SEC Form 4 · accession 0001209191-17-063793
PATTERSON COMPANIES, INC. · PDCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark S Walchirk
Officer — President & CEO · Director
Period of report
Dec 1, 2017
Accepted (ET)
Dec 5, 2017 · 2:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000891024
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 1, 2017 | A | 9,119 | $35.41 | A | 9,119 | D | |
| Common Stock | Dec 1, 2017 | A | 56,481 | $35.41 | A | 65,600 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option | $35.41 | Dec 1, 2017 | A | 52,764 | A | Dec 1, 2020 | Dec 1, 2027 | Common Stock | 52,764 | 52,764 | D |
Explanation of responses
- F1Represents Restricted Stock Units ("RSUs") awarded on 12/1/2017 to Reporting Person pursuant to the Patterson Companies, Inc. 2015 Omnibus Incentive Plan. The award vests in 5 equal annual installments commencing on the one year anniversary of the date of grant and each anniversary thereafter.
- F2Represents an inducement award granted outside the 2015 Omnibus Incentive Plan to Reporting Person on 12/1/2017. The RSUs awarded vest, assuming continued employment, 50% on the first anniversary of the date of grant and the remaining 50% on the second anniversary of the date of grant.
- F3Stock options granted pursuant to Patterson Companies, Inc. 2015 Omnibus Incentive Plan on 12/1/2017.