SEC Form 4 · accession 0001127602-17-033527
PRICE T ROWE GROUP INC · TROW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
W. Sharps Robert
Officer — Vice President
Period of report
Nov 29, 2017
Accepted (ET)
Nov 30, 2017 · 3:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001113169
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 29, 2017 | M | 16,655 | $59.0693 | A | 494,373 | D | |
| Common Stock | Nov 29, 2017 | F | 13,223 | $101.27 | D | 481,150 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F1 | $59.0693 | Nov 29, 2017 | M | 16,655 | D | Dec 10, 2013 | Feb 23, 2022 | Common Stock | 16,655 | 4,163 | D |
Explanation of responses
- F102/23/2012 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2013.