SEC Form 4 · accession 0001638599-17-001177
SELECT BANCORP, INC. · SLCT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alicia Speight Hawk
Director
Period of report
Nov 28, 2017
Accepted (ET)
Nov 30, 2017 · 3:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001263762
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| common stock | Nov 28, 2017 | M | 3,725 | $5.25 | A | 3,725 | I | joint with spouse |
| common stock | holding | — | — | — | 3,078 | I | custodian for children | |
| common stock | holding | — | — | — | 14,008 | I | joint with spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| stock options | $5.25 | Nov 28, 2017 | M | 3,725 | D | Dec 31, 2007 | Dec 31, 2017 | common stock | 3,725 | 0 | D |
| Options to Purchase Common StockF1 | $11.27 | Sep 6, 2017 | A | 7,000 | A | — | Sep 6, 2027 | Common Stock | 7,000 | 7,000 | D |
| stock options | $4.56 | holding | — | — | — | Dec 31, 2008 | Dec 31, 2018 | common stock | 3,397 | 3,397 | D |
| stock options | $4.22 | holding | — | — | — | Dec 31, 2009 | Dec 31, 2019 | common stock | 2,958 | 2,958 | D |
| stock options | $4.38 | holding | — | — | — | Dec 31, 2010 | Dec 31, 2020 | common stock | 2,693 | 2,693 | D |
| stock options | $4.93 | holding | — | — | — | Dec 31, 2011 | Dec 31, 2021 | common stock | 2,693 | 2,693 | D |
| stock options | $4.65 | holding | — | — | — | Dec 31, 2012 | Dec 31, 2022 | common stock | 2,511 | 2,511 | D |
Explanation of responses
- F1The option vests in five equal annual installments beginning on September 6, 2018.