter SearsSee Remarks	2,500	—	—	0	—
Nov 30, 2017 MForm 4 →	Dec 4, 6:34 pm EST	Fifth Street Asset Management Inc.FSAM	Michael W ArthurDirector	10,000	—	—	0	—
Nov 30, 2017 AForm 4 →	Dec 4, 6:40 pm EST	Global Water Resources, Inc.GWRS	David C TedescoDirector	91	—	—	38,331	—
Nov 30, 2017 AForm 4 →	Dec 4, 6:46 pm EST	Global Water Resources, Inc.GWRS	Michael J LiebmanCFO and Corporate Secretary	31	—	—	13,073	—
Nov 30, 2017 MForm 4 →	Dec 4, 6:46 pm EST	NORTHERN TRUST CORPNTRS	Jana R SchreuderCOO	18,489	—	—	6,162	—
Nov 30, 2017 AForm 4 →	Dec 4, 6:48 pm EST	Global Water Resources, Inc.GWRS	Ronnie L FlemingPresident and CEO, Director	50	—	—	21,040	—
Nov 30, 2017 AForm 4 →	Dec 4, 6:51 pm EST	Global Water Resources, Inc.GWRS	L Rita TheilDirector	110	—	—	46,765	—
Nov 30, 2017 AForm 4 →	Dec 4, 6:51 pm EST	Global Water Resources, Inc.GWRS	Richard M AlexanderDirector	37	—	—	15,733	—
Dec 1, 2017 AForm 4 →	Dec 4, 6:59 pm EST	ANALOGIC CORPALOG	Jeffrey P BlackDirector	72	—	—	10,770	—
Dec 4, 2017 MForm 4 →	Dec 4, 7:13 pm EST	ANALOGIC CORPALOG	Michael J. BourqueSee Remarks	225	—	—	0	—
Nov 30, 2017 DMForm 4 →	Dec 4, 7:16 pm EST	BANC OF CALIFORNIA, INC.BANC	John C. GrosvenorEVP AND GENERAL COUNSEL	24,000	—	—	0	—
Nov 30, 2017 AForm 4 →	Dec 4, 7:24 pm EST	Aralez Pharmaceuticals Inc.ARLZ	Michael KasetaInterim CFO	25,000	—	—	25,000	—
Nov 30, 2017 MForm 4 →	Dec 4, 7:26 pm EST	Emerald Expositions Events, Inc.EEX	William CharlesChief Information Officer	17,675	—	—	10,162	—
Nov 30, 2017 MForm 4 →	Dec 4, 7:27 pm EST	Emerald Expositions Events, Inc.EEX	Lori JenksSVP - Operations	6,666	—	—	55,834	—
Nov 30, 2017 MForm 4 →	Dec 4, 7:28 pm EST	Emerald Expositions Events, Inc.EEX	Karalynn SprouseExecutive Vice President	9,750	—	—	6,500	—
Nov 30, 2017 AMForm 4 →	Dec 4, 7:28 pm EST	VISA INC.V	William M. SheedyEVP CORP STRAT, M&A, GR	49,392	—	—	0	—
Nov 30, 2017 MForm 4 →	Dec 4, 7:29 pm EST	Emerald Expositions Events, Inc.EEX	Darrell C DennyExecutive Vice President	19,613	—	—	90,637	—
Nov 10, 2017 AForm 4/A →	Dec 4, 7:30 pm EST	FARMER BROTHERS COFARM	Michael H KeownPRESIDENT, CEO, Director	9,464	—	—	9,464	—
Nov 30, 2017 MForm 4 →	Dec 4, 7:30 pm EST	Emerald Expositions Events, Inc.EEX	Christopher McCabeExecutive Vice President	25,300	—	—	15,475	—
Nov 30, 2017 AMForm 4 →	Dec 4, 7:30 pm EST	VISA INC.V	Ellen RicheyVICE CHAIRMAN & CRO	50,518	—	—	0	—
