SEC Form 4 · accession 0000757011-17-000076
USG CORP · USG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph W Holmes
Officer — Senior Vice President
Period of report
Dec 4, 2017
Accepted (ET)
Dec 5, 2017 · 12:58 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000757011
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 4, 2017 | M | 2,570 | $34.67 | A | 24,170 | D | |
| Common StockF1 | Dec 4, 2017 | S | 2,570 | $38.2558 | D | 21,600 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $34.67 | Dec 4, 2017 | M | 2,570 | D | — | Feb 13, 2018 | Common Stock | 2,570 | 0 | D |
Explanation of responses
- F1The per share sales price for the common stock sold in the reported transaction ranged from $38.24 to $38.27. The reporting person will provide upon request by the Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each separate price.
- F2The option vested with respect to the shares included in the reported transaction in four equal annual installments beginning on February 13, 2009.