SEC Form 4 · accession 0001214659-17-007007
NOVAGOLD RESOURCES INC · NG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anthony P. Walsh
Director
Period of report
Nov 28, 2017
Accepted (ET)
Nov 29, 2017 · 4:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001173420
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Nov 28, 2017 | M | 130,050 | $3.42 | A | 154,250 | D | |
| Common SharesF2 | Nov 28, 2017 | F | 114,153 | $3.90 | D | 40,097 | D | |
| Common SharesF3 | Nov 28, 2017 | S | 15,897 | $3.90 | D | 24,200 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $3.42 | Nov 28, 2017 | M | 130,050 | D | Dec 5, 2012 | Dec 4, 2017 | Common Shares | 130,050 | 0 | D |
Explanation of responses
- F1The exercise price reported above was converted from the Canadian exercise price of C$4.38 using an exchange rate of CAD$1.2807=USD$1.00.
- F2The price reported above was converted from the Canadian price of C$4.99 to USD using an exchange rate of CAD$1.2807=USD$1.00.
- F3The price reported above was converted from the Canadian price of C$5.00 to USD using an exchange rate of CAD$1.2807=USD$1.00.