Nov 10, 2017 AForm 4/A →	Dec 4, 7:31 pm EST	FARMER BROTHERS COFARM	David RobsonTREASURER, CFO	4,171	—	—	4,171	—
Dec 4, 2017 MForm 4 →	Dec 4, 7:33 pm EST	SEMTECH CORPSMTC	Bruce C EdwardsDirector	10,000	—	—	0	—
Nov 30, 2017 AMForm 4 →	Dec 4, 7:33 pm EST	VISA INC.V	Ryan McInerneyPRESIDENT	104,496	—	—	0	—
Nov 10, 2017 ADForm 4/A →	Dec 4, 7:34 pm EST	FARMER BROTHERS COFARM	Thomas J Mattei Jr.GEN COUNSEL, ASST. SECRETARY	13,902	—	—	36,291	—
Nov 30, 2017 AForm 4 →	Dec 4, 7:34 pm EST	Allison Transmission Holdings IncALSN	William R HarkerDirector	14	—	—	41	—
Nov 30, 2017 AMForm 4 →	Dec 4, 7:35 pm EST	VISA INC.V	Tullier Kelly MahonEVP, GENERAL COUNSEL	30,112	—	—	0	—
Nov 10, 2017 AForm 4/A →	Dec 4, 7:36 pm EST	FARMER BROTHERS COFARM	Ellen D IobstCHIEF OPERATIONS OFFICER	3,205	—	—	3,205	—
Nov 30, 2017 AMForm 4 →	Dec 4, 7:37 pm EST	VISA INC.V	Rajat TanejaEVP TECHNOLOGY	98,166	—	—	0	—
Nov 10, 2017 ADForm 4/A →	Dec 4, 7:37 pm EST	FARMER BROTHERS COFARM	Scott A SiersSENIOR VP & GM-DIRECT SHIP	10,855	—	—	38,287	—
Nov 30, 2017 MForm 4 →	Dec 4, 7:39 pm EST	SANGAMO THERAPEUTICS, INCSGMO	Curt A. Herberts IIISr.VP & Chief Business Officer	14,630	—	—	4,168	—
Nov 10, 2017 ADForm 4/A →	Dec 4, 7:39 pm EST	FARMER BROTHERS COFARM	Rene Elaine PethOther	4,291	—	—	15,143	—
Nov 30, 2017 MForm 4 →	Dec 4, 7:42 pm EST	SPECTRUM PHARMACEUTICALS INCSPPI	Rajesh C Shrotriya M.D.Chairman & CEO, Director	100,000	—	—	0	—
Dec 1, 2017 MForm 4 →	Dec 4, 7:51 pm EST	TELEDYNE TECHNOLOGIES INCTDY	Cynthia Y BelakVice President and Controller	4,000	—	—	1,000	—
Dec 1, 2017 MForm 4 →	Dec 4, 7:53 pm EST	ADURO BIOTECH, INC.ADRO	Stephen T IsaacsPresident and CEO, Director	40,000	—	—	49,259	—
Nov 30, 2017 MForm 4 →	Dec 4, 7:54 pm EST	SEATTLE GENETICS INC /WASGEN	Vaughn B HimesChief Technical Officer	10,000	—	—	0	—
Dec 1, 2017 MForm 4 →	Dec 4, 7:56 pm EST	ADURO BIOTECH, INC.ADRO	Gregory W SchaferChief Operating Officer	20,000	—	—	202,390	—
Dec 2, 2017 MForm 4 →	Dec 4, 7:56 pm EST	ROCKWELL AUTOMATION INCROK	Steven W. EtzelVP and Treasurer	1,272	—	—	0	—
Dec 2, 2017 MForm 4 →	Dec 4, 7:56 pm EST	ROCKWELL AUTOMATION INCROK	Elik I FooksSenior Vice President	1,665	—	—	0	—
Dec 2, 2017 MForm 4 →	Dec 4, 7:56 pm EST	ROCKWELL AUTOMATION INCROK	Sujeet ChandSr VP & Chief Tech. Officer	5,910	—	—	0	—
Dec 2, 2017 MForm 4 →	Dec 4, 7:56 pm EST	ROCKWELL AUTOMATION INCROK	Robert B MurphySr. VP Operations & Eng. Svcs.	935	—	—	0	—
