SEC Form 4 · accession 0001593968-17-001304
BLACK HILLS CORP /SD/ · BKH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rebecca B Roberts
Director
Period of report
Sep 18, 2017
Accepted (ET)
Dec 4, 2017 · 5:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001130464
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 18, 2017 | G | 150 | — | D | 4,753 | D | |
| Common Stock | Dec 1, 2017 | I | 12 | $58.11 | A | 4,765 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitF2,F3,F4 | — | Nov 30, 2017 | A | 385 | A | — | — | Common Stock | 385 | 11,283 | I |
| Phantom Stock UnitF2,F3,F4 | — | Dec 1, 2017 | A | 92 | A | — | — | Common Stock | 92 | 11,375 | I |
Explanation of responses
- F1Charitable donation.
- F21 for 1 conversion ratio
- F3Derivative security is exercisable upon retirement under terms of the agreement.
- F4Derivative security expires upon retirement under terms of the agreement.