SEC Form 4 · accession 0001246360-17-003164
WAGEWORKS, INC. · WAGE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John William Larson
Director
Period of report
Nov 28, 2017
Accepted (ET)
Nov 29, 2017 · 6:49 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001158863
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 28, 2017 | M | 9,750 | $6.14 | A | 42,930 | D | |
| Common Stock | Nov 28, 2017 | M | 9,750 | $5.32 | A | 52,680 | D | |
| Common Stock | Nov 28, 2017 | M | 11,000 | $6.18 | A | 63,680 | D | |
| Common StockF1 | Nov 28, 2017 | S | 30,500 | $63.7638 | D | 33,180 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy) | $6.14 | Nov 28, 2017 | M | 9,750 | D | May 7, 2009 | May 7, 2019 | Common Stock | 9,750 | 0 | D |
| Stock Options (Right to Buy) | $5.32 | Nov 28, 2017 | M | 9,750 | D | May 6, 2010 | May 6, 2020 | Common Stock | 9,750 | 0 | D |
| Stock Options (Right to Buy) | $6.18 | Nov 28, 2017 | M | 11,000 | D | Nov 4, 2010 | Nov 4, 2020 | Common Stock | 11,000 | 0 | D |
Explanation of responses
- F1The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.47 to $64.05, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges as set forth in this footnote.