Daily feed · SEC Form 4 filings

Stock options and other derivative activity — Nov 30, 2017

Table II activity from Forms 3/4/5: option exercises, awards, grants, conversions and expirations.

178 filings · trading day Nov 30, 2017Download CSV Quotes for these symbols ↗

Trade	Reported (ET)	Company	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Nov 28, 2017 AForm 4 →	Nov 30, 3:53 pm EST	CACI INTERNATIONAL INC /DE/CACI	John S MengucciChief Operating Officer	38,506	$129.85	$5,000,004	97,320	—
Nov 28, 2017 MForm 4 →	Nov 30, 9:36 am EST	CHEMED CORPCHE	David Patrick Williamsexecutive vice president & CFO	35,000	$65.17	$2,280,950	90,406	—
Nov 15, 2017 AForm 4 →	Nov 30, 11:11 am EST	GREAT SOUTHERN BANCORP, INC.GSBC	John M BughOther	2,800	$52.20	$146,160	2,800	—	late
Oct 11, 2017 CMForm 4 →	Nov 29, 6:16 pm EST	RingCentral IncRNG	David SipesChief Operating Officer	23,400	$16.05	$125,190	0	—	late
Nov 27, 2017 MForm 4 →	Nov 29, 5:17 pm EST	TRANSACT TECHNOLOGIES INCTACT	Thomas R SchwarzDirector	10,000	$7.80	$78,000	0	—
Nov 27, 2017 AForm 4 →	Nov 29, 4:36 pm EST	VORNADO REALTY TRUSTVNO	Candace K BeineckeDirector	700	$76.16	$53,310	13,515	—
Nov 29, 2017 MForm 4 →	Nov 30, 11:32 am EST	INNOSPEC INC.IOSP	Milton C BlackmoreDirector	977	$46.03	$44,971	4,083	—
Nov 27, 2017 IForm 4 →	Nov 29, 6:20 pm EST	CHEVRON CORPCVX	Charles W MoormanDirector	379	$115.58	$43,806	8,389	—
Nov 27, 2017 AForm 4 →	Nov 29, 4:35 pm EST	VORNADO REALTY TRUSTVNO	Michael LynneDirector	460	$76.21	$35,055	13,385	—
Nov 29, 2017 AForm 4 →	Nov 30, 3:40 pm EST	KENNAMETAL INCKMT	Lawrence W StranghoenerDirector	496	$45.39	$22,500	55,841	—
Sep 6, 2017 AMForm 4 →	Nov 30, 3:17 pm EST	SELECT BANCORP, INC.SLCT	Alicia Speight HawkDirector	10,725	$5.25	$19,556	7,000	—	late
Nov 27, 2017 IForm 4 →	Nov 29, 6:15 pm EST	CHEVRON CORPCVX	Pierre R BreberExecutive Vice President	139	$115.58	$16,066	35,703	—
Nov 29, 2017 MForm 4 →	Nov 30, 11:00 am EST	GREAT SOUTHERN BANCORP, INC.GSBC	Douglas W MarrsSecretary	625	$24.82	$15,513	0	—
Nov 28, 2017 MForm 4 →	Nov 29, 5:43 pm EST	PC TEL INCPCTI	Giacomo MariniDirector	1,842	$6.86	$12,636	8,158	—
Jul 3, 2017 AForm 4/A →	Nov 29, 5:15 pm EST	NBT BANCORP INCNBTB	Andrew S Kowalczyk IIIDirector	311	$36.67	$11,404	311	—
Nov 29, 2017 AForm 4 →	Nov 30, 12:14 pm EST	Forest City Realty Trust, Inc.FCEA	Deborah L HarmonDirector	327	$24.82	$8,125	5,704	—
Nov 29, 2017 AForm 4 →	Nov 30, 10:40 am EST	ASTEC INDUSTRIES INCASTE	W Norman SmithVice Chairman, Director	47	$55.48	$2,581	25,856	—
Nov 27, 2017 AForm 4 →	Nov 29, 5:14 pm EST	TechnipFMC plcFTI	Bradley D. BeitlerEVP, Technology and R&D	140	$14.05	$1,969	25,247	—
Nov 29, 2017 MForm 4 →	Nov 30, 1:32 pm EST	EMC INSURANCE GROUP INCEMCI	Jason R BogartSenior Vice President	80	$15.64	$1,252	0	—
