Daily feed · SEC Form 4 filings

Stock options and other derivative activity — Dec 3, 2018

Table II activity from Forms 3/4/5: option exercises, awards, grants, conversions and expirations.

235 filings · trading day Dec 3, 2018Download CSV Quotes for these symbols ↗

Trade	Reported (ET)	Company	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Nov 28, 2018 AForm 4 →	Nov 30, 5:05 pm EST	CVS HEALTH CorpCVS	Karen S LynchEVP & Pres, Aetna Bus Unit	286,730	$43.29	$12,411,862	93,989	—
Nov 28, 2018 MForm 4 →	Nov 30, 5:13 pm EST	Party City Holdco Inc.PRTY	Gerald C RittenbergDirector	213,200	$5.33	$1,136,356	0	—
Nov 30, 2018 MForm 4 →	Dec 3, 3:26 pm EST	TRICO BANCSHARES /TCBK	Richard P SmithCEO & President, Director	61,000	$17.54	$1,069,940	138,000	—
Nov 28, 2018 MForm 4 →	Nov 30, 4:19 pm EST	MASIMO CORPMASI	Anand SampathChief Operating Officer	30,000	$20.19	$605,700	0	—
Nov 29, 2018 XForm 4 →	Dec 3, 12:40 pm EST	SHENANDOAH TELECOMMUNICATIONS CO/VA/SHEN	Christopher E FrenchPresident, Director	58,933	$7.16	$422,207	25,441	—
Nov 28, 2018 MForm 4 →	Nov 30, 6:12 pm EST	PIXELWORKS, INCPXLW	Steven L MooreVP, CFO & Treasurer	90,000	$3.92	$352,957	10,000	—
Nov 29, 2018 MForm 4 →	Nov 30, 4:57 pm EST	LHC Group, IncLHCG	Jeff ReibelSVP, Chief Accounting Officer	11,529	$28.97	$334,037	0	—
Dec 6, 2013 AMForm 4 →	Dec 3, 2018, 11:56 am EST	SECURITY NATIONAL FINANCIAL CORPSNFCA	Q. Overbaugh ChristieSr. VP Life Ins. Inter. Op.	43,482	$4.64	$201,867	5,250	—	late
Nov 28, 2018 MForm 4 →	Nov 30, 4:46 pm EST	WINMARK CORPWINA	Brett D HeffesCEO, Director	3,000	$54.75	$164,242	8,173	—
Nov 29, 2018 AForm 4 →	Nov 30, 6:07 pm EST	SHARPS COMPLIANCE CORPSMED	Gregory C DavisVice President of Operations	25,000	$3.26	$81,500	87,060	—
Nov 29, 2018 AForm 4 →	Nov 30, 6:09 pm EST	SHARPS COMPLIANCE CORPSMED	Dennis HalliganVice President of Marketing	25,000	$3.26	$81,500	91,650	—
Nov 28, 2018 MForm 4 →	Nov 30, 4:43 pm EST	INSEEGO CORP.INSG	Jeffrey TuderDirector	35,033	$1.25	$43,791	0	—
Nov 28, 2018 MForm 4 →	Nov 30, 5:04 pm EST	TransUnionTRU	John T DanaherEVP - Consumer Interactive	4,319	$8.57	$37,014	12,955	—
Nov 28, 2018 PForm 4 →	Nov 30, 4:30 pm EST	Infrastructure & Energy Alternatives, Inc.IEA	Mohsin Y MeghjiDirector	17,351	$0.8149	$14,139	1,371,154	—
Nov 14, 2018 AForm 4/A →	Nov 30, 4:21 pm EST	CorMedix Inc.CRMD	Janet DillioneDirector	6,637	$1.13	$7,500	6,637	—
Nov 30, 2018 AForm 4 →	Dec 3, 12:46 pm EST	CHURCH & DWIGHT CO INC /DE/CHD	Carlos G. LinaresE.V.P. Global Research & Dev.	90	$66.19	$5,960	2,367	—
