SEC Form 4 · accession 0000813298-17-000101
DESTINATION XL GROUP, INC. · DXLG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anthony Gaeta
Officer — SVP, Store Sales & Operations
Period of report
Nov 27, 2017
Accepted (ET)
Nov 30, 2017 · 1:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000813298
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Nov 27, 2017 | A | 3,827 | A | — | — | Common Stock | 3,827 | 3,827 | D |
| Restricted Stock UnitsF1,F3 | — | Nov 27, 2017 | A | 23,909 | A | — | — | Common Stock | 23,909 | 23,909 | D |
Explanation of responses
- F1Each restricted stock unit ("RSU"), as defined in the Company's 2016 Incentive Compensation Plan, represents a contingent right to receive one share of DXLG common stock.
- F2The RSUs represent the time-based portion of the 2016-2017 Long-Term Incentive Plan award to the Reporting Person. The RSUs vest in two equal installments on April 1, 2018 and April 1, 2019.
- F3The RSUs represent the time-based portion of the 2017-2018 Long-Term Incentive Plan award to the Reporting Person. The RSUs vest in two equal installments on April 1, 2019 and April 1, 2020.