SEC Form 4 · accession 0000006281-17-000147
ANALOG DEVICES INC · ADI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Margaret K Seif
Officer — SVP, CLO & Secretary
Period of report
Nov 28, 2017
Accepted (ET)
Nov 29, 2017 · 4:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000006281
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Comm Stock - $.16-2/3 value | Nov 28, 2017 | M | 1,000 | $19.57 | A | 20,404 | D | |
| Comm Stock - $.16-2/3 value | Nov 28, 2017 | M | 1,720 | $39.79 | A | 22,124 | D | |
| Comm Stock - $.16-2/3 value | Nov 28, 2017 | M | 1,720 | $46.48 | A | 23,844 | D | |
| Comm Stock - $.16-2/3 value | Nov 28, 2017 | M | 661 | $51.73 | A | 24,505 | D | |
| Comm Stock - $.16-2/3 value | Nov 28, 2017 | M | 698 | $57.29 | A | 25,203 | D | |
| Comm Stock - $.16-2/3 value | Nov 28, 2017 | M | 546 | $54.93 | A | 25,749 | D | |
| Comm Stock - $.16-2/3 value | Nov 28, 2017 | S | 6,345 | $87.07 | D | 19,404 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F2 | $19.57 | Nov 28, 2017 | M | 1,000 | D | Jan 5, 2010 | Jan 5, 2019 | Comm Stock - $.16-2/3 value | 1,000 | 6,000 | D |
| Non-Qualified Stock Option (right to buy)F3 | $39.79 | Nov 28, 2017 | M | 1,720 | D | Mar 15, 2013 | Mar 15, 2022 | Comm Stock - $.16-2/3 value | 1,720 | 6,000 | D |
| Non-Qualified Stock Option (right to buy)F4 | $46.48 | Nov 28, 2017 | M | 1,720 | D | Mar 12, 2014 | Mar 12, 2023 | Comm Stock - $.16-2/3 value | 1,720 | 20,860 | D |
| Non-Qualified Stock Option (right to buy)F5 | $51.73 | Nov 28, 2017 | M | 661 | D | Mar 12, 2015 | Mar 12, 2024 | Comm Stock - $.16-2/3 value | 661 | 14,548 | D |
| Non-Qualified Stock Option (right to buy)F6 | $57.29 | Nov 28, 2017 | M | 698 | D | Mar 11, 2016 | Mar 11, 2025 | Comm Stock - $.16-2/3 value | 698 | 24,594 | D |
| Non-Qualified Stock Option (right to buy)F7 | $54.93 | Nov 28, 2017 | M | 546 | D | Mar 9, 2017 | Mar 9, 2026 | Comm Stock - $.16-2/3 value | 546 | 24,369 | D |
Explanation of responses
- F1These shares were disposed of in an open market sale pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
- F2This option vested in equal installments on the first, second, third, fourth and fifth anniversaries of the original grant date, which was January 5, 2009.
- F3This option vested in equal installments on the first, second, third, fourth and fifth anniversaries of the original grant date, which was March 15, 2012.
- F4This option vests in equal installments on the first, second, third, fourth and fifth anniversaries of the original grant date, which was March 12, 2013.
- F5This option vests in equal installments on the first, second, third, fourth and fifth anniversaries of the original grant date, which was March 12, 2014.
- F6This option vests in equal installments on the first, second, third, fourth and fifth anniversaries of the original grant date, which was March 11, 2015.
- F7This option vests in equal installments on the first, second, third, fourth and fifth anniversaries of the original grant date, which was March 9, 2016.