SEC Form 4 · accession 0001225208-17-017742
Cigna Holding Co · CI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher J Hocevar
Officer — Pres. Strat Segmts & Solutions
Period of report
Nov 27, 2017
Accepted (ET)
Nov 29, 2017 · 5:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000701221
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.25 Par Value | Nov 27, 2017 | M | 6,389 | $120.895 | A | 12,363 | D | |
| Common Stock, $.25 Par Value | Nov 27, 2017 | M | 4,775 | $78.035 | A | 17,138 | D | |
| Common Stock, $.25 Par ValueF1 | Nov 27, 2017 | S | 8,387 | $200.3212 | D | 8,751 | D | |
| Common Stock, $.25 Par ValueF2 | holding | — | — | — | 932 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3 | $120.895 | Nov 27, 2017 | M | 6,389 | D | Feb 25, 2016 | Feb 25, 2025 | Common Stock, $.25 Par Value | 6,389 | 3,195 | D |
| Employee Stock Option (Right to Buy)F4 | $78.035 | Nov 27, 2017 | M | 4,775 | D | Feb 26, 2015 | Feb 26, 2024 | Common Stock, $.25 Par Value | 4,775 | 0 | D |
Explanation of responses
- F1Represents the weighted average price of the shares sold. The prices actually received ranged from $200.26 to $200.475 per share. The reporting person will provide to the issuer, any security holder of the issuer, or the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each price within the range.
- F2Represents shares acquired through ongoing participation in Cigna's 401(k) Plan.
- F3This option vests in three equal annual installments. The first installment became exercisable on February 25, 2016, the second installment became exercisable on February 25, 2017, and the last installment becomes exercisable on February 25, 2018.
- F4This option was granted on February 26, 2014. The option vested in three equal annual installments on the first, second and third anniversaries of the grant date.