Dec 1, 2017 MForm 4 →	Dec 4, 7:57 pm EST	ADURO BIOTECH, INC.ADRO	Jennifer LewSr. Vice President of Finance	6,600	—	—	50,709	—
Dec 1, 2017 MForm 4 →	Dec 4, 7:59 pm EST	ADURO BIOTECH, INC.ADRO	Dirk G. BrockstedtEVP of Research and Dev.	10,000	—	—	55,014	—
Nov 30, 2017 MForm 4/A →	Dec 4, 8:06 pm EST	SANGAMO THERAPEUTICS, INCSGMO	Curt A. Herberts IIISr.VP & Chief Business Officer	14,630	—	—	4,168	—
Nov 30, 2017 MForm 4 →	Dec 4, 8:18 pm EST	Hortonworks, Inc.HDP	Robert G BeardenChief Executive Officer, Director	120,200	—	—	144,027	—
Dec 2, 2017 MForm 4 →	Dec 4, 8:21 pm EST	ROCKWELL AUTOMATION INCROK	David M DorganVP and Controller	1,272	—	—	0	—
Nov 30, 2017 MForm 4 →	Dec 4, 8:23 pm EST	FIBROGEN INCFGEN	Jorma RouttiDirector	12,000	—	—	0	—
Nov 29, 2017 PForm 4 →	Dec 4, 8:23 pm EST	Big Rock Partners Acquisition Corp.BRPAU	Richard Ackerman +1President and CEO, Director, 10% Owner	33,750	—	—	136,250	—	late
Dec 1, 2017 AForm 4 →	Dec 4, 9:18 pm EST	NETFLIX INCNFLX	Richard N BartonDirector	334	—	—	334	—
Dec 1, 2017 AForm 4 →	Dec 4, 9:19 pm EST	NETFLIX INCNFLX	A George BattleDirector	334	—	—	334	—
Dec 1, 2017 AForm 4 →	Dec 4, 9:19 pm EST	NETFLIX INCNFLX	Timothy M HaleyDirector	334	—	—	334	—
Dec 1, 2017 AForm 4 →	Dec 4, 9:19 pm EST	NETFLIX INCNFLX	Ann MatherDirector	334	—	—	334	—
Dec 1, 2017 AForm 4 →	Dec 4, 9:20 pm EST	NETFLIX INCNFLX	Bradford L SmithDirector	334	—	—	334	—
Dec 1, 2017 AForm 4 →	Dec 4, 9:20 pm EST	NETFLIX INCNFLX	Anne M SweeneyDirector	334	—	—	334	—
Dec 1, 2017 AForm 4 →	Dec 4, 9:20 pm EST	NETFLIX INCNFLX	Kelly BennettChief Marketing Officer	959	—	—	959	—
Dec 1, 2017 AForm 4 →	Dec 4, 9:21 pm EST	NETFLIX INCNFLX	Leslie J KilgoreDirector	334	—	—	334	—
Dec 1, 2017 AForm 4 →	Dec 4, 9:21 pm EST	NETFLIX INCNFLX	Jonathan FriedlandChief Communications Officer	696	—	—	696	—
Dec 1, 2017 AForm 4 →	Dec 4, 9:21 pm EST	NETFLIX INCNFLX	Reed HastingsCEO, Director	23,641	—	—	23,641	—
Dec 1, 2017 AForm 4 →	Dec 4, 9:22 pm EST	NETFLIX INCNFLX	David A HymanGeneral Counsel	1,355	—	—	1,355	—
Dec 1, 2017 AForm 4 →	Dec 4, 9:22 pm EST	NETFLIX INCNFLX	Jessica NealChief Talent Officer	195	—	—	195	—
Dec 1, 2017 AForm 4 →	Dec 4, 9:22 pm EST	NETFLIX INCNFLX	Gregory K PetersChief Product Officer	3,791	—	—	3,791	—
Dec 1, 2017 AForm 4 →	Dec 4, 9:22 pm EST	NETFLIX INCNFLX	Theodore A SarandosChief Content Officer	12,267	—	—	12,267	—
Dec 1, 2017 AMForm 4 →	Dec 4, 9:23 pm EST	NETFLIX INCNFLX	David B WellsCFO	3,130	—	—	2,130	—
