SEC Form 4 · accession 0001179110-17-014859
Allergan plc · AGN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William Meury
Officer — Chief Commercial Officer
Period of report
Dec 1, 2017
Accepted (ET)
Dec 4, 2017 · 6:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001578845
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares, par value $0.0001F4 | Dec 1, 2017 | M | 9,272 | $78.88 | A | 66,293 | D | |
| Ordinary Shares, par value $0.0001F4 | Dec 1, 2017 | M | 2,535 | $78.88 | A | 68,828 | D | |
| Ordinary Shares, par value $0.0001F3,F4 | Dec 1, 2017 | S | 9,272 | $173.89 | D | 59,556 | D | |
| Ordinary Shares, par value $0.0001F3,F4 | Dec 1, 2017 | S | 2,535 | $173.89 | D | 57,021 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Options to Purchase Common StockF1 | $78.88 | Dec 1, 2017 | M | 9,272 | D | — | Dec 5, 2017 | Ordinary Shares | 9,272 | 0 | D |
| Incentive Stock OptionF2 | $78.88 | Dec 1, 2017 | M | 2,535 | D | — | Dec 5, 2017 | Ordinary Shares | 2,535 | 0 | D |
Explanation of responses
- F1The option vested in five equal installments on December 6, 2008, 2009, 2010, 2011 and 2012.
- F2The option vested in two equal installments on December 6, 2011 and 2012.
- F3The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $173.51to $174.44, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- F4Includes restricted shares issued pursuant to the 2013 Incentive Award Plan of Allergan plc.