SEC Form 4 · accession 0001127602-17-033816
3M CO · MMM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Frank R Little Jr.
Officer — Executive Vice President
Period of report
Dec 1, 2017
Accepted (ET)
Dec 4, 2017 · 4:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000066740
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Dec 1, 2017 | A | 4,977 | A | — | — | Common Stock | 4,977 | 4,977 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of 3M common stock.
- F2The restricted stock units will vest in equal installments on 12/1/2020 and 12/1/2022.