Nov 30, 2017 MForm 4 →	Dec 4, 9:26 pm EST	PATRICK INDUSTRIES INCPATK	Todd M ClevelandCEO, Director	50,000	—	—	12,499	—
Nov 30, 2017 CForm 4 →	Dec 4, 9:38 pm EST	POWER SOLUTIONS INTERNATIONAL, INC.PSIX	Weichai America Corp. +210% Owner	2,385,624	—	—	0	—
Dec 1, 2017 MForm 4 →	Dec 5, 6:03 am EST	LANTRONIX INCLTRX	Jeff BenckChief Executive Officer, Director	37,500	—	—	150,000	—
Dec 4, 2017 MForm 4 →	Dec 5, 8:39 am EST	LendingTree, Inc.TREE	Nikul PatelChief Strategy Officer	1,000	—	—	11,750	—
Dec 4, 2017 AForm 4 →	Dec 5, 9:31 am EST	Regulus Therapeutics Inc.RGLS	Timothy Michael WrightChief R & D Officer	100,000	—	—	100,000	—
Dec 1, 2017 MForm 4 →	Dec 5, 9:36 am EST	Chubb LtdCB	Timothy Alan BoroughsExecutive Vice President*	18,611	—	—	110,183	—
Dec 4, 2017 AForm 4 →	Dec 5, 9:50 am EST	BEASLEY BROADCAST GROUP INCBBGI	Joe B CoxDirector	2,691	—	—	2,691	—
Dec 1, 2017 MForm 4 →	Dec 5, 9:52 am EST	LOEWS CORPL	Ann E BermanDirector	1,500	—	—	0	—
Dec 4, 2017 AForm 4 →	Dec 5, 9:53 am EST	BEASLEY BROADCAST GROUP INCBBGI	Mark S FowlerDirector	2,691	—	—	2,691	—
Dec 1, 2017 MForm 4 →	Dec 5, 9:53 am EST	LOEWS CORPL	Charles M DikerDirector	1,500	—	—	0	—
Dec 4, 2017 AForm 4 →	Dec 5, 9:54 am EST	BEASLEY BROADCAST GROUP INCBBGI	Herbert W McCordDirector	2,691	—	—	2,691	—
Dec 1, 2017 MForm 4 →	Dec 5, 9:55 am EST	LOEWS CORPL	Walter L HarrisDirector	1,500	—	—	0	—
Dec 1, 2017 MForm 4 →	Dec 5, 9:56 am EST	LOEWS CORPL	Philip A LaskawyDirector	1,500	—	—	0	—
Dec 4, 2017 AForm 4 →	Dec 5, 9:57 am EST	BEASLEY BROADCAST GROUP INCBBGI	Allen B ShawDirector	1,345	—	—	1,345	—
Dec 4, 2017 AForm 4 →	Dec 5, 10:01 am EST	BEASLEY BROADCAST GROUP INCBBGI	Peter A Bordes Jr.Director, 10% Owner	1,345	—	—	1,345	—
Dec 1, 2017 AForm 4 →	Dec 5, 10:39 am EST	RAVEN INDUSTRIES INCRAVN	Steven E BrazonesVP & CFO, Treasurer	4,350	—	—	4,350	—
Dec 1, 2017 AForm 4 →	Dec 5, 10:42 am EST	CTI INDUSTRIES CORPCTIB	Jeffrey S HylandPresident, Director	350,000	—	—	350,000	—
Dec 1, 2017 MForm 4 →	Dec 5, 10:44 am EST	Monster Beverage CorpMNST	Thomas J KellySenior VP - Monster Energy Co.	1,500	—	—	0	—
Dec 4, 2017 MForm 4 →	Dec 5, 11:15 am EST	WestRock CoWRK	John A Luke Jr.Director	10,343	—	—	12,601	—
Dec 4, 2017 MForm 4 →	Dec 5, 11:42 am EST	DEERE & CODE	Marc A HowzeSr. V.P. & Chief Admin Offcr	7,731	—	—	0	—
Dec 2, 2017 MForm 4 →	Dec 5, 11:49 am EST	ROCKWELL AUTOMATION INCROK	Theodore D CrandallSenior Vice President	9,594	—	—	0	—