Nov 30, 2018 AForm 4 →	Dec 3, 12:47 pm EST	CHURCH & DWIGHT CO INC /DE/CHD	Rick SpannE.V.P. Global Operations	84	$66.19	$5,558	4,809	—
Nov 30, 2018 AForm 4 →	Dec 3, 12:37 pm EST	CHURCH & DWIGHT CO INC /DE/CHD	Richard A DierkerE.V.P. Finance & C.F.O.	53	$66.19	$3,528	4,273	—
Nov 29, 2018 AForm 4 →	Dec 3, 8:26 am EST	VERIZON COMMUNICATIONS INCVZ	Lowell C McAdamExecutive Chairman, Director	181	$16.92	$3,058	410,264	—
Nov 29, 2018 AForm 4 →	Dec 3, 11:10 am EST	ASTEC INDUSTRIES INCASTE	W Norman SmithVice Chairman, Director	83	$35.58	$2,949	26,890	—
Nov 29, 2018 AForm 4 →	Dec 3, 8:29 am EST	VERIZON COMMUNICATIONS INCVZ	Hans Erik VestbergChief Executive Officer, Director	167	$16.92	$2,827	3,562	—
Nov 30, 2018 AForm 4 →	Dec 3, 12:41 pm EST	CHURCH & DWIGHT CO INC /DE/CHD	Britta BomhardE.V.P. Chief Marketing Officer	41	$66.19	$2,725	4,880	—
Nov 30, 2018 MForm 4 →	Dec 3, 8:33 am EST	GUARANTY FEDERAL BANCSHARES INCGFED	Teri HarrisVP-CONTROLLER	500	$5.30	$2,650	0	—
Nov 30, 2018 AForm 4 →	Dec 3, 3:43 pm EST	FULLER H B COFUL	John J CorkreanExecutive VP and CFO	54	$48.24	$2,589	1,213	—
Nov 30, 2018 AForm 4 →	Dec 3, 12:44 pm EST	CHURCH & DWIGHT CO INC /DE/CHD	Judy A. ZagorskiE.V.P. Global Human Resources	39	$66.19	$2,580	1,595	—
Nov 30, 2018 AForm 4 →	Dec 3, 11:20 am EST	PPG INDUSTRIES INCPPG	Michael H McGarryChairman of the Board and CEO, Director	23	$109.33	$2,475	2,974	—
Nov 29, 2018 AForm 4 →	Dec 3, 8:28 am EST	VERIZON COMMUNICATIONS INCVZ	Craig L. SillimanEVP of PubPolicy & Gen Counsel	130	$16.92	$2,192	161,229	—
Nov 30, 2018 AForm 4 →	Dec 3, 12:48 pm EST	CHURCH & DWIGHT CO INC /DE/CHD	Matthew FarrellPresident and CEO, Director	32	$66.19	$2,146	86,121	—
Nov 30, 2018 AForm 4 →	Dec 3, 10:25 am EST	UNIVERSAL FOREST PRODUCTS INCUFPI	Patrick M WebsterPresident and COO	53	$27.66	$1,466	116,347	—
Nov 30, 2018 AForm 4 →	Dec 3, 10:28 am EST	UNIVERSAL FOREST PRODUCTS INCUFPI	Chad C. Uhlig-EastinExec Vice Pres Purchasing	53	$27.66	$1,466	20,569	—
Nov 30, 2018 AForm 4 →	Dec 3, 10:48 am EST	UNIVERSAL FOREST PRODUCTS INCUFPI	Michael F MordellExec VP International Ops	53	$27.66	$1,466	68,198	—
Nov 30, 2018 AForm 4 →	Dec 3, 10:50 am EST	UNIVERSAL FOREST PRODUCTS INCUFPI	Matthew J MissadChief Executive Officer, Director	53	$27.66	$1,466	75,863	—
Nov 30, 2018 AForm 4 →	Dec 3, 10:53 am EST	UNIVERSAL FOREST PRODUCTS INCUFPI	Donald L JamesExec VP National Sales	53	$27.66	$1,466	20,541	—
