SEC Form 4 · accession 0001214659-17-007004

NOVAGOLD RESOURCES INC · NG

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Nov 28, 2017

Accepted (ET)

Nov 29, 2017 · 4:20 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001173420

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Shares^F1	Nov 28, 2017	M	130,050	$3.42	A	285,901	D
Common Shares^F2	Nov 28, 2017	F	113,020	$3.94	D	172,881	D
Common Shares^F3	Nov 28, 2017	S	17,030	$3.91	D	155,851	D
Common Shares	holding	—	—		—	1,654	I	RRSP
Common Shares	holding	—	—		—	987	I	IRA

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option (Right to Buy)^F1	$3.42	Nov 28, 2017	M	130,050	D	Dec 5, 2012	Dec 4, 2017	Common Shares	130,050	0	D

F1The exercise price reported above was converted from the Canadian exercise price of C$4.38 using an exchange rate of CAD$1.2807=USD$1.00.
F2The price reported above was converted from the Canadian price of C$5.04 to USD using an exchange rate of CAD$1.2807=USD$1.00.
F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from C$5.00 to C$5.01, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC, any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The weighted average sale price reported above was converted from the Canadian weighted average sale price of C$5.01 to USD using an exchange rate of CAD$1.2807=USD$1.00.