Nov 29, 2017 AForm 4 →	Nov 30, 10:16 am EST	ASTEC INDUSTRIES INCASTE	Richard A PatekGroup Pres Aggregate & Mining	22	$55.48	$1,218	7,940	—
Nov 29, 2017 AForm 4 →	Nov 30, 9:40 am EST	ASTEC INDUSTRIES INCASTE	Timothy D GonigamPresident-Astec Mobile Screens	12	$55.48	$656	6,569	—
Nov 29, 2017 AForm 4 →	Nov 30, 9:30 am EST	ASTEC INDUSTRIES INCASTE	Chris E ColwellPresident-Carlson Paving	6	$55.48	$309	3,094	—
Nov 29, 2017 AForm 4 →	Nov 30, 10:46 am EST	ASTEC INDUSTRIES INCASTE	Malcolm L SwansonPresident-Astec, Inc.	3	$55.48	$184	1,845	—
Nov 29, 2017 AForm 4 →	Nov 30, 10:52 am EST	ASTEC INDUSTRIES INCASTE	Thomas H WilkeyPresident-Heatec, Inc.	3	$55.48	$170	1,702	—
Nov 29, 2017 AForm 4 →	Nov 30, 9:59 am EST	ASTEC INDUSTRIES INCASTE	John J. Irvine IIIPresident-Roadtec, Inc.	1	$55.48	$61	609	—
Nov 29, 2017 AForm 4 →	Nov 30, 9:51 am EST	ASTEC INDUSTRIES INCASTE	Matthew B HavenPresident-Telsmith	1	$55.48	$58	580	—
Nov 29, 2017 AForm 4 →	Nov 30, 10:21 am EST	ASTEC INDUSTRIES INCASTE	Jeffrey M. SchwarzPresident-JCI	1	$55.48	$48	477	—
Nov 29, 2017 AForm 4 →	Nov 30, 10:05 am EST	ASTEC INDUSTRIES INCASTE	Jaco van der MerweGroup Pres Energry	0	$55.48	$16	162	—
Nov 29, 2017 AForm 4 →	Nov 30, 10:58 am EST	ASTEC INDUSTRIES INCASTE	Joel Scott BarkerPresident-GEFCO	0	$55.48	$9	95	—
Nov 29, 2017 AForm 4 →	Nov 30, 11:06 am EST	ASTEC INDUSTRIES INCASTE	Michael G AndersonPresident-CEI	0	$55.48	$7	75	—
Nov 28, 2017 MForm 4 →	Nov 29, 4:00 pm EST	ANALOG DEVICES INCADI	Margaret K SeifSVP, CLO & Secretary	6,345	—	—	24,369	—
Nov 27, 2017 MForm 4 →	Nov 29, 4:00 pm EST	ACADIA PHARMACEUTICALS INCACAD	BAKER BROS. ADVISORS LP +6Director, 10% Owner	39,378	—	—	0	—
Nov 27, 2017 AForm 4 →	Nov 29, 4:01 pm EST	WILLIS TOWERS WATSON PLCWLTW	Gene H WickesHead of Exchange Solutions	205	—	—	205	—
Nov 27, 2017 MForm 4 →	Nov 29, 4:02 pm EST	ENVESTNET, INC.ENV	Peter D'ArrigoChief Financial Officer	3,105	—	—	90,327	—
Nov 27, 2017 MForm 4 →	Nov 29, 4:02 pm EST	ENVESTNET, INC.ENV	Judson BergmanChief Executive Officer, Director	10,000	—	—	337,000	—
Nov 27, 2017 AForm 4 →	Nov 29, 4:03 pm EST	WILLIS TOWERS WATSON PLCWLTW	Julie Jarecke GebauerHead of Human Capital&Benefits	131	—	—	131	—
Nov 27, 2017 AForm 4 →	Nov 29, 4:04 pm EST	NOVELION THERAPEUTICS INC.NVLN	Murray StewartExecutive Vice President R&D	200,000	—	—	200,000	—
Nov 28, 2017 MForm 4 →	Nov 29, 4:04 pm EST	LAM RESEARCH CORPLRCX	Seshasayee VaradarajanGroup Vice President	50	—	—	0	—
Nov 27, 2017 AForm 4 →	Nov 29, 4:05 pm EST	WILLIS TOWERS WATSON PLCWLTW	Carl Aaron HessHead of IRR	124	—	—	124	—
Nov 28, 2017 MForm 4 →	Nov 29, 4:05 pm EST	Palo Alto Networks IncPANW	Mark D McLaughlinChief Executive Officer, Director	25,000	—	—	719,935	—
Nov 28, 2017 AForm 4 →	Nov 29, 4:05 pm EST	PARK OHIO HOLDINGS CORPPKOH	Edward F CrawfordCEO, COB, Director, 10% Owner	135	—	—	50,678	—