Nov 30, 2018 AForm 4 →	Dec 3, 10:55 am EST	UNIVERSAL FOREST PRODUCTS INCUFPI	Robert D ColemanExec Vice Pres Manufacturing	53	$27.66	$1,466	24,531	—
Nov 30, 2018 AForm 4 →	Dec 3, 10:56 am EST	UNIVERSAL FOREST PRODUCTS INCUFPI	Michael R ColeChief Financial Officer	53	$27.66	$1,466	26,847	—
Nov 29, 2018 AForm 4 →	Dec 3, 8:24 am EST	VERIZON COMMUNICATIONS INCVZ	Ronan DunneEVP and President VZW	78	$16.92	$1,327	18,077	—
Nov 29, 2018 AForm 4 →	Dec 3, 8:26 am EST	VERIZON COMMUNICATIONS INCVZ	Kumara Guru GowrappanEVP and CEO - Oath	78	$16.92	$1,327	1,326	—
Nov 29, 2018 AForm 4 →	Dec 3, 8:27 am EST	VERIZON COMMUNICATIONS INCVZ	Marc C ReedEVP & Chief Admin. Officer	75	$16.92	$1,269	82,729	—
Nov 29, 2018 AForm 4 →	Dec 3, 8:25 am EST	VERIZON COMMUNICATIONS INCVZ	Matthew D. EllisEVP and CFO	72	$16.92	$1,212	21,304	—
Nov 30, 2018 PForm 4 →	Dec 3, 11:08 am EST	OLD NATIONAL BANCORP /IN/ONB	James C Ryan IIISEVP-CFO	51	$18.73	$955	1,300	—
Nov 29, 2018 SForm 4 →	Nov 30, 6:19 pm EST	Cellectar Biosciences, Inc.CLRB	Stephen A HillDirector	9,920	$0.0952	$944	0	—
Nov 30, 2018 AForm 4 →	Dec 3, 11:21 am EST	PPG INDUSTRIES INCPPG	Rebecca B. LiebertSr. VP, Automotive Coatings	8	$109.33	$875	73	—
Nov 30, 2018 AForm 4 →	Dec 3, 11:19 am EST	PPG INDUSTRIES INCPPG	Vincent J MoralesSenior VP & CFO	8	$109.33	$846	505	—
Nov 30, 2018 AForm 4 →	Dec 3, 11:23 am EST	PPG INDUSTRIES INCPPG	Timothy M KnavishSr. VP, Industrial Coatings	7	$109.33	$781	8,697	—
Nov 30, 2018 AForm 4 →	Dec 3, 10:46 am EST	UNIVERSAL FOREST PRODUCTS INCUFPI	David A. TutasVP Legal, Gen Csl, Secty	27	$27.66	$747	13,677	—
Nov 30, 2018 AForm 4 →	Dec 3, 3:43 pm EST	FULLER H B COFUL	David W. MoormanVP, Operations Excellence	13	$48.24	$605	280	—
Nov 30, 2018 PForm 4 →	Dec 3, 11:07 am EST	OLD NATIONAL BANCORP /IN/ONB	James A SandgrenPRESIDENT & COO	30	$18.73	$562	842	—
Nov 29, 2018 AForm 4 →	Dec 3, 8:29 am EST	VERIZON COMMUNICATIONS INCVZ	Anthony T SkiadasSVP & Controller	33	$16.92	$560	56,544	—
Nov 30, 2018 AForm 4 →	Dec 3, 2:07 pm EST	PRINCIPAL FINANCIAL GROUP INCPFG	Timothy Mark DunbarEVP & Chief Investment Officer	10	$49.32	$503	7,332	—
Nov 30, 2018 AForm 4 →	Dec 3, 11:24 am EST	PPG INDUSTRIES INCPPG	Glenn E Bost IISr. VP, Law, Compl & Spec Proj	4	$109.33	$475	798	—
Nov 30, 2018 PForm 4 →	Dec 3, 11:07 am EST	OLD NATIONAL BANCORP /IN/ONB	Scott J EvernhamEXEC VP - WEALTH MANAGEMENT	22	$18.73	$412	1,984	—
Nov 30, 2018 AForm 4 →	Dec 3, 12:43 pm EST	CHURCH & DWIGHT CO INC /DE/CHD	Paul Richard WoodEVP, Sales	6	$66.19	$374	13	—
Nov 29, 2018 AForm 4 →	Dec 3, 12:14 pm EST	SVB FINANCIAL GROUPSIVB	Laura IzurietaChief Risk Officer	1	$243.72	$273	88	—