Dec 4, 2017 MForm 4 →	Dec 5, 11:59 am EST	People's United Financial, Inc.PBCT	Jeffrey J TengelSr. Executive Vice President	173,685	—	—	0	—
Dec 4, 2017 MForm 4 →	Dec 5, 12:14 pm EST	NOVAGOLD RESOURCES INCNG	Gregory A. LangPresident and CEO, Director	110,000	—	—	0	—
Dec 1, 2017 MForm 4 →	Dec 5, 12:15 pm EST	NOVAGOLD RESOURCES INCNG	David DeisleyExec. VP & General Counsel	150,000	—	—	0	—
Dec 1, 2017 MForm 4 →	Dec 5, 12:20 pm EST	USG CORPUSG	John M RealeSenior Vice President	4,535	—	—	0	—
Dec 4, 2017 MForm 4 →	Dec 5, 12:35 pm EST	COLUMBUS MCKINNON CORPCMCO	Alan S KormanVP, Gen'l Counsel & Secretary	1,200	—	—	4,224	—
Dec 1, 2017 MForm 4 →	Dec 5, 12:55 pm EST	CytomX Therapeutics, Inc.CTMX	Sean A. McCarthyPresident and CEO, Director	14,340	—	—	356,721	—
Dec 2, 2017 MForm 4 →	Dec 5, 12:56 pm EST	ROCKWELL AUTOMATION INCROK	John P McDermottSr. Vice President	5,910	—	—	0	—
Dec 2, 2017 MForm 4 →	Dec 5, 12:56 pm EST	ROCKWELL AUTOMATION INCROK	Patrick P. GorisSr. VP and CFO	1,309	—	—	0	—
Dec 1, 2017 MForm 4 →	Dec 5, 12:58 pm EST	Ally Financial Inc.ALLY	Jeffrey Jonathan BrownChief Executive Officer, Director	498	—	—	995	—
Dec 1, 2017 MForm 4 →	Dec 5, 12:58 pm EST	Ally Financial Inc.ALLY	David J DebrunnerVP, CAO, Controller	123	—	—	247	—
Dec 1, 2017 MForm 4 →	Dec 5, 12:58 pm EST	Ally Financial Inc.ALLY	Christopher A HalmyChief Financial Officer	242	—	—	484	—
Dec 4, 2017 MForm 4 →	Dec 5, 12:58 pm EST	USG CORPUSG	Joseph W HolmesSenior Vice President	2,570	—	—	0	—
Dec 1, 2017 MForm 4 →	Dec 5, 12:58 pm EST	Ally Financial Inc.ALLY	Diane E. MoraisPresident, Ally Bank	277	—	—	553	—
Dec 1, 2017 MForm 4 →	Dec 5, 12:59 pm EST	Ally Financial Inc.ALLY	Timothy M. RussiPresident, Auto Finance	305	—	—	608	—
Dec 4, 2017 MForm 4 →	Dec 5, 1:08 pm EST	WESTLAKE CHEMICAL CORPWLK	Mark Steven BenderEVP and CFO	6,500	—	—	6,680	—
Dec 2, 2017 MForm 4 →	Dec 5, 1:14 pm EST	ROCKWELL AUTOMATION INCROK	John M MillerVP and Chief IP Counsel	1,272	—	—	0	—
Dec 1, 2017 MForm 4 →	Dec 5, 1:22 pm EST	CARPENTER TECHNOLOGY CORPCRS	Joseph E HanifordSVP & Chief Operating Officer	13,459	—	—	0	—
Dec 4, 2017 JForm 4 →	Dec 5, 1:39 pm EST	FTE Networks, Inc.FTNW	Brian P McMahonOther	1,780	—	—	178,000	—
Dec 2, 2017 MForm 4 →	Dec 5, 1:56 pm EST	ROCKWELL AUTOMATION INCROK	Frank C KulaszewiczSVP	9,594	—	—	0	—
Dec 4, 2017 MForm 4 →	Dec 5, 1:59 pm EST	PEAPACK GLADSTONE FINANCIAL CORPPGC	F Duffield MeyercordDirector	2,310	—	—	0	—
