SEC Form 4 · accession 0001127602-17-033531
PROCTER & GAMBLE Co · PG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
R. Alexandra Keith
Officer — President Global Hair & Beauty
Period of report
Aug 15, 2017
Accepted (ET)
Nov 30, 2017 · 3:53 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000080424
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 29, 2017 | S | 1,298 | $89.111 | D | 30,292 | D | |
| Common StockF2 | holding | — | — | — | 13,227 | I | By Retirement Plan Trustee | |
| Common StockF1 | holding | — | — | — | 6,050 | I | By Spouse | |
| Common StockF2 | holding | — | — | — | 4,028 | I | By Spouse, By Retirement Plan Trustee |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F4 | — | Aug 15, 2017 | A | 9 | A | — | — | Common Stock | 9 | 9 | D |
| Series A Preferred StockF7,F5,F6 | — | Sep 30, 2017 | A | 169 | A | — | — | Common Stock | 169 | 5,237 | I |
| Series A Preferred StockF7,F5,F6 | — | Sep 30, 2017 | A | 143 | A | — | — | Common Stock | 143 | 1,301 | I |
| Restricted Stock UnitsF3,F4 | — | Nov 15, 2017 | A | 15 | A | — | — | Common Stock | 15 | 24 | D |
Explanation of responses
- F1Total includes grant of dividend equivalents in the form of Restricted Stock Units (RSU's) settled in common stock.
- F2Reflects adjustment to PST through September 30, 2017.
- F3Dividend equivalents in the form of Restricted Stock Units (RSUs) previously awarded pursuant to issuer's retirement program. All such RSUs represent a contingent right to receive Procter & Gamble common stock.
- F4These units will deliver in shares on retirement from the company, unless delivery is deferred or such shares are contributed to reporting person's deferred compensation account.
- F5Higher of $6.82 (adjusted for 2-for-1 stock split effective May 21, 2004) or market price of Common Stock.
- F6Shares held by Retirement Plan Trustees. If Officer terminates employment and elects distribution of shares, or, if after age 50 elects alternative investment within Plan, Preferred Stock converted/redeemed at specified conversion/exercise price.
- F7Series A Preferred Stock allocated to Officer's Retirement Plan Account pursuant to Retirement Plan provisions for the period ending 9/30/2017.