Nov 30, 2018 AForm 4 →	Dec 3, 3:43 pm EST	FULLER H B COFUL	Zhiwei CaiSr. VP, Engineering Adhesives	5	$48.24	$257	1,454	—
Nov 28, 2018 SForm 4 →	Nov 30, 4:15 pm EST	DITECH HOLDING CorpDHCP	Phoenix Investment Adviser LLC10% Owner	2,106,804	$0.0001	$211	0	—
Nov 29, 2018 AForm 4 →	Dec 3, 11:02 am EST	ASTEC INDUSTRIES INCASTE	Jeffrey M. SchwarzGroup President-AAM US	2	$35.58	$68	617	—
Nov 29, 2018 AForm 4 →	Dec 3, 10:54 am EST	ASTEC INDUSTRIES INCASTE	Jaco van der MerweGroup Pres Energry	1	$35.58	$39	355	—
Nov 30, 2018 MForm 4 →	Nov 30, 4:00 pm EST	OP BancorpOPBK	Soo Hun JungDirector	20,000	—	—	60,000	—
Nov 28, 2018 MForm 4 →	Nov 30, 4:01 pm EST	WILLIS TOWERS WATSON PLCWLTW	Nicolas AubertHead of Great Britain	16,762	—	—	0	—
Nov 28, 2018 MForm 4 →	Nov 30, 4:01 pm EST	Hill-Rom Holdings, Inc.HRC	Andreas G FrankSVP, Chief Transformation Off	7,454	—	—	0	—
Nov 19, 2018 GForm 4/A →	Nov 30, 4:01 pm EST	FIRST INTERSTATE BANCSYSTEM INCFIBK	Homer A Scott Jr.10% Owner	24,693	—	—	2,225,785	—
Nov 28, 2018 MForm 4 →	Nov 30, 4:02 pm EST	BIOCRYST PHARMACEUTICALS INCBCRX	Stanley C ErckDirector	8,333	—	—	0	—
Nov 16, 2018 AMForm 4 →	Nov 30, 4:03 pm EST	PARKERVISION INCPRKR	Gregory S RawlinsCTO (Heathrow)	64,104	—	—	0	—	late
Nov 29, 2018 AForm 4 →	Nov 30, 4:03 pm EST	RAYMOND JAMES FINANCIAL INCRJF	Paul D AllisonChair, President & CEO RJ Ltd.	5,000	—	—	5,000	—
Nov 28, 2018 CForm 4 →	Nov 30, 4:03 pm EST	FIRST INTERSTATE BANCSYSTEM INCFIBK	Homer A Scott Jr.10% Owner	5,500	—	—	2,220,285	—
Nov 28, 2018 MForm 4 →	Nov 30, 4:05 pm EST	Quanterix CorpQTRX	Joseph DriscollChief Financial Officer	20,000	—	—	254,385	—
Nov 28, 2018 MForm 4 →	Nov 30, 4:06 pm EST	Ubiquiti Networks, Inc.UBNT	Ronald SegeDirector	6,250	—	—	36,250	—
Nov 16, 2018 AMForm 4 →	Nov 30, 4:07 pm EST	PARKERVISION INCPRKR	David F SorrellsChief Technical Officer, Director	70,674	—	—	0	—	late
Nov 29, 2018 DForm 4 →	Nov 30, 4:07 pm EST	Amtrust Financial Services, Inc.AFSI	Donald T DeCarloDirector	5,469	—	—	0	—
Nov 29, 2018 DForm 4 →	Nov 30, 4:08 pm EST	Amtrust Financial Services, Inc.AFSI	Adam KarkowskyEVP, Chief Financial Officer	208,278	—	—	0	—
Nov 29, 2018 DForm 4 →	Nov 30, 4:08 pm EST	Amtrust Financial Services, Inc.AFSI	Michael J SaxonEVP - U.S. Commercial Lines	56,883	—	—	0	—
Feb 16, 2018 AForm 4/A →	Nov 30, 4:08 pm EST	CorMedix Inc.CRMD	Steven W LefkowitzDirector	40,000	—	—	40,000	—
Nov 28, 2018 MForm 4 →	Nov 30, 4:09 pm EST	Emerald Expositions Events, Inc.EEX	William CharlesChief Information Officer	14,143	—	—	20,265	—