Dec 4, 2017 MForm 4 →	Dec 5, 2:04 pm EST	KROGER COKR	Jorge P MontoyaDirector	10,000	—	—	0	—
Dec 2, 2017 MForm 4 →	Dec 5, 2:07 pm EST	ROCKWELL AUTOMATION INCROK	Susan SchmittSr. VP, HR	4,432	—	—	0	—
Dec 1, 2017 MForm 4 →	Dec 5, 2:22 pm EST	COMMUNIDYNE CORPJCS	Roger HD LaceyDirector	4,166	—	—	0	—
Dec 5, 2017 MForm 4 →	Dec 5, 2:27 pm EST	UR-ENERGY INCURG	Paul MacdonellDirector	72,911	—	—	334,907	—
Dec 4, 2017 AForm 4 →	Dec 5, 2:29 pm EST	Polar Power, Inc.POLA	Keith AlbrechtDirector	10,000	—	—	10,000	—
Dec 4, 2017 AForm 4 →	Dec 5, 2:31 pm EST	Polar Power, Inc.POLA	Matthew GoldmanDirector	10,000	—	—	10,000	—
Dec 3, 2017 MForm 4 →	Dec 5, 2:44 pm EST	MTS SYSTEMS CORPMTSC	Jeffrey A GravesPresident and CEO, Director	2,670	—	—	0	—
Dec 5, 2017 MForm 4 →	Dec 5, 2:45 pm EST	NORWOOD FINANCIAL CORPNWFL	William W Davis Jr.Chairman of the Board, Director	7,383	—	—	0	—
Dec 1, 2017 MForm 4 →	Dec 5, 2:51 pm EST	Resonant IncRESN	Neal FenziExecutive VP of Engineering	11,250	—	—	33,750	—
Dec 4, 2017 AForm 4 →	Dec 5, 2:58 pm EST	DONALDSON CO INCDCI	Pilar CruzDirector	1,100	—	—	1,100	—
Dec 1, 2017 AForm 4 →	Dec 5, 2:59 pm EST	FORD MOTOR COF	Stephen G ButlerDirector	2,865	—	—	96,744	—
Dec 1, 2017 AForm 4 →	Dec 5, 2:59 pm EST	FORD MOTOR COF	Kimberly A CasianoDirector	2,267	—	—	55,317	—
Dec 4, 2017 CForm 4 →	Dec 5, 2:59 pm EST	QTS Realty Trust, Inc.QTS	William H SchaferEVP -- Finance and Accounting	12,500	—	—	76,729	—
Dec 1, 2017 AForm 4 →	Dec 5, 2:59 pm EST	FORD MOTOR COF	Anthony F Earley Jr.Director	1,486	—	—	64,491	—
Dec 1, 2017 AForm 4 →	Dec 5, 3:00 pm EST	FORD MOTOR COF	Edsel B Ford IIDirector	1,768	—	—	149,417	—
Dec 1, 2017 AForm 4 →	Dec 5, 3:00 pm EST	FORD MOTOR COF	William Clay Ford Jr.Exec. Chairman and Chairman, Director	38	—	—	3,248	—
Dec 1, 2017 AForm 4 →	Dec 5, 3:01 pm EST	FORD MOTOR COF	James P HackettPresident and CEO, Director	26	—	—	2,244	—
Dec 1, 2017 APForm 4 →	Dec 5, 3:01 pm EST	EMPIRE PETROLEUM CORPEMPR	Tony KaminDirector, 10% Owner	1,140,000	—	—	1,000,000	—
Dec 1, 2017 AForm 4 →	Dec 5, 3:01 pm EST	FORD MOTOR COF	William W HelmanDirector	431	—	—	36,466	—
Dec 1, 2017 MForm 4 →	Dec 5, 3:01 pm EST	Resonant IncRESN	Robert B HammondChief Technology Officer, Director	11,250	—	—	33,750	—
Dec 1, 2017 AForm 4 →	Dec 5, 3:02 pm EST	FORD MOTOR COF	William E KennardDirector	517	—	—	43,940	—
