SEC Form 4 · accession 0001209191-17-063635
ICHOR HOLDINGS, LTD. · ICHR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Philip Ryan Barros Sr.
Officer — Chief Technology Officer
Period of report
Dec 1, 2017
Accepted (ET)
Dec 4, 2017 · 5:39 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001652535
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares, par value $0.0001 | Dec 1, 2017 | M | 32,090 | $8.05 | A | 32,090 | D | |
| Ordinary Shares, par value $0.0001 | Dec 1, 2017 | M | 3,560 | $14.90 | A | 35,650 | D | |
| Ordinary Shares, par value $0.0001 | Dec 1, 2017 | S | 35,650 | $26.37 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy)F2 | $8.05 | Dec 1, 2017 | M | 32,090 | D | — | Mar 12, 2019 | Ordinary Shares | 32,090 | 22,748 | D |
| Option (right to buy)F2 | $14.90 | Dec 1, 2017 | M | 3,560 | D | — | Mar 12, 2019 | Ordinary Shares | 3,560 | 8,000 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
- F2The option vested as follows: 25% of the option grant vested on March 12, 2013 and the remainder vested ratably on a quarterly basis over a three year period thereafter. This option has fully vested.