Nov 15, 2018 AForm 4 →	Nov 30, 4:09 pm EST	Lifevantage CorpLFVN	Steven R FifeChief Financial Officer	14,551	—	—	14,551	—	late
Nov 29, 2018 DForm 4 →	Nov 30, 4:09 pm EST	Amtrust Financial Services, Inc.AFSI	David SaksEVP, Chief Legal Officer	93,296	—	—	0	—
Nov 28, 2018 MForm 4 →	Nov 30, 4:09 pm EST	Medidata Solutions, Inc.MDSO	Rouven BergmannChief Financial Officer	10,000	—	—	27,643	—
Feb 16, 2018 AForm 4/A →	Nov 30, 4:10 pm EST	CorMedix Inc.CRMD	Janet DillioneDirector	40,000	—	—	40,000	—
Nov 15, 2018 AForm 4 →	Nov 30, 4:11 pm EST	Lifevantage CorpLFVN	Ryan GoodwinChief Marketing Officer	7,760	—	—	7,760	—	late
Sep 10, 2018 JMForm 4/A →	Nov 30, 4:12 pm EST	CorMedix Inc.CRMD	Gary A. GelbfishDirector	2,000,000	—	—	0	—
Nov 15, 2018 AForm 4 →	Nov 30, 4:13 pm EST	Lifevantage CorpLFVN	Kevin McMurrayGeneral Counsel	7,275	—	—	7,275	—	late
Nov 29, 2018 MForm 4 →	Nov 30, 4:15 pm EST	Amphastar Pharmaceuticals, Inc.AMPH	Richard K PrinsDirector	5,000	—	—	0	—
Nov 15, 2018 AForm 4 →	Nov 30, 4:15 pm EST	Lifevantage CorpLFVN	Justin RoseChief Sales Officer	8,730	—	—	8,730	—	late
Nov 29, 2018 AForm 4 →	Nov 30, 4:15 pm EST	GelTech Solutions, Inc.GLTC	Warren B Mosler10% Owner	197,740	—	—	197,740	—
Nov 15, 2018 AForm 4/A →	Nov 30, 4:16 pm EST	ANADARKO PETROLEUM CORPAPC	Robert K ReevesEVP	66,601	—	—	53,089	—
Nov 29, 2018 AForm 4 →	Nov 30, 4:16 pm EST	GelTech Solutions, Inc.GLTC	Michael Lloyd RegerPresident, Director, 10% Owner	225,989	—	—	225,989	—
Nov 15, 2018 AForm 4 →	Nov 30, 4:17 pm EST	Lifevantage CorpLFVN	Charles J. WachChief Operating Officer	7,275	—	—	7,275	—	late
Nov 29, 2018 MForm 4 →	Nov 30, 4:18 pm EST	PROOFPOINT INCPFPT	Gary SteeleChief Executive Officer, Director	50,000	—	—	138,015	—
Nov 28, 2018 MForm 4 →	Nov 30, 4:19 pm EST	HOLOGIC INCHOLX	Christiana StamoulisDirector	13,257	—	—	0	—
Nov 28, 2018 MForm 4 →	Nov 30, 4:22 pm EST	EQUITY RESIDENTIALEQR	Michael L ManelisExecutive Vice President	8,000	—	—	24,002	—
Feb 16, 2018 AForm 4/A →	Nov 30, 4:23 pm EST	CorMedix Inc.CRMD	Myron KaplanDirector	40,000	—	—	40,000	—
Nov 29, 2018 OForm 4 →	Nov 30, 4:30 pm EST	vTv Therapeutics Inc.VTVT	Ronald O Perelman10% Owner	1	—	—	0	—
Nov 29, 2018 MForm 4 →	Nov 30, 4:31 pm EST	THERMO FISHER SCIENTIFIC INC.TMO	Gregory J. HerremaSenior Vice President	10,000	—	—	5,400	—
Nov 29, 2018 CForm 4 →	Nov 30, 4:35 pm EST	Dolby Laboratories, Inc.DLB	Dagmar Dolby +110% Owner	1,030,000	—	—	7,050,617	—