Dec 1, 2017 AForm 4 →	Dec 5, 3:02 pm EST	FORD MOTOR COF	John C LechleiterDirector	1,095	—	—	88,077	—
Dec 1, 2017 AForm 4 →	Dec 5, 3:02 pm EST	FORD MOTOR COF	Ellen R MarramDirector	3,451	—	—	55,317	—
Dec 1, 2017 AForm 4 →	Dec 5, 3:03 pm EST	FORD MOTOR COF	John L ThorntonDirector	3,343	—	—	282,549	—
Dec 1, 2017 AForm 4 →	Dec 5, 3:03 pm EST	EMPIRE PETROLEUM CORPEMPR	Michael R. MorrisettPresident, Director, 10% Owner	500,000	—	—	500,000	—
Dec 1, 2017 AForm 4 →	Dec 5, 3:03 pm EST	FORD MOTOR COF	Lynn M VojvodichDirector	179	—	—	15,264	—
Dec 1, 2017 AForm 4 →	Dec 5, 3:04 pm EST	FORD MOTOR COF	John S WeinbergDirector	417	—	—	35,408	—
Dec 4, 2017 AForm 4 →	Dec 5, 3:05 pm EST	BARD C R INC /NJ/BCR	David M BarrettDirector	245	—	—	5,174	—
Dec 4, 2017 AForm 4 →	Dec 5, 3:05 pm EST	BARD C R INC /NJ/BCR	Robert M DavisDirector	245	—	—	1,062	—
Dec 4, 2017 AForm 4 →	Dec 5, 3:05 pm EST	BARD C R INC /NJ/BCR	David F MelcherDirector	245	—	—	1,475	—
Dec 4, 2017 AForm 4 →	Dec 5, 3:05 pm EST	BARD C R INC /NJ/BCR	Tommy G ThompsonDirector	245	—	—	8,541	—
Dec 4, 2017 AForm 4 →	Dec 5, 3:05 pm EST	BARD C R INC /NJ/BCR	Anthony WeltersDirector	245	—	—	17,808	—
Dec 4, 2017 AForm 4 →	Dec 5, 3:05 pm EST	BARD C R INC /NJ/BCR	Herbert L HenkelDirector	245	—	—	12,666	—
Dec 4, 2017 AForm 4 →	Dec 5, 3:05 pm EST	BARD C R INC /NJ/BCR	John C. KellyDirector	245	—	—	5,174	—
Dec 4, 2017 AForm 4 →	Dec 5, 3:05 pm EST	BARD C R INC /NJ/BCR	Gail K NaughtonDirector	245	—	—	9,516	—
Dec 4, 2017 AForm 4 →	Dec 5, 3:05 pm EST	BARD C R INC /NJ/BCR	Tony L WhiteDirector	245	—	—	25,002	—
Dec 1, 2017 MForm 4 →	Dec 5, 3:13 pm EST	Resonant IncRESN	Jeffrey A KillianChief Financial Officer	11,250	—	—	33,750	—
Dec 4, 2017 MForm 4 →	Dec 5, 3:16 pm EST	RAYMOND JAMES FINANCIAL INCRJF	George CataneseSVP, Chief Risk Officer	800	—	—	0	—
Dec 4, 2017 MForm 4 →	Dec 5, 3:19 pm EST	BRADY CORPBRC	Frank W HarrisDirector	6,000	—	—	0	—
Dec 4, 2017 MForm 4 →	Dec 5, 3:19 pm EST	BRADY CORPBRC	Conrad G GoodkindDirector	6,000	—	—	0	—
Dec 4, 2017 MForm 4 →	Dec 5, 3:19 pm EST	BRADY CORPBRC	Patrick W AllenderDirector	6,000	—	—	0	—
Dec 1, 2017 MForm 4 →	Dec 5, 3:27 pm EST	Resonant IncRESN	George B HolmesChief Executive Officer, Director	20,750	—	—	62,250	—
Dec 1, 2017 AForm 4 →	Dec 5, 3:35 pm EST	POTLATCH CORPPCH	William Lindeke DriscollDirector	484	—	—	38,391	—
Dec 1, 2017 AForm 4 →	Dec 5, 3:37 pm EST	POTLATCH CORPPCH	Linda M. BreardDirector	484	—	—	4,262	—