Nov 28, 2017 AForm 4 →	Nov 29, 4:05 pm EST	PARK OHIO HOLDINGS CORPPKOH	Dan T Moore IIIDirector	6	—	—	2,216	—
Nov 28, 2017 AForm 4 →	Nov 29, 4:06 pm EST	PARK OHIO HOLDINGS CORPPKOH	Patrick V AulettaDirector	21	—	—	7,736	—
Nov 28, 2017 AForm 4 →	Nov 29, 4:06 pm EST	PARK OHIO HOLDINGS CORPPKOH	John D GrampaDirector	18	—	—	6,937	—
Nov 27, 2017 AForm 4 →	Nov 29, 4:06 pm EST	WILLIS TOWERS WATSON PLCWLTW	John J HaleyChief Executive Officer, Director	379	—	—	379	—
Nov 27, 2017 MForm 4 →	Nov 29, 4:07 pm EST	JONES LANG LASALLE INCJLL	Hugo BagueDirector	621	—	—	621	—
Nov 27, 2017 AForm 4 →	Nov 29, 4:07 pm EST	WILLIS TOWERS WATSON PLCWLTW	Susan Dorrance DaviesPAO and Controller	32	—	—	32	—
Nov 27, 2017 AForm 4 →	Nov 29, 4:08 pm EST	WILLIS TOWERS WATSON PLCWLTW	Anne Donovan BodnarChief Human Resources Officer	127	—	—	127	—
Nov 27, 2017 MForm 4 →	Nov 29, 4:09 pm EST	JONES LANG LASALLE INCJLL	Samuel A Di Piazza Jr.Director	621	—	—	621	—
Nov 14, 2017 AForm 4 →	Nov 29, 4:10 pm EST	CASTLIGHT HEALTH, INC.CSLT	M.P. Eric ChanChief Accounting Officer	75,000	—	—	75,000	—	late
Nov 27, 2017 MForm 4 →	Nov 29, 4:10 pm EST	JONES LANG LASALLE INCJLL	DeAnne JuliusDirector	621	—	—	621	—
Nov 27, 2017 MForm 4 →	Nov 29, 4:11 pm EST	Nutanix, Inc.NTNX	Sudheesh Nair VadakkedathPresident	50,000	—	—	625,000	—
Nov 27, 2017 MForm 4 →	Nov 29, 4:13 pm EST	JONES LANG LASALLE INCJLL	Ming LuDirector	621	—	—	621	—
Nov 27, 2017 MForm 4 →	Nov 29, 4:14 pm EST	JONES LANG LASALLE INCJLL	Martin H. NesbittDirector	621	—	—	621	—
Nov 27, 2017 CForm 4 →	Nov 29, 4:15 pm EST	Global Brokerage, Inc.GLBR	Eduard YusupovGlobal Head of Dealing, Director	353,335	—	—	0	—
Nov 27, 2017 CForm 4 →	Nov 29, 4:16 pm EST	Global Brokerage, Inc.GLBR	David SakhaiChief Operating Officer, Director	365,636	—	—	0	—
Nov 27, 2017 MForm 4 →	Nov 29, 4:16 pm EST	JONES LANG LASALLE INCJLL	Sheila A PenroseDirector	621	—	—	621	—
Nov 27, 2017 CForm 4 →	Nov 29, 4:17 pm EST	Global Brokerage, Inc.GLBR	Dror Niv10% Owner	768,047	—	—	0	—
Nov 27, 2017 MForm 4 →	Nov 29, 4:18 pm EST	JONES LANG LASALLE INCJLL	Ann Marie PetachDirector	621	—	—	621	—
Nov 27, 2017 MForm 4 →	Nov 29, 4:19 pm EST	PC CONNECTION INCCNXN	Timothy J McGrathPresident & CEO	10,000	—	—	95,000	—
Nov 27, 2017 MForm 4 →	Nov 29, 4:20 pm EST	JONES LANG LASALLE INCJLL	Shailesh RaoDirector	621	—	—	621	—
Nov 27, 2017 MForm 4 →	Nov 29, 4:20 pm EST	COPART INCCPRT	Matt BluntDirector	116,667	—	—	3,333	—
Nov 28, 2017 MForm 4 →	Nov 29, 4:20 pm EST	NOVAGOLD RESOURCES INCNG	Clynton R. NaumanDirector	130,050	—	—	0	—
Nov 28, 2017 MForm 4 →	Nov 29, 4:22 pm EST	NOVAGOLD RESOURCES INCNG	Anthony P. WalshDirector	130,050	—	—	0	—
Nov 27, 2017 MForm 4 →	Nov 29, 4:23 pm EST	COPART INCCPRT	Steven D CohanDirector	160,000	—	—	0	—
