SEC Form 4 · accession 0000017843-17-000072
CARPENTER TECHNOLOGY CORP · CRS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph E Haniford
Officer — SVP & Chief Operating Officer
Period of report
Dec 1, 2017
Accepted (ET)
Dec 5, 2017 · 1:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000017843
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 1, 2017 | M | 8,840 | $36.82 | A | 38,778 | D | |
| Common Stock | Dec 1, 2017 | M | 4,619 | $39.02 | A | 43,397 | D | |
| Common StockF1 | Dec 1, 2017 | S | 11,448 | $49.0875 | D | 31,949 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $36.82 | Dec 1, 2017 | M | 8,840 | D | Aug 3, 2016 | Aug 3, 2025 | Common Stock | 8,840 | 0 | D |
| Employee Stock Option (Right to Buy) | $39.02 | Dec 1, 2017 | M | 4,619 | D | Aug 1, 2017 | Aug 1, 2026 | Common Stock | 4,619 | 0 | D |
Explanation of responses
- F1The price reported is an average of the total transactions executed for the day, with the individual transactions ranging from a low of $48.94 per share to a high of $49.25 per share.