SEC Form 4 · accession 0001213900-17-012747
Legacy Acquisition Corp. · LGC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Legacy Acquisition Sponsor I LLC
10% Owner
Period of report
Nov 27, 2017
Accepted (ET)
Nov 29, 2017 · 5:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001698113
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class F Common StockF2,F1 | — | Nov 27, 2017 | J | 1,125,000 | D | — | — | Class A Common Stock | 1,125,000 | 7,500,000 | D |
Explanation of responses
- F1As described in the issuer's registration statement on Form S-1 (File No. 333-221116) under the heading "Description of Securities--Founder Shares", the shares of Class F common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination, on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights.
- F2As contemplated in connection with the initial public offering of the issuer, 1,125,000 shares of Class F common stock, par value $0.0001 per share, were returned to the issuer for no consideration and cancelled because the underwriters' over-allotment option was not exercised.