Insider · CIK 0001166872

Karen E Shaff

Period1M 3M 6M 1Y 2Y All datashares as filed — not split-adjusted

Open-market buys & salesbuys $0 · 0sales $15.3M · 8net −$15.3M

Reported trades — common stock

Trade	Reported (ET)	Company	Shares	Avg price	Total	Owned after	Δ stake	Flags
Feb 25, 2019 AForm 4 →	Feb 27, 5:19 pm EST	PRINCIPAL FINANCIAL GROUP INCPFG	15,677	—	—	93,321	—	plan?
Dec 28, 2018 AForm 4 →	Jan 2, 2019, 5:03 pm EST	PRINCIPAL FINANCIAL GROUP INCPFG	165	—	—	77,644	—	plan?
Sep 28, 2018 AForm 4 →	Oct 2, 4:30 pm EDT	PRINCIPAL FINANCIAL GROUP INCPFG	119	—	—	76,892	—	plan?
Jun 29, 2018 AForm 4 →	Jul 3, 4:57 pm EDT	PRINCIPAL FINANCIAL GROUP INCPFG	128	—	—	76,694	—	plan?
Mar 29, 2018 AForm 4 →	Apr 2, 5:26 pm EDT	PRINCIPAL FINANCIAL GROUP INCPFG	108	—	—	76,481	—	plan?
Feb 26, 2018 AForm 4 →	Feb 28, 5:14 pm EST	PRINCIPAL FINANCIAL GROUP INCPFG	9,865	—	—	76,300	—	plan?
Dec 28, 2017 AForm 4 →	Jan 2, 2018, 5:38 pm EST	PRINCIPAL FINANCIAL GROUP INCPFG	88	—	—	66,049	—	plan?
Dec 7, 2017 GForm 4 →	Dec 8, 3:56 pm EST	PRINCIPAL FINANCIAL GROUP INCPFG	3,800	—	—	65,905	—	plan?
Dec 1, 2017 SForm 4 →	Dec 4, 5:10 pm EST	PRINCIPAL FINANCIAL GROUP INCPFG	50,561	$69.51	$3,514,495	69,705	−42.0%	plan?
Dec 1, 2017 MForm 4 →	Dec 4, 5:10 pm EST	PRINCIPAL FINANCIAL GROUP INCPFG	40,755	$30.70	$1,251,179	120,266	—	plan?
Nov 2, 2017 GForm 4 →	Nov 7, 4:34 pm EST	PRINCIPAL FINANCIAL GROUP INCPFG	6,400	—	—	79,511	—	plan? late
Oct 19, 2017 SForm 4 →	Oct 20, 5:21 pm EDT	PRINCIPAL FINANCIAL GROUP INCPFG	10,588	$68.01	$720,090	85,911	−11.0%	plan?
Oct 19, 2017 MForm 4 →	Oct 20, 5:21 pm EDT	PRINCIPAL FINANCIAL GROUP INCPFG	10,588	$34.26	$362,745	96,499	—	plan?
Oct 18, 2017 SForm 4 →	Oct 19, 2:22 pm EDT	PRINCIPAL FINANCIAL GROUP INCPFG	17,082	$68.00	$1,161,576	85,911	−16.6%	plan?
Oct 18, 2017 MForm 4 →	Oct 19, 2:22 pm EDT	PRINCIPAL FINANCIAL GROUP INCPFG	17,082	$34.26	$585,229	102,993	—	plan?
Sep 29, 2017 AForm 4 →	Oct 3, 5:23 pm EDT	PRINCIPAL FINANCIAL GROUP INCPFG	93	—	—	85,911	—	plan?
Jul 10, 2017 SForm 4 →	Jul 11, 1:58 pm EDT	PRINCIPAL FINANCIAL GROUP INCPFG	30,500	$65.00	$1,982,500	85,760	−26.2%	plan?
Jul 10, 2017 MForm 4 →	Jul 11, 1:58 pm EDT	PRINCIPAL FINANCIAL GROUP INCPFG	30,500	$60.10	$1,833,050	116,260	—	plan?
Jun 30, 2017 AForm 4 →	Jul 5, 5:49 pm EDT	PRINCIPAL FINANCIAL GROUP INCPFG	91	—	—	85,760	—	plan?
Jun 12, 2017 SForm 4 →	Jun 13, 5:14 pm EDT	PRINCIPAL FINANCIAL GROUP INCPFG	38,105	$65.05	$2,478,730	85,612	−30.8%	plan?
Jun 12, 2017 MForm 4 →	Jun 13, 5:14 pm EDT	PRINCIPAL FINANCIAL GROUP INCPFG	38,105	$27.46	$1,046,363	123,717	—	plan?
May 15, 2017 GForm 4 →	May 18, 4:40 pm EDT	PRINCIPAL FINANCIAL GROUP INCPFG	2,000	—	—	85,612	—	plan? late
Mar 31, 2017 AForm 4 →	Apr 4, 5:35 pm EDT	PRINCIPAL FINANCIAL GROUP INCPFG	90	—	—	87,612	—	plan?
Feb 27, 2017 AForm 4 →	Mar 1, 5:27 pm EST	PRINCIPAL FINANCIAL GROUP INCPFG	5,930	—	—	87,465	—	plan?
Feb 9, 2017 SForm 4 →	Feb 13, 4:52 pm EST	PRINCIPAL FINANCIAL GROUP INCPFG	43,410	$60.04	$2,606,336	80,928	−34.9%	plan?
Feb 9, 2017 MForm 4 →	Feb 13, 4:52 pm EST	PRINCIPAL FINANCIAL GROUP INCPFG	43,410	$22.21	$964,136	124,338	—	plan?
Dec 27, 2016 AForm 4 →	Dec 29, 5:50 pm EST	PRINCIPAL FINANCIAL GROUP INCPFG	91	—	—	80,928	—	plan?
Nov 15, 2016 GForm 4 →	Nov 17, 5:41 pm EST	PRINCIPAL FINANCIAL GROUP INCPFG	701	—	—	80,783	—	plan?
Oct 28, 2016 SForm 4 →	Oct 28, 5:35 pm EDT	PRINCIPAL FINANCIAL GROUP INCPFG	12,832	$55.00	$705,760	81,484	−13.6%	plan?
Sep 30, 2016 AForm 4 →	Oct 4, 4:55 pm EDT	PRINCIPAL FINANCIAL GROUP INCPFG	98	—	—	94,316	—	plan?
Aug 31, 2016 GForm 4 →	Sep 13, 1:57 pm EDT	PRINCIPAL FINANCIAL GROUP INCPFG	1,635	—	—	94,161	—	plan? late
Jun 24, 2016 AForm 4 →	Jun 28, 5:56 pm EDT	PRINCIPAL FINANCIAL GROUP INCPFG	120	—	—	95,796	—	plan?
Mar 25, 2016 AForm 4 →	Mar 29, 6:22 pm EDT	PRINCIPAL FINANCIAL GROUP INCPFG	118	—	—	95,603	—	plan?
Feb 22, 2016 AForm 4 →	Feb 24, 5:02 pm EST	PRINCIPAL FINANCIAL GROUP INCPFG	11,761	—	—	95,416	—	plan?
Dec 28, 2015 AForm 4 →	Dec 30, 4:50 pm EST	PRINCIPAL FINANCIAL GROUP INCPFG	100	—	—	83,172	—	plan?
Sep 25, 2015 AForm 4 →	Sep 29, 5:35 pm EDT	PRINCIPAL FINANCIAL GROUP INCPFG	94	—	—	83,018	—	plan?
Jul 30, 2015 SForm 4 →	Jul 31, 1:41 pm EDT	PRINCIPAL FINANCIAL GROUP INCPFG	39,165	$55.25	$2,163,866	83,966	−31.8%	plan?
Jul 30, 2015 GMForm 4 →	Jul 31, 1:41 pm EDT	PRINCIPAL FINANCIAL GROUP INCPFG	40,259	$49.25	$1,928,876	82,872	—	plan?
Jun 26, 2015 AForm 4 →	Jun 30, 6:02 pm EDT	PRINCIPAL FINANCIAL GROUP INCPFG	86	—	—	83,966	—	plan?
Mar 27, 2015 AForm 4 →	Mar 31, 6:20 pm EDT	PRINCIPAL FINANCIAL GROUP INCPFG	84	—	—	84,906	—	plan?
Mar 13, 2015 GForm 4 →	Mar 17, 2:01 pm EDT	PRINCIPAL FINANCIAL GROUP INCPFG	1,080	—	—	84,764	—	plan?
Feb 23, 2015 AForm 4 →	Feb 25, 5:22 pm EST	PRINCIPAL FINANCIAL GROUP INCPFG	12,832	—	—	85,844	—	plan?