Nov 29, 2018 MForm 4 →	Nov 30, 4:35 pm EST	EQUITY RESIDENTIALEQR	David J NeithercutChief Executive Officer, Director	25,000	—	—	211,353	—
Nov 28, 2018 MForm 4 →	Nov 30, 4:35 pm EST	VORNADO REALTY TRUSTVNO	Joseph MacnowEVP - Finance, Chief Admin. Of	51,078	—	—	0	—
Nov 28, 2018 AForm 4 →	Nov 30, 4:39 pm EST	Zayo Group Holdings, Inc.ZAYO	Sandra MaysCIO	10,550	—	—	10,550	—
Nov 28, 2018 AForm 4 →	Nov 30, 4:41 pm EST	Zayo Group Holdings, Inc.ZAYO	John F Waters Jr.Chief Technology Officer	16,839	—	—	16,839	—
Nov 30, 2018 CForm 4 →	Nov 30, 4:42 pm EST	PetIQ, Inc.PETQ	Will SantanaExecutive Vice President, Director	40,000	—	—	1,236,833	—
Nov 28, 2018 MForm 4 →	Nov 30, 4:42 pm EST	PLEXUS CORPPLXS	Ralf R BoerDirector	2,500	—	—	0	—
Nov 28, 2018 AForm 4 →	Nov 30, 4:45 pm EST	Zayo Group Holdings, Inc.ZAYO	Matt SteinfortCFO	24,858	—	—	24,858	—
Nov 28, 2018 FMForm 4 →	Nov 30, 4:45 pm EST	Cardtronics plcCATM	Gary W FerreraChief Financial Officer	6,940	—	—	35,390	—
Nov 29, 2018 MForm 4 →	Nov 30, 4:47 pm EST	FIRST MERCHANTS CORPFRME	Jeffrey B LorentsonChief Risk Officer	1,500	—	—	0	—
Nov 29, 2018 MForm 4 →	Nov 30, 4:48 pm EST	Ceridian HCM Holding Inc.CDAY	Ozzie J. GoldschmiedEVP, Chief Technology Officer	225,000	—	—	49,312	—
Nov 30, 2018 MForm 4 →	Nov 30, 4:52 pm EST	Coupa Software IncCOUP	Mark RiggsChief Customer Officer	644	—	—	22,557	—
Nov 30, 2018 AForm 4 →	Nov 30, 4:54 pm EST	IZEA Worldwide, Inc.IZEA	Edward H MurphyPresident and CEO, Director	40,000	—	—	658,736	—
Nov 29, 2018 MForm 4 →	Nov 30, 4:55 pm EST	STRATTEC SECURITY CORPSTRT	Brian J ReetzVP - Security Products	2,914	—	—	0	—
Nov 28, 2018 MForm 4 →	Nov 30, 4:55 pm EST	Arbutus Biopharma CorpABUS	Mark J. MurrayDirector	25,000	—	—	0	—
Nov 28, 2018 MForm 4 →	Nov 30, 4:56 pm EST	Yext, Inc.YEXT	Steven CakebreadChief Financial Officer	20,000	—	—	200,716	—
Nov 29, 2018 MForm 4 →	Nov 30, 5:01 pm EST	Archrock, Inc.AROC	D Bradley ChildersPresident and CEO, Director	110,000	—	—	109,258	—
Nov 28, 2018 MForm 4 →	Nov 30, 5:01 pm EST	Cable One, Inc.CABO	Thomas O. MightDirector	8,475	—	—	8,475	—
Nov 28, 2018 MForm 4 →	Nov 30, 5:02 pm EST	ABBOTT LABORATORIESABT	Miles D WhiteChairman and CEO, Director	325,000	—	—	0	—
Nov 29, 2018 MForm 4 →	Nov 30, 5:03 pm EST	Ceridian HCM Holding Inc.CDAY	Paul D ElliottChief Operating Officer	196,288	—	—	464,866	—
Nov 28, 2018 MForm 4 →	Nov 30, 5:03 pm EST	Woodward, Inc.WWD	Thomas A GendronPresident and CEO, Director	3,000	—	—	111,000	—
Nov 30, 2018 AForm 4 →	Nov 30, 5:03 pm EST	BRAINSTORM CELL THERAPEUTICS INC.BCLI	Uri YablonkaEVP and Chief Business Officer, Director	13,333	—	—	13,333	—
