SEC Form 4 · accession 0001493152-17-014172
FTE Networks, Inc. · FTNW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian P McMahon
Other
Period of report
Dec 4, 2017
Accepted (ET)
Dec 5, 2017 · 1:39 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001122063
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1 | Dec 4, 2017 | J | 178,000 | — | D | 535,026 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Series G Convertible Preferred StockF1,F2 | — | Dec 4, 2017 | J | 1,780 | A | Apr 3, 2018 | — | Common Stock | 178,000 | 178,000 | D |
Explanation of responses
- F1Pursuant to an Agreement to Exchange Common Stock for Series G Convertible Preferred Stock.
- F2Each share of Series G Convertible Preferred Stock is convertible into 100 shares of Common Stock commencing on April 3, 2018 and has no expiration date.