Nov 27, 2017 MForm 4 →	Nov 29, 4:26 pm EST	QCR HOLDINGS INCQCRH	Douglas M HultquistPresident/CEO, Director	25,785	—	—	0	—
Nov 28, 2017 MForm 4 →	Nov 29, 4:26 pm EST	CLOROX CO /DE/CLX	Michael R. CostelloSVP - International	11,400	—	—	0	—
Nov 27, 2017 MForm 4 →	Nov 29, 4:30 pm EST	REGENXBIO Inc.RGNX	Curran SimpsonSVP, Technical Operations	2,000	—	—	8,000	—
Nov 27, 2017 MForm 4 →	Nov 29, 4:41 pm EST	HALLIBURTON COHAL	Lawrence J PopeEVP Administration & CHRO	9,100	—	—	0	—
Nov 27, 2017 MForm 4 →	Nov 29, 4:42 pm EST	CRAY INCCRAY	Michael Charles PirainoSVP Admin, GC & Corp Sec	30,000	—	—	55,000	—
Nov 22, 2017 PForm 4 →	Nov 29, 4:54 pm EST	CHF Solutions, Inc.CHFS	John L ErbCEO and President, Director	300	—	—	100	—	late
Nov 27, 2017 MForm 4 →	Nov 29, 4:57 pm EST	Mueller Water Products, Inc.MWA	Gregory E HylandExecutive Chairman, Director	142,243	—	—	0	—
Nov 27, 2017 JForm 4 →	Nov 29, 5:03 pm EST	Legacy Acquisition Corp.LGC	Legacy Acquisition Sponsor I LLC10% Owner	1,125,000	—	—	7,500,000	—
Nov 27, 2017 MForm 4 →	Nov 29, 5:04 pm EST	STAMPS.COM INCSTMP	Kenneth Thomas McBrideChairman & CEO, Director	142,133	—	—	243,452	—
Nov 28, 2017 MForm 4 →	Nov 29, 5:05 pm EST	SiteOne Landscape Supply, Inc.SITE	Joseph KetterSenior VP, Human Resources.	2,500	—	—	55,591	—
Nov 28, 2017 MForm 4 →	Nov 29, 5:07 pm EST	SiteOne Landscape Supply, Inc.SITE	Ross AnkerEVP, Category Mgmt, Mktg & IT	100	—	—	146,389	—
Nov 28, 2017 MForm 4 →	Nov 29, 5:08 pm EST	Spark Therapeutics, Inc.ONCE	Katherine A HighSee Remarks, Director	5,000	—	—	73,249	—
Nov 27, 2017 MForm 4 →	Nov 29, 5:09 pm EST	PLEXUS CORPPLXS	Dean A FoateDirector	12,300	—	—	12,075	—
Nov 27, 2017 MForm 4 →	Nov 29, 5:13 pm EST	PLEXUS CORPPLXS	Yong Jin LimRegional Pres - Plxs Asia Pac.	5,000	—	—	0	—
Nov 27, 2017 MForm 4 →	Nov 29, 5:14 pm EST	Inogen IncINGN	Matt ScribnerEVP, Operations	333	—	—	0	—
Nov 27, 2017 MForm 4 →	Nov 29, 5:15 pm EST	CARTERS INCCRI	Michael Dennis CaseyChairman and CEO, Director	26,523	—	—	0	—
Nov 27, 2017 MForm 4 →	Nov 29, 5:17 pm EST	Loxo Oncology, Inc.LOXO	Joshua H. BilenkerPresident & CEO, Director	15,000	—	—	104,690	—
Nov 27, 2017 MForm 4 →	Nov 29, 5:18 pm EST	Genpact LTDG	Piyush MehtaSenior Vice President	12,500	—	—	132,500	—
Nov 27, 2017 MForm 4 →	Nov 29, 5:19 pm EST	ICHOR HOLDINGS, LTD.ICHR	John ChenaultDirector	20,000	—	—	41,827	—
Nov 28, 2017 MForm 4 →	Nov 29, 5:20 pm EST	Genpact LTDG	Mohit ThukralSenior Vice President	25,000	—	—	95,000	—
Nov 27, 2017 MForm 4 →	Nov 29, 5:21 pm EST	Loxo Oncology, Inc.LOXO	Jacob Van NaardenChief Business Officer	3,082	—	—	116,625	—
Nov 27, 2017 MForm 4 →	Nov 29, 5:25 pm EST	Loxo Oncology, Inc.LOXO	Jennifer BursteinVice President of Finance	1,700	—	—	43,200	—
Nov 27, 2017 MForm 4 →	Nov 29, 5:28 pm EST	Adient plcADNT	R Bruce McDonaldChairman and CEO, Director	67,757	—	—	0	—
