SEC Form 4 · accession 0000100885-17-000255
UNION PACIFIC CORP · UNP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lance M Fritz
Officer — CHAIRMAN, PRESIDENT & CEO
Period of report
Dec 1, 2017
Accepted (ET)
Dec 4, 2017 · 4:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000100885
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 1, 2017 | G | 12,870 | $0.00 | D | 385,192 | D | |
| Common Stock | Dec 1, 2017 | M | 52,614 | $66.00 | A | 437,806 | D | |
| Common Stock | Dec 1, 2017 | F | 27,451 | $126.50 | D | 410,355 | D | |
| Common Stock | Dec 1, 2017 | F | 12,304 | $126.50 | D | 398,051 | D | |
| Common StockF2 | holding | — | — | — | 48,567 | I | By Deferral Account | |
| Common Stock | holding | — | — | — | 60,897 | I | by Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F3 | $66.00 | Dec 1, 2017 | M | 52,614 | D | Feb 7, 2014 | Feb 7, 2023 | Common Stock | 52,614 | 0 | D |
Explanation of responses
- F1The reporting person made a gift of shares to a donor-advised charitable fund.
- F2Represents conversion of restricted stock units to fully vested stock units with a distribution ratio of 1:1 - Payable only in shares of common stock at termination of employment or a date certain.
- F3This option became exercisable in three equal installments starting one year from the grant date.