SEC Form 4 · accession 0001047122-17-000177
RAYTHEON CO/ · RTN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard R Yuse
Officer — Vice President
Period of report
Mar 2, 2017
Accepted (ET)
Nov 29, 2017 · 6:58 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001047122
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 2, 2017 | J | 1,196 | — | A | 1,196 | I | Benefit Plan |
| Common StockF2 | Nov 27, 2017 | M | 333 | — | A | 47,363 | D | |
| Common Stock | Nov 27, 2017 | F | 333 | $186.85 | D | 47,030 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | Nov 27, 2017 | M | 333 | D | — | Mar 29, 2021 | Common Stock | 333 | 28,048 | D |
Explanation of responses
- F1(1)The stock transactions reported on this Form 4 represent biweekly acquisitions of the Issuer's Common Stock in the Reporting Person's employee benefit plan account on March 2, 2017; March 16, 2017; March 30, 2017; April 13, 2017; April 27, 2017; May 11, 2017; May 25, 2017; June 8, 2017; June 22, 2017; July 6, 2017; July 20, 2017; August 3, 2017; August 17, 2017; August 31, 2017; September 14, 2017; September 28, 2017; October 12, 2017; October 26, 2017; November 9, 2017; and November 22, 2017 at prices of $154.30; $153.66; $153.16; $151.75; $156.26; $158.93; $163.11; $160.47; $161.06; $163.56; $168.78; $174.14; $177.25; $182.01; $181.34; $184.02; $188.91; $181.86; $184.94; and $185.46, respectively, the closing price of the Issuer's Common Stock on each such transaction date.
- F2Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit.
- F3Vesting of RSUs and delivery of shares to satisfy federal tax obligations with respect to the RSUs awarded on March 29, 2017 pursuant to the Reporting Person's RSU Agreement.