Nov 28, 2017 XForm 4 →	Nov 29, 5:33 pm EST	CYTORI THERAPEUTICS, INC.CTYX	Tiago GiraoVP & Chief Financial Officer	1,802	—	—	1,800	—
Nov 28, 2017 XForm 4 →	Nov 29, 5:34 pm EST	CYTORI THERAPEUTICS, INC.CTYX	John David HarrisVP and GM Cell Therapy	1,802	—	—	1,800	—
Nov 28, 2017 XForm 4 →	Nov 29, 5:35 pm EST	CYTORI THERAPEUTICS, INC.CTYX	Richard J HawkinsDirector	5,406	—	—	5,400	—
Nov 28, 2017 XForm 4 →	Nov 29, 5:36 pm EST	CYTORI THERAPEUTICS, INC.CTYX	Marc H HedrickPresident and CEO, Director	16,218	—	—	16,200	—
Nov 27, 2017 MForm 4 →	Nov 29, 5:37 pm EST	FCB FINANCIAL HOLDINGS, INC.FCB	Frederic V SalernoDirector	20,000	—	—	0	—
Nov 28, 2017 XForm 4 →	Nov 29, 5:39 pm EST	CYTORI THERAPEUTICS, INC.CTYX	Gail K NaughtonDirector	1,802	—	—	1,800	—
Nov 28, 2017 XForm 4 →	Nov 29, 5:40 pm EST	CYTORI THERAPEUTICS, INC.CTYX	David RickeyDirector	10,812	—	—	10,800	—
Nov 27, 2017 MForm 4 →	Nov 29, 5:40 pm EST	GENESEE & WYOMING INCGWR	David A BrownChief Operating Officer	3,615	—	—	0	—
Nov 27, 2017 MForm 4 →	Nov 29, 5:40 pm EST	CIGNA CORPCI	Christopher J HocevarPres. Strat Segmts & Solutions	11,164	—	—	0	—
Nov 27, 2017 MForm 4 →	Nov 29, 5:40 pm EST	CIGNA CORPCI	Alan MuneyEVP Total Hlth & Network & CMO	18,187	—	—	0	—
Nov 27, 2017 CForm 4 →	Nov 29, 5:42 pm EST	Tableau Software IncDATA	Chris StolteCo-Founder & Technical Advisor, Director	75,000	—	—	2,663,125	—
Nov 27, 2017 MForm 4 →	Nov 29, 5:42 pm EST	GENESEE & WYOMING INCGWR	Timothy J GallagherChief Financial Officer	4,414	—	—	0	—
Nov 29, 2017 MForm 4 →	Nov 29, 5:54 pm EST	SCHWAB CHARLES CORPSCHW	Walter W BettingerPresident and CEO, Director	262,309	—	—	0	—
Nov 29, 2017 MForm 4 →	Nov 29, 5:54 pm EST	SCHWAB CHARLES CORPSCHW	Joseph R MartinettoSenior EVP	94,988	—	—	0	—
Nov 27, 2017 MForm 4 →	Nov 29, 6:01 pm EST	Q2 Holdings, Inc.QTWO	John E BreedenEVP, Operations	7,100	—	—	20,617	—
Nov 28, 2017 MForm 4 →	Nov 29, 6:08 pm EST	ZILLOW GROUP, INC.Z AND ZG	Jeremy WacksmanChief Marketing Officer	22,500	—	—	0	—
Nov 27, 2017 MForm 4 →	Nov 29, 6:10 pm EST	TRUPANION INC.TRUP	Ian MoffatChief Operating Officer	7,000	—	—	17,000	—
Nov 28, 2017 MForm 4 →	Nov 29, 6:17 pm EST	MGP INGREDIENTS INCMGPI	David E RindomVice President	15,000	—	—	0	—
Nov 28, 2017 MForm 4 →	Nov 29, 6:18 pm EST	MGP INGREDIENTS INCMGPI	David E DykstraVice President	15,000	—	—	0	—
Nov 28, 2017 MForm 4 →	Nov 29, 6:22 pm EST	AGILENT TECHNOLOGIES INCA	Didier HirschSr. VP and CFO	20,000	—	—	50,000	—
Nov 28, 2017 MForm 4 →	Nov 29, 6:25 pm EST	AGILENT TECHNOLOGIES INCA	Patrick KaltenbachSr Vice President	5,000	—	—	20,167	—
Nov 28, 2017 MForm 4 →	Nov 29, 6:26 pm EST	QUALYS, INC.QLYS	Philippe F CourtotChairman, President & CEO, Director, 10% Owner	10,000	—	—	231,927	—
