SEC Form 4 · accession 0001127602-17-033471
AGILENT TECHNOLOGIES, INC. · A
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patrick Kaltenbach
Officer — Sr Vice President
Period of report
Nov 28, 2017
Accepted (ET)
Nov 29, 2017 · 6:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001090872
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 28, 2017 | M | 5,000 | $41.26 | A | 75,504 | D | |
| Common Stock | Nov 28, 2017 | S | 5,000 | $69.56 | D | 70,504 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1,F2 | $41.26 | Nov 28, 2017 | M | 5,000 | D | Nov 20, 2015 | Nov 19, 2024 | Common Stock | 5,000 | 20,167 | D |
Explanation of responses
- F1Right to buy Agilent Technologies, Inc. common stock granted under the Agilent Technologies, Inc. Stock Plan, in compliance with Rule 16b-3.
- F2The option is exercisable in four equal annual installments beginning on the first anniversary of the date of the grant. The first vesting date is stated.