SEC Form 4 · accession 0001193805-17-003549

NOVAGOLD RESOURCES INC · NG

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Nov 30, 2017

Accepted (ET)

Dec 4, 2017 · 4:27 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001173420

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Nov 30, 2017	M	130,050	$4.38	A	130,050	D
Common Stock^F1,F2	Nov 30, 2017	F	113,924	$5.00	D	16,126	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option (right to buy)^F1	$4.38	Nov 30, 2017	M	130,050	D	Dec 5, 2012	Dec 4, 2017	Common Shares	130,050	0	D
Deferred Share Unit^F3	—	Dec 1, 2017	A	2,249	A	—	—	Common Shares	2,249	53,048	D
Stock Option (right to buy)^F4	$3.85	Dec 1, 2017	A	100,100	A	—	Nov 30, 2022	Common Shares	100,100	100,100	D

F1The reported price is expressed in Canadian dollars.
F2The reported price reflects the last sale price per common share on November 30, 2017.
F3Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vested immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the reporting person's termination date.
F4One-third of the reported options will vest on each of December 1, 2018, December 1, 2019 and December 1, 2020.