SEC Form 4 · accession 0001593968-17-001318
Emerald Holding, Inc. · EEX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Karalynn Sprouse
Officer — Executive Vice President
Period of report
Nov 30, 2017
Accepted (ET)
Dec 4, 2017 · 7:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001579214
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 30, 2017 | M | 9,750 | $8.00 | A | 20,250 | D | |
| Common Stock | Nov 30, 2017 | S | 9,750 | $22.2766 | D | 10,500 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy)F1 | $8.00 | Nov 30, 2017 | M | 9,750 | D | Apr 22, 2015 | Apr 22, 2024 | Common Stock | 9,750 | 6,500 | D |
Explanation of responses
- F1This option is vested with respect to 0 underlying shares and will vest with respect to the remaining 6,500 underlying shares in equal installments on April 22, 2018 and April 22, 2019.