Nov 30, 2018 AForm 4 →	Nov 30, 5:04 pm EST	BRAINSTORM CELL THERAPEUTICS INC.BCLI	Irit ArbelDirector	25,333	—	—	25,333	—
Nov 28, 2018 AForm 4 →	Nov 30, 5:07 pm EST	CONSTELLATION PHARMACEUTICALS INCCNST	Patrick TrojerChief Scientific Officer	40,000	—	—	40,000	—
Nov 30, 2018 MForm 4 →	Nov 30, 5:08 pm EST	Performance Food Group CoPFGC	Douglas M SteenlandDirector	104,275	—	—	0	—
Nov 28, 2018 MForm 4 →	Nov 30, 5:10 pm EST	PayPal Holdings, Inc.PYPL	Daniel H SchulmanPresident and CEO, Director	15,000	—	—	11,764	—
Nov 28, 2018 AForm 4 →	Nov 30, 5:15 pm EST	Esperion Therapeutics, Inc.ESPR	Timothy M MaylebenPresident & CEO, Director	110,000	—	—	110,000	—
Nov 28, 2018 AForm 4 →	Nov 30, 5:17 pm EST	Esperion Therapeutics, Inc.ESPR	Narendra D. LalwaniChief Operating Officer	8,000	—	—	8,000	—
Nov 28, 2018 CForm 4 →	Nov 30, 5:17 pm EST	Square, Inc.SQ	Jack DorseyPresident, CEO & Chairman, Director, 10% Owner	103,035	—	—	53,787,886	—
Nov 28, 2018 MForm 4 →	Nov 30, 5:17 pm EST	IROBOT CORPIRBT	Colin M AngleChief Executive Officer, Director	40,825	—	—	0	—
Nov 28, 2018 AForm 4 →	Nov 30, 5:18 pm EST	Esperion Therapeutics, Inc.ESPR	Richard BartramChief Financial Officer	12,000	—	—	12,000	—
Nov 28, 2018 MForm 4 →	Nov 30, 5:20 pm EST	VIAVI SOLUTIONS INC.VIAV	Oleg KhaykinPresident & CEO	12,562	—	—	87,938	—
Nov 28, 2018 MForm 4 →	Nov 30, 5:21 pm EST	VIAVI SOLUTIONS INC.VIAV	Amar MaletiraCFO	5,192	—	—	36,348	—
Nov 29, 2018 MForm 4 →	Nov 30, 5:22 pm EST	SERVICE CORP INTERNATIONALSCI	Steven A TidwellSr.V.P. Sales & Marketing	9,300	—	—	0	—
Nov 28, 2018 AForm 4 →	Nov 30, 5:22 pm EST	Xenetic Biosciences, Inc.XBIO	Roger D. KornbergDirector	25,000	—	—	25,000	—
Nov 28, 2018 MForm 4 →	Nov 30, 5:22 pm EST	VIAVI SOLUTIONS INC.VIAV	Paul McNabEVP, Chief Mktg & Stgy Officer	2,261	—	—	15,829	—
Nov 28, 2018 MForm 4 →	Nov 30, 5:23 pm EST	VIAVI SOLUTIONS INC.VIAV	Ralph RondinoneSVP Global Operations NSE	2,261	—	—	15,829	—
Nov 28, 2018 AForm 4 →	Nov 30, 5:23 pm EST	Xenetic Biosciences, Inc.XBIO	Adam LogalDirector	25,000	—	—	25,000	—
Nov 28, 2018 MForm 4 →	Nov 30, 5:23 pm EST	VIAVI SOLUTIONS INC.VIAV	Luke M ScrivanichSVP General Manager OSP	2,261	—	—	15,829	—
Nov 28, 2018 AForm 4 →	Nov 30, 5:24 pm EST	Xenetic Biosciences, Inc.XBIO	Firdaus J. DastoorDirector	25,000	—	—	25,000	—
Nov 28, 2018 MForm 4 →	Nov 30, 5:24 pm EST	VIAVI SOLUTIONS INC.VIAV	Kevin Christopher SiebertSVP General Counsel & Sec	1,842	—	—	12,898	—
