SEC Form 4 · accession 0000899243-17-027857
Argo Group International Holdings, Ltd. · ARGO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kathleen Nealon
Director
Period of report
Dec 1, 2017
Accepted (ET)
Dec 4, 2017 · 4:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001091748
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 1, 2017 | M | 6,655 | $23.11 | A | 12,501 | D | |
| Common Stock | Dec 1, 2017 | D | 2,523 | $61.00 | D | 9,978 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF1,F2 | $23.11 | Dec 1, 2017 | M | 6,655 | D | — | May 3, 2018 | Common Stock | 6,655 | 0 | D |
Explanation of responses
- F1Includes the effect of an adjustment for Argo Group's 10% stock dividends paid on June 17, 2013, March 16, 2015 and June 15, 2016.
- F2The stock appreciation rights vested on the calendar day immediately preceding Argo Group's 2012 annual general meeting of shareholders.