Reported trades — derivatives (options, RSUs, warrants)

Trade	Reported (ET)	Company	Shares	Avg price	Total	Owned after	Δ stake
Feb 25, 2019 AForm 4 →	Feb 27, 5:19 pm EST	PRINCIPAL FINANCIAL GROUP INCPFG	48,215	—	—	48,215	—
Feb 26, 2018 AForm 4 →	Feb 28, 5:14 pm EST	PRINCIPAL FINANCIAL GROUP INCPFG	32,465	—	—	32,465	—
Dec 1, 2017 MForm 4 →	Dec 4, 5:10 pm EST	PRINCIPAL FINANCIAL GROUP INCPFG	40,755	—	—	0	—
Oct 19, 2017 MForm 4 →	Oct 20, 5:21 pm EDT	PRINCIPAL FINANCIAL GROUP INCPFG	10,588	—	—	0	—
Oct 18, 2017 MForm 4 →	Oct 19, 2:22 pm EDT	PRINCIPAL FINANCIAL GROUP INCPFG	17,082	—	—	10,588	—
Jul 10, 2017 MForm 4 →	Jul 11, 1:58 pm EDT	PRINCIPAL FINANCIAL GROUP INCPFG	30,500	—	—	0	—
Jun 12, 2017 MForm 4 →	Jun 13, 5:14 pm EDT	PRINCIPAL FINANCIAL GROUP INCPFG	38,105	—	—	0	—
Feb 27, 2017 AForm 4 →	Mar 1, 5:27 pm EST	PRINCIPAL FINANCIAL GROUP INCPFG	31,035	—	—	31,035	—
Feb 9, 2017 MForm 4 →	Feb 13, 4:52 pm EST	PRINCIPAL FINANCIAL GROUP INCPFG	43,410	—	—	0	—
Feb 22, 2016 AForm 4 →	Feb 24, 5:02 pm EST	PRINCIPAL FINANCIAL GROUP INCPFG	52,540	—	—	52,540	—
Jul 30, 2015 MForm 4 →	Jul 31, 1:41 pm EDT	PRINCIPAL FINANCIAL GROUP INCPFG	39,165	—	—	0	—
Feb 23, 2015 AForm 4 →	Feb 25, 5:22 pm EST	PRINCIPAL FINANCIAL GROUP INCPFG	22,570	—	—	22,570	—