SEC Form 4 · accession 0001628280-17-011928
MGP INGREDIENTS INC · MGPI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David E Rindom
Officer — Vice President
Period of report
Nov 28, 2017
Accepted (ET)
Nov 29, 2017 · 6:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000835011
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 28, 2017 | M | 15,000 | $0.00 | A | 55,154 | D | |
| Common StockF1 | Nov 28, 2017 | F | 7,148 | $74.21 | D | 48,006 | D | |
| Common Stock | holding | — | — | — | 64,698 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2 | — | Nov 28, 2017 | M | 15,000 | D | Nov 28, 2017 | Nov 28, 2017 | Common Stock | 15,000 | 0 | D |
| Restricted Stock UnitsF2 | — | holding | — | — | — | Jan 22, 2019 | Jan 22, 2019 | Common Stock | 15,000 | 15,000 | D |
Explanation of responses
- F1In connection with a restricted stock unit (RSU) vesting on 11/28/17, 7148 RSUs were withheld for payment of the resulting tax liability.
- F2Restricted stock units convert into common stock on a one-for-one basis.