SEC Form 4 · accession 0001419490-17-000001
ALIGN TECHNOLOGY INC · ALGN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Emory Wright
Officer — VP, Operations
Period of report
Nov 28, 2017
Accepted (ET)
Nov 29, 2017 · 7:52 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001097149
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 28, 2017 | M | 5,025 | $20.79 | A | 80,762 | D | |
| Common StockF1 | Nov 28, 2017 | S | 5,025 | $263.6782 | D | 75,737 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Right to buy (Common Stock) | $20.79 | Nov 28, 2017 | M | 5,025 | D | Feb 18, 2012 | Feb 18, 2018 | Common Stock | 5,025 | 0 | D |
Explanation of responses
- F1The price reported in column is a weighted average price. These shares were sold in multiple transactions at prices ranging from $263.48 to $264.26, inclusive. The reporting person undertakes to provide Align Technology Inc., any security holder of Align Technology Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.