SEC Form 4 · accession 0000350894-17-000077
SEI INVESTMENTS CO · SEIC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Wayne Withrow
Officer — EXECUTIVE VICE PRESIDENT
Period of report
Dec 5, 2017
Accepted (ET)
Dec 5, 2017 · 3:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000350894
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| STOCK OPTIONS (RIGHT TO PURCHASE) | Dec 5, 2017 | M | 10,000 | $14.62 | A | 41,714 | D | |
| COMMON STOCK | Dec 5, 2017 | S | 10,000 | $70.35 | D | 31,714 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| STOCK OPTIONS (RIGHT TO PURCHASE) | $14.62 | Dec 5, 2017 | M | 10,000 | A | Feb 28, 2014 | Dec 16, 2018 | STOCK OPTIONS (RIGHT TO PURCHASE) | 10,000 | 0 | D |