SEC Form 4 · accession 0001209191-17-063623
DASAN ZHONE SOLUTIONS INC · DZSI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mikhail Golomb
Officer — Chief Financial Officer
Period of report
Dec 1, 2017
Accepted (ET)
Dec 4, 2017 · 5:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001101680
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to buy)F1 | $8.29 | Dec 1, 2017 | A | 130,000 | A | — | Dec 1, 2027 | Common Stock | 130,000 | 130,000 | D |
Explanation of responses
- F1The Option will vest over a three-year vesting schedule with one-third (1/3) vesting on December 1, 2018 and the remaining two-thirds (2/3) vesting in twenty-four (24) equal monthly installments.