SEC Form 4 · accession 0001209191-17-063551
SS&C Technologies Holdings Inc · SSNC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patrick J Pedonti
Officer — SVP and CFO
Period of report
Dec 1, 2017
Accepted (ET)
Dec 4, 2017 · 4:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001402436
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 1, 2017 | M | 17,500 | $7.265 | A | 17,500 | D | |
| Common StockF2 | Dec 1, 2017 | S | 17,500 | $40.6911 | D | 0 | D | |
| Common Stock | Dec 1, 2017 | M | 2,500 | $6.74 | A | 2,500 | D | |
| Common StockF2 | Dec 1, 2017 | S | 2,500 | $40.6911 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F3 | $7.265 | Dec 1, 2017 | M | 17,500 | D | — | Feb 4, 2020 | Common Stock | 17,500 | 0 | D |
| Stock Option (right to buy)F4 | $6.74 | Dec 1, 2017 | M | 2,500 | D | — | Oct 3, 2021 | Common Stock | 2,500 | 97,500 | D |
Explanation of responses
- F1Open market transaction pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
- F2The price reported is the weighted average of the shares sold. The shares were sold at varying prices in the range of $40.10 to $41.27. The reporting person undertakes, upon request by the Staff of the Securities and Exchange Commission, or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- F3The option is a "time-based" option that vested in full on February 4, 2014.
- F4The option is a "time-based" option that vested in full on October 3, 2015.