Dec 1, 2017 AForm 4 →	Dec 5, 3:37 pm EST	POTLATCH CORPPCH	Charles P GrenierDirector	484	—	—	7,894	—
Dec 1, 2017 AForm 4 →	Dec 5, 3:38 pm EST	POTLATCH CORPPCH	John S MoodyDirector	484	—	—	27,312	—
Dec 1, 2017 AForm 4 →	Dec 5, 3:39 pm EST	POTLATCH CORPPCH	Larry PeirosDirector	484	—	—	32,296	—
Dec 1, 2017 AForm 4 →	Dec 5, 3:39 pm EST	POTLATCH CORPPCH	Gregory L QuesnelDirector	484	—	—	30,654	—
Dec 1, 2017 MForm 4 →	Dec 5, 3:45 pm EST	COGNIZANT TECHNOLOGY SOLUTIONS CORPCTSH	Debashis ChatterjeePresident Global Delivery	4,735	—	—	4,953	—
Dec 1, 2017 MForm 4 →	Dec 5, 3:47 pm EST	COGNIZANT TECHNOLOGY SOLUTIONS CORPCTSH	Ramakrishna Prasad ChintamaneniPresident Global Inds. & Cnslt	14,992	—	—	16,712	—
Dec 1, 2017 MForm 4 →	Dec 5, 3:48 pm EST	COGNIZANT TECHNOLOGY SOLUTIONS CORPCTSH	Francisco DsouzaChief Executive Officer, Director	115,718	—	—	47,045	—
Dec 1, 2017 MForm 4 →	Dec 5, 3:50 pm EST	COGNIZANT TECHNOLOGY SOLUTIONS CORPCTSH	Malcolm FrankExec. VP, Strategy & Marketing	28,981	—	—	11,782	—
Dec 1, 2017 MForm 4 →	Dec 5, 3:51 pm EST	COGNIZANT TECHNOLOGY SOLUTIONS CORPCTSH	Matthew W. FriedrichGeneral Counsel	5,500	—	—	55,004	—
Dec 1, 2017 MForm 4 →	Dec 5, 3:52 pm EST	COGNIZANT TECHNOLOGY SOLUTIONS CORPCTSH	Sumithra GomatamPresident - Digital Operations	5,763	—	—	5,861	—
Dec 1, 2017 MForm 4 →	Dec 5, 3:54 pm EST	COGNIZANT TECHNOLOGY SOLUTIONS CORPCTSH	Gajakarnan Vibushanan KandiahPresident - Digital Business	8,703	—	—	7,812	—
Dec 4, 2017 MForm 4 →	Dec 5, 3:54 pm EST	PEAPACK GLADSTONE FINANCIAL CORPPGC	John D KisselDirector	2,310	—	—	0	—
Dec 1, 2017 MForm 4 →	Dec 5, 3:55 pm EST	COGNIZANT TECHNOLOGY SOLUTIONS CORPCTSH	Venkat KrishnaswamyVice Chair Healthcare&Life Sc	13,184	—	—	7,634	—
Dec 1, 2017 MForm 4 →	Dec 5, 3:56 pm EST	COGNIZANT TECHNOLOGY SOLUTIONS CORPCTSH	James Patrick LennoxEVP - Chief People Officer	5,550	—	—	8,191	—
Dec 4, 2017 MForm 4 →	Dec 5, 3:59 pm EST	Clifton Bancorp Inc.CSBK	Christine R PianoEVP, CFO & Treasurer	47,767	—	—	49,974	—
Dec 4, 2017 MForm 4 →	Dec 5, 3:59 pm EST	Clifton Bancorp Inc.CSBK	Stephen A HoogerhydeExecutive Vice President	20,472	—	—	9,031	—
Dec 4, 2017 MForm 4 →	Dec 5, 3:59 pm EST	Clifton Bancorp Inc.CSBK	Cynthia SiscoDirector	140,691	—	—	0	—

A trading day runs to 4:00 pm ET; filings accepted later appear on the next trading day. Rows aggregate a filing’s matching transaction lines — see the methodology for the exact roll-up rules.