SEC Form 4 · accession 0001209191-17-062960

MULESOFT, INC · MULE

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Ravi Mhatre

Director · 10% Owner

Period of report

Nov 27, 2017

Accepted (ET)

Nov 29, 2017 · 9:28 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001374684

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock^F1,F2,F3	Nov 27, 2017	C	1,700,000	—	A	1,700,000	I	by Lightspeed Venture Partners VII, L.P.
Class A Common Stock^F4,F2,F3	Nov 27, 2017	J	1,700,000	—	D	0	I	By Lightspeed Venture Partners VII, L.P.
Class A Common Stock^F4,F2,F5	Nov 27, 2017	J	395,670	—	A	395,670	I	By Lightspeed General Partner VII, L.P.
Class A Common Stock^F6,F2,F5	Nov 27, 2017	J	395,670	—	D	0	I	By Lightspeed General Partner VII, L.P.
Class A Common Stock^F6	Nov 27, 2017	J	59,111	—	A	59,111	D
Class A Common Stock^F1,F7,F8	Nov 27, 2017	C	400,000	—	A	400,000	I	By Lightspeed Venture Partners Select, L.P.
Class A Common Stock^F9,F7,F8	Nov 27, 2017	J	400,000	—	D	0	I	By Lightspeed Venture Partners Select, L.P.
Class A Common Stock^F9,F7,F10	Nov 27, 2017	J	6,033	—	A	6,033	I	By Lightspeed General Partner Select, L.P.
Class A Common Stock^F11,F7,F10	Nov 27, 2017	J	6,033	—	D	0	I	By Lightspeed General Partner Select, L.P.
Class A Common Stock^F11,F12	Nov 27, 2017	J	945	—	A	945	I	by Mhatre Investments LP-Fund 4

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Class B Common Stock^F1,F2,F3	—	Nov 27, 2017	C	1,700,000	D	—	—	Class A Common Stock	1,700,000	14,047,715	I
Class B Common Stock^F1,F7,F8	—	Nov 27, 2017	C	400,000	D	—	—	Class A Common Stock	400,000	3,171,808	I

Explanation of responses

F1Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date.
F10The shares are held of record by LGP Select.
F11Represents in-kind distribution by LGP Select without consideration to its partners (including Messrs. Schaepe, Eggers, Liew, Mhatre, Nieh and Vrionis).
F12The shares are held of record by Mhatre Investments LP-Fund 4. Ravi Mhatre serves as trustee of the general partner of such entity.
F2Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P. ("LGP VII"), which is the sole general partner of Lightspeed Venture Partners VII, L.P. ("Lightspeed VII"). The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein.
F3The shares are held of record by Lightspeed VII.
F4Represents in-kind distribution by Lightspeed VII without consideration to its partners (including LGP VII, the general partner of Lightspeed VII).
F5The shares are held of record by LGP VII.
F6Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh).
F7Lightspeed Ultimate General Partner Select, Ltd. is the sole general partner of Lightspeed General Partner Select, L.P. ("LGP Select"), which is the sole general partner of Lightspeed Venture Partners Select, L.P. ("Lightspeed Select"). The individual directors of Lightspeed Ultimate General Partner Select, Ltd. are Barry Eggers, Jeremy Liew, Ravi Mhatre, Peter Nieh, Christopher J. Schaepe and John Vrionis. Messrs. Eggers, Liew, Mhatre, Nieh, Schaepe and Vrionis disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein.
F8The shares are held of record by Lightspeed Select.
F9Represents in-kind distribution by Lightspeed Select without consideration to its partners (including LGP Select, the general partner of Lightspeed Select).