SEC Form 4 · accession 0001140361-17-044908
ADESTO TECHNOLOGIES Corp · IOTS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ron Shelton
Officer — Chief Financial Officer
Period of report
Nov 30, 2017
Accepted (ET)
Dec 4, 2017 · 5:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001395848
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 30, 2017 | M | 5,500 | $1.65 | A | 188,534 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $1.65 | Nov 30, 2017 | M | 5,500 | D | — | Jun 17, 2023 | Common Stock | 5,500 | 84,954 | D |
Explanation of responses
- F1The stock option vested and became exercisable in 48 equal monthly installments beginning on May 1, 2012, until such time as the option is 100% vested, subject to the continuing employment of the Reporting Person on each vesting date.