Nov 28, 2017 MForm 4 →	Nov 29, 6:30 pm EST	AGILENT TECHNOLOGIES INCA	Jacob ThaysenSr Vice President	22,583	—	—	0	—
Nov 27, 2017 MForm 4 →	Nov 29, 6:42 pm EST	AMERIPRISE FINANCIAL INCAMP	David Kent StewartSr Vice Pres and Controller	3,875	—	—	3,296	—
Nov 27, 2017 MForm 4 →	Nov 29, 6:46 pm EST	Sound Financial Bancorp, Inc.SFBC	James E SweeneyDirector	1,082	—	—	1,082	—
Nov 28, 2017 MForm 4 →	Nov 29, 6:49 pm EST	WAGEWORKS, INC.WAGE	John William LarsonDirector	30,500	—	—	0	—
Nov 27, 2017 MForm 4 →	Nov 29, 6:58 pm EST	RAYTHEON CO/RTN	Thomas A KennedyChairman and CEO, Director	1,231	—	—	57,878	—
Nov 27, 2017 MForm 4 →	Nov 29, 6:58 pm EST	RAYTHEON CO/RTN	Richard R YuseVice President	333	—	—	28,048	—
Nov 27, 2017 CMForm 4 →	Nov 29, 7:28 pm EST	MULESOFT, INCMULE	Mark C. BurtonDirector	19,719	—	—	0	—
Nov 28, 2017 MForm 4 →	Nov 29, 7:52 pm EST	ALIGN TECHNOLOGY INCALGN	Emory WrightVP, Operations	5,025	—	—	0	—
Nov 27, 2017 MForm 4 →	Nov 29, 7:56 pm EST	Tesla, Inc.TSLA	Eric BranderizVP, Chief Accounting Officer	1,736	—	—	12,329	—
Nov 28, 2017 MForm 4 →	Nov 29, 8:04 pm EST	Argo Group International Holdings, Ltd.AGII	Hector DeleonDirector	6,655	—	—	0	—
Nov 27, 2017 AForm 4 →	Nov 29, 8:05 pm EST	PEREGRINE PHARMACEUTICALS INCPPHM	Joseph CarleoneDirector	75,000	—	—	75,000	—
Nov 27, 2017 AForm 4 →	Nov 29, 8:06 pm EST	PEREGRINE PHARMACEUTICALS INCPPHM	Richard B HancockDirector	75,000	—	—	75,000	—
Nov 27, 2017 AForm 4 →	Nov 29, 8:07 pm EST	PEREGRINE PHARMACEUTICALS INCPPHM	Joel McCombDirector	75,000	—	—	75,000	—
Nov 28, 2017 MForm 4 →	Nov 29, 8:08 pm EST	INTUIT INCINTU	Mark J FlournoyVP & Chief Accounting Officer	13,369	—	—	12,084	—
Nov 27, 2017 AForm 4 →	Nov 29, 8:08 pm EST	PEREGRINE PHARMACEUTICALS INCPPHM	Gregory SargenDirector	75,000	—	—	75,000	—
Nov 27, 2017 CForm 4 →	Nov 29, 8:54 pm EST	Facebook IncFB	Mark ZuckerbergCOB and CEO, Director, 10% Owner	109,247	—	—	2,020,098	—
Nov 28, 2017 MForm 4 →	Nov 29, 9:01 pm EST	IXYS CORP /DE/IXYS	Samuel KoryDirector	97,500	—	—	7,500	—
Nov 27, 2017 MForm 4 →	Nov 29, 9:15 pm EST	Hortonworks, Inc.HDP	Robert G BeardenChief Executive Officer, Director	120,000	—	—	264,227	—
Nov 27, 2017 CForm 4 →	Nov 29, 9:24 pm EST	MULESOFT, INCMULE	Lightspeed Venture Partners VII, L.P. +910% Owner	2,100,000	—	—	3,171,808	—
Nov 27, 2017 CForm 4 →	Nov 29, 9:27 pm EST	MULESOFT, INCMULE	Lightspeed Venture Partners VII, L.P. +110% Owner	2,100,000	—	—	3,171,808	—
Nov 27, 2017 CForm 4 →	Nov 29, 9:28 pm EST	MULESOFT, INCMULE	Ravi MhatreDirector, 10% Owner	2,100,000	—	—	3,171,808	—
Nov 28, 2017 MForm 4 →	Nov 30, 8:53 am EST	HORMEL FOODS CORP /DE/HRL	Robert NakasoneDirector	16,000	—	—	0	—
Nov 28, 2017 MForm 4 →	Nov 30, 9:16 am EST	RLI CORPRLI	Jonathan E MichaelPresident & CEO, Director	34,000	—	—	4,000	—
