SEC Form 4 · accession 0001017303-17-000077
TRANSACT TECHNOLOGIES INC · TACT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas R Schwarz
Director
Period of report
Nov 27, 2017
Accepted (ET)
Nov 29, 2017 · 5:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001017303
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 27, 2017 | M | 5,423 | $7.80 | A | 57,782 | D | |
| Common Stock | Nov 27, 2017 | S | 5,423 | $13.20 | D | 52,359 | D | |
| Common Stock | Nov 28, 2017 | M | 4,577 | $7.80 | A | 56,936 | D | |
| Common Stock | Nov 28, 2017 | S | 4,577 | $13.00 | D | 52,359 | D | |
| Common Stock | holding | — | — | — | 2,000 | I | Spouse | |
| Common Stock | holding | — | — | — | 3,000 | I | Daughter & Granddaughter |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $7.80 | Nov 27, 2017 | M | 5,423 | D | May 28, 2009 | May 28, 2018 | Common Stock | 5,423 | 4,577 | D |
| Stock Option | $7.80 | Nov 28, 2017 | M | 4,577 | D | May 28, 2009 | May 28, 2018 | Common Stock | 4,577 | 0 | D |