SEC Form 4 · accession 0000074260-17-000091
OLD REPUBLIC INTERNATIONAL CORP · ORI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
R Scott Rager
Officer — President & COO
Period of report
Nov 30, 2017
Accepted (ET)
Dec 4, 2017 · 5:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000074260
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 30, 2017 | M | 37,500 | $12.95 | A | 40,000 | D | |
| Common Stock | Nov 30, 2017 | S | 37,500 | $21.00 | D | 2,500 | D | |
| Common Stock | Nov 30, 2017 | M | 10,000 | $10.40 | A | 12,500 | D | |
| Common Stock | Nov 30, 2017 | S | 10,000 | $21.00 | D | 2,500 | D | |
| Common Stock | Nov 30, 2017 | J | 0 | $0.00 | A | 40,920 | I | By ESSOP |
| Common Stock | Nov 30, 2017 | J | 0 | $0.00 | A | 35,589 | I | By ORI BSP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2008 Employee Stock Option | $12.95 | Nov 30, 2017 | M | 37,500 | D | Mar 19, 2008 | Mar 18, 2018 | Common Stock | 37,500 | 0 | D |
| 2009 Employee Stock Option | $10.48 | Nov 30, 2017 | M | 10,000 | D | Mar 24, 2009 | Mar 25, 2019 | Common Stock | 10,000 | 0 | D |
Explanation of responses
- F1No transactions to report related to this indirect ownership of 40,920 shares.
- F2No transactions to report related to this indirect ownership of 35,589 shares.