SEC Form 4 · accession 0001209191-17-063625
Polaris Inc. · PII
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James P Williams
Officer — SVP-CHRO
Period of report
Nov 30, 2017
Accepted (ET)
Dec 4, 2017 · 5:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000931015
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 30, 2017 | M | 20,000 | $44.00 | A | 22,664 | D | |
| Common StockF1 | Nov 30, 2017 | S | 20,000 | $127.08 | D | 2,664 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options (right to buy) | $44.00 | Nov 30, 2017 | M | 20,000 | D | Apr 4, 2014 | Apr 4, 2021 | Common Stock | 20,000 | 14,750 | D |
Explanation of responses
- F1Reflects the weighted average price of 20,000 shares of Common Stock sold by the reporting person in multiple transactions on November 30, 2017 with sale prices ranging from $127.00 to $127.50 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.