SEC Form 4 · accession 0000707549-17-000172
LAM RESEARCH CORP · LRCX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Seshasayee Varadarajan
Officer — Group Vice President
Period of report
Nov 28, 2017
Accepted (ET)
Nov 29, 2017 · 4:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000707549
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 28, 2017 | G | 592 | $0.00 | D | 82,853 | D | |
| Common StockF1 | Nov 28, 2017 | M | 50 | $13.54 | A | 82,903 | D | |
| Common StockF1 | Nov 28, 2017 | S | 50 | $214.005 | D | 82,853 | D | |
| Common Stock | holding | — | — | — | 218 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy) | $13.54 | Nov 28, 2017 | M | 50 | D | Oct 16, 2012 | Oct 16, 2018 | Common Stock | 50 | 0 | D |
Explanation of responses
- F1Amount reported includes shares subject to unvested Restricted Stock Units.