SEC Form 4 · accession 0001683168-17-003189
Avid Bioservices, Inc. · CDMO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory Sargen
Director
Period of report
Nov 27, 2017
Accepted (ET)
Nov 29, 2017 · 8:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000704562
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $4.67 | Nov 27, 2017 | A | 75,000 | A | Dec 27, 2017 | Nov 27, 2027 | Common Stock | 75,000 | 75,000 | D |
Explanation of responses
- F1This option vests in thirty-six (36) equal monthly installments over a three (3) year period beginning December 27, 2017.