Nov 28, 2018 AForm 4 →	Nov 30, 5:24 pm EST	Xenetic Biosciences, Inc.XBIO	James Eric CallawayDirector	25,000	—	—	25,000	—
Nov 28, 2018 MForm 4 →	Nov 30, 5:25 pm EST	VIAVI SOLUTIONS INC.VIAV	Gary W StaleySVP Global Sales NSE	2,261	—	—	15,829	—
Nov 29, 2018 MForm 4 →	Nov 30, 5:27 pm EST	INOVIO PHARMACEUTICALS, INC.INO	Peter KiesCFO	10,001	—	—	0	—
Nov 29, 2018 MForm 4 →	Nov 30, 5:51 pm EST	SERVICEMASTER GLOBAL HOLDINGS INCSERV	Mary Kay WegnerPres., Franchise Svcs Group	2,151	—	—	2,151	—
Nov 28, 2018 MForm 4 →	Nov 30, 5:55 pm EST	POOL CORPPOOL	De La Mesa Manuel J PerezPRESIDENT/CEO, Director	10,300	—	—	109,700	—
Nov 29, 2018 MForm 4 →	Nov 30, 5:55 pm EST	FORESCOUT TECHNOLOGIES, INCFSCT	T Kent ElliottDirector	569	—	—	20,505	—
Nov 28, 2018 MForm 4 →	Nov 30, 5:58 pm EST	Resolute Energy CorpREN	Theodore GazulisExecutive VP, CFO	60,286	—	—	0	—
Nov 28, 2018 MForm 4 →	Nov 30, 5:59 pm EST	Resolute Energy CorpREN	Richard F BetzChief Executive Officer, Director	60,286	—	—	0	—
Nov 30, 2018 CMForm 4 →	Nov 30, 6:06 pm EST	Alteryx, Inc.AYX	Robert Scott JonesPres. & Chief Revenue Officer	3,999	—	—	0	—
Nov 28, 2018 MForm 4 →	Nov 30, 6:07 pm EST	HOME DEPOT INCHD	Ann Marie CampbellEVP - U.S. Stores	11,291	—	—	80,962	—
Nov 28, 2018 AForm 4 →	Nov 30, 6:08 pm EST	FFBW, Inc.FFBW	Kathryn GutenkunstDirector	9,257	—	—	9,257	—
Nov 28, 2018 AForm 4 →	Nov 30, 6:10 pm EST	FFBW, Inc.FFBW	Stephen Wayne JohnsonDirector	9,257	—	—	9,257	—
Nov 28, 2018 AForm 4 →	Nov 30, 6:17 pm EST	FFBW, Inc.FFBW	Thomas C. MartinDirector	9,257	—	—	9,257	—
Nov 28, 2018 MForm 4 →	Nov 30, 6:18 pm EST	Resolute Energy CorpREN	Michael StefanoudakisExec. VP, Gen Counsel & Secy	34,449	—	—	0	—
Feb 15, 2018 CGForm 4 →	Nov 30, 6:18 pm EST	TWILIO INCTWLO	Erika RottenbergDirector	22,478	—	—	14,532	—	late
Nov 28, 2018 CForm 4 →	Nov 30, 6:21 pm EST	TWILIO INCTWLO	Elena A. DonioDirector	6,000	—	—	23,733	—
Nov 29, 2018 CForm 4 →	Nov 30, 6:29 pm EST	TWILIO INCTWLO	Jeff LawsonChief Executive Officer, Director, 10% Owner	39,597	—	—	6,051,815	—
Jun 27, 2018 AForm 4 →	Nov 30, 6:31 pm EST	BrightView Holdings, Inc.BV	Daniel J DoharSee Remarks	96,712	—	—	19,560	—	late
Nov 30, 2018 MForm 4 →	Nov 30, 6:33 pm EST	AMARIN CORP PLC\UKAMRN	Joseph T KennedyGeneral Counsel	23,306	—	—	131,261	—
Nov 30, 2018 MForm 4 →	Nov 30, 6:34 pm EST	AMARIN CORP PLC\UKAMRN	Steven B KetchumChief Scientific Officer	17,042	—	—	72,540	—
Jun 27, 2018 AForm 4 →	Nov 30, 6:35 pm EST	BrightView Holdings, Inc.BV	Thomas C DonnellySee Remarks	212,618	—	—	47,980	—	late