SEC Form 4 · accession 0000074260-17-000090
OLD REPUBLIC INTERNATIONAL CORP · ORI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Karl W Mueller
Officer — Sr. VP & CFO
Period of report
Nov 30, 2017
Accepted (ET)
Dec 4, 2017 · 4:58 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000074260
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 15, 2017 | J | 42 | $20.29 | A | 4,479 | I | By IRA |
| Common Stock | Jun 15, 2017 | J | 42 | $20.15 | A | 4,522 | I | By IRA |
| Common Stock | Sep 15, 2017 | J | 44 | $19.40 | A | 4,566 | I | By IRA |
| Common Stock | Mar 15, 2017 | J | 49 | $20.29 | A | 5,331 | D | |
| Common Stock | Jun 15, 2017 | J | 50 | $20.15 | A | 5,382 | D | |
| Common Stock | Sep 15, 2017 | J | 53 | $19.40 | A | 5,434 | D | |
| Common Stock | Nov 30, 2017 | M | 25,000 | $12.95 | A | 30,434 | D | |
| Common Stock | Nov 30, 2017 | S | 19,052 | $21.00 | D | 11,382 | D | |
| Common Stock | Nov 30, 2017 | J | 0 | $0.00 | A | 17,248 | I | By ESSOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2008 Employee Stock Option | $12.95 | Nov 30, 2017 | M | 25,000 | D | Mar 19, 2008 | Mar 18, 2018 | Common Stock | 25,000 | 0 | D |
Explanation of responses
- F1Exempt purchases made by Mr. Mueller IRA - Dividend Reinvestment Plan.
- F2Exempt purchases made by Dividend Reinvestment Plan.
- F3No transactions to report related to this indirect ownership of 17,248 shares.