SEC Form 4 · accession 0001209191-17-062910
PC TEL INC · PCTI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Giacomo Marini
Director
Period of report
Nov 28, 2017
Accepted (ET)
Nov 29, 2017 · 5:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001057083
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common | Nov 28, 2017 | M | 1,542 | $6.86 | A | 1,542 | D | |
| CommonF1 | Nov 28, 2017 | S | 1,542 | $7.5422 | D | 0 | D | |
| Common | Nov 29, 2017 | M | 300 | $6.86 | A | 300 | D | |
| Common | Nov 29, 2017 | S | 300 | $7.50 | D | 0 | D | |
| Common | holding | — | — | — | 18,953 | I | Giacomo Marini Trustee of Giacomo Marini Trust dtd 11/2/2005 | |
| Common | holding | — | — | — | 57,109 | I | Marini-Jamason Community Property Trust dtd December 18, 2015 |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 1/1/2008 Director Stock Options | $6.86 | Nov 28, 2017 | M | 1,542 | D | Jan 1, 2009 | Jan 1, 2018 | Common Stock | 1,542 | 8,458 | D |
| 1/1/2008 Director Stock Options | $6.86 | Nov 29, 2017 | M | 300 | D | Jan 1, 2009 | Jan 1, 2018 | Common Stock | 300 | 8,158 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $7.50 to $7.62. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.