SEC Form 4 · accession 0000944695-17-000121
HANOVER INSURANCE GROUP, INC. · THG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark Lowell Keim
Officer — Executive Vice President
Period of report
Nov 29, 2017
Accepted (ET)
Nov 30, 2017 · 11:02 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000944695
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 29, 2017 | M | 4,966 | $85.30 | A | 4,966 | D | |
| Common StockF1 | Nov 29, 2017 | S | 4,966 | $107.801 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Option (right to buy)F2 | $85.30 | Nov 29, 2017 | M | 4,966 | D | — | Nov 21, 2026 | Common Stock | 4,966 | 9,934 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple prices ranging from $107.71 to $107.85, inclusive. The Reporting Person undertakes to provide The Hanover Insurance Group, Inc. ("THG"), any security holder of THG, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
- F2The option, representing the right to purchase a total of 14,900 shares, was granted on 11/21/16, vested 1/3 on 11/21/17, and a 1/3 will vest on each of the second and third anniversaries of the date of grant.