Nov 29, 2017 MForm 4 →	Nov 30, 10:37 am EST	LendingTree, Inc.TREE	Nikul PatelChief Strategy Officer	1,000	—	—	13,750	—
May 8, 2017 MForm 4/A →	Nov 30, 10:40 am EST	Proto Labs IncPRLB	John B. TumeltyVP/GM & Managing Director-EMEA	11,896	—	—	0	—
Nov 29, 2017 MForm 4 →	Nov 30, 11:02 am EST	HANOVER INSURANCE GROUP, INC.THG	Mark Lowell KeimExecutive Vice President	4,966	—	—	9,934	—
Nov 29, 2017 MForm 4 →	Nov 30, 11:03 am EST	NORFOLK SOUTHERN CORPNSC	Thomas E HurlbutVice President and Controller	2,370	—	—	1,330	—
Nov 29, 2017 MForm 4 →	Nov 30, 11:23 am EST	LIBERTY PROPERTY TRUSTLRY	David L LingerfeltDirector	18,000	—	—	0	—
Nov 28, 2017 MForm 4 →	Nov 30, 11:29 am EST	Emergent BioSolutions Inc.EBS	Fuad El-HibriChairman, Director, 10% Owner	47,983	—	—	0	—
Nov 28, 2017 MForm 4 →	Nov 30, 11:38 am EST	PINNACLE FINANCIAL PARTNERS INCPNFP	Hugh M QueenerCAO	21,253	—	—	0	—
Nov 28, 2017 MForm 4 →	Nov 30, 11:53 am EST	NATIONAL FUEL GAS CONFG	Ann M WegrzynChief Information Officer	6,000	—	—	0	—
Nov 28, 2017 MForm 4 →	Nov 30, 12:49 pm EST	WESTLAKE CHEMICAL CORPWLK	Albert ChaoPresident & CEO, Director, 10% Owner	41,844	—	—	0	—
Nov 29, 2017 MForm 4 →	Nov 30, 1:05 pm EST	LAKE SHORE BANCORP, INC.LSBK	Sharon E BrautigamDirector	505	—	—	0	—
Nov 27, 2017 AForm 4 →	Nov 30, 1:18 pm EST	DESTINATION XL GROUP, INC.DXLG	Anthony GaetaSVP, Store Sales & Operations	27,736	—	—	23,909	—	late
Nov 29, 2017 JForm 4 →	Nov 30, 1:25 pm EST	Intiva BioPharma Inc.KDRH	Alain D BankierDirector	84,000	—	—	28,000	—
Nov 29, 2017 MForm 4 →	Nov 30, 1:31 pm EST	ASSOCIATED BANC-CORPASB	William M BohnExecutive Vice President	15,946	—	—	0	—
Nov 28, 2017 MForm 4 →	Nov 30, 1:34 pm EST	EXPEDITORS INTERNATIONAL OF WASHINGTON INCEXPD	Eugene K AlgerPresident Global Services	10,269	—	—	0	—
Nov 29, 2017 MForm 4 →	Nov 30, 1:42 pm EST	ASSOCIATED BANC-CORPASB	Timothy J LauExecutive Vice President	11,000	—	—	0	—
Nov 28, 2017 MForm 4 →	Nov 30, 1:46 pm EST	WestRock CoWRK	Jennifer Graham-JohnsonEVP - Human Resources	7,700	—	—	0	—
Nov 29, 2017 MForm 4 →	Nov 30, 1:52 pm EST	WestRock CoWRK	Robert A FeeserPresident - Consumer Packaging	29,972	—	—	0	—
Nov 29, 2017 MForm 4 →	Nov 30, 2:02 pm EST	LOEWS CORPL	Ann E BermanDirector	6,000	—	—	0	—
Nov 28, 2017 MForm 4 →	Nov 30, 2:06 pm EST	CINCINNATI FINANCIAL CORPCINF	J F SchererEVP & Chief Ins. Off. - Sub	8,000	—	—	0	—
Nov 29, 2017 MForm 4 →	Nov 30, 2:09 pm EST	People's United Financial, Inc.PBCT	David K NortonSr Ex VP & Chief HR Offcr	108,194	—	—	54,097	—
Nov 29, 2017 MForm 4 →	Nov 30, 2:11 pm EST	People's United Financial, Inc.PBCT	R David RosatoSr EVP and CFO	6,040	—	—	0	—
Nov 29, 2017 MForm 4 →	Nov 30, 2:14 pm EST	People's United Financial, Inc.PBCT	John K DwightDirector	56,928	—	—	0	—
Nov 29, 2017 XForm 4 →	Nov 30, 2:32 pm EST	ARTESIAN RESOURCES CORPARTNA	William C WyerDirector	6,750	—	—	0	—
Nov 29, 2017 MForm 4 →	Nov 30, 2:40 pm EST	PRUDENTIAL FINANCIAL INCPRU	Timothy P HarrisEVP and General Counsel	10,527	—	—	0	—
Nov 28, 2017 MForm 4 →	Nov 30, 2:47 pm EST	CME GROUP INC.CME	Julie HolzrichterSr MD Chief Operating Officer	12,920	—	—	0	—
Nov 29, 2017 JForm 4 →	Nov 30, 2:54 pm EST	Intiva BioPharma Inc.KDRH	Jeffrey FriedlandChief Executive Officer, Director, 10% Owner	62,400	—	—	20,800	—
Nov 30, 2017 MForm 4 →	Nov 30, 3:03 pm EST	SCHWAB CHARLES CORPSCHW	Bernard J. ClarkEVP - Advisor Services	32,350	—	—	0	—
Nov 29, 2017 MForm 4 →	Nov 30, 3:08 pm EST	Gevo, Inc.GEVO	Mike WillisCFO	80	—	—	626	—
Nov 29, 2017 MForm 4 →	Nov 30, 3:10 pm EST	Gevo, Inc.GEVO	Gary W. MizeDirector	18	—	—	141	—
Nov 29, 2017 MForm 4 →	Nov 30, 3:11 pm EST	Gevo, Inc.GEVO	Ruth DreessenDirector	18	—	—	141	—
Nov 29, 2017 MForm 4 →	Nov 30, 3:12 pm EST	Gevo, Inc.GEVO	Andrew MarshDirector	18	—	—	141	—
Nov 29, 2017 MForm 4 →	Nov 30, 3:13 pm EST	Gevo, Inc.GEVO	Johannes Minho RothDirector	18	—	—	141	—
Nov 29, 2017 MForm 4 →	Nov 30, 3:17 pm EST	ENTERPRISE BANCORP INC /MA/EBTC	James A MarcotteEVP & CFO	1,500	—	—	0	—
Nov 29, 2017 MForm 4 →	Nov 30, 3:18 pm EST	Gevo, Inc.GEVO	Patrick R. GruberChief Executive Officer, Director	91	—	—	717	—
Nov 29, 2017 MForm 4 →	Nov 30, 3:19 pm EST	Gevo, Inc.GEVO	Christopher Michael RyanPresident and COO	80	—	—	626	—
Nov 29, 2017 MForm 4 →	Nov 30, 3:21 pm EST	ENTERPRISE BANCORP INC /MA/EBTC	Chester J Szablak Jr.EVP - Principal Subsidiary	1,500	—	—	0	—
Nov 28, 2017 XForm 4 →	Nov 30, 3:27 pm EST	RING ENERGY, INC.REI	Kelly W. HoffmanCEO, Director	60,000	—	—	780,000	—
Nov 29, 2017 MForm 4 →	Nov 30, 3:28 pm EST	PRICE T ROWE GROUP INCTROW	W. Sharps RobertVice President	16,655	—	—	4,163	—
Nov 28, 2017 MForm 4 →	Nov 30, 3:33 pm EST	AMERICAN EXPRESS COAXP	Ashwini GuptaPres, Crdt Risk/Glbl Info Mgt	90,000	—	—	89,533	—
Nov 28, 2017 MForm 4 →	Nov 30, 3:47 pm EST	DEERE & CODE	James M. FieldPres. Ag. & Turf Division	48,427	—	—	0	—
Aug 15, 2017 AForm 4 →	Nov 30, 3:53 pm EST	PROCTER & GAMBLE CoPG	R. Alexandra KeithPresident Global Hair & Beauty	336	—	—	24	—	late
Nov 30, 2017 DForm 4 →	Nov 30, 3:57 pm EST	LAPOLLA INDUSTRIES INCLPAD	Richard KurtzDirector, 10% Owner	1,800,000	—	—	0	—
Nov 30, 2017 DForm 4 →	Nov 30, 3:57 pm EST	LAPOLLA INDUSTRIES INCLPAD	Harvey Lee SchnitzerCOO, Director	550,000	—	—	0	—
Nov 30, 2017 DForm 4 →	Nov 30, 3:58 pm EST	LAPOLLA INDUSTRIES INCLPAD	Michael Thomas AdamsCGO, VP and Secretary, Director	530,000	—	—	0	—
Nov 30, 2017 DForm 4 →	Nov 30, 3:59 pm EST	LAPOLLA INDUSTRIES INCLPAD	Jay C NadelDirector	650,000	—	—	0	—

A trading day runs to 4:00 pm ET; filings accepted later appear on the next trading day. Rows aggregate a filing’s matching transaction lines — see the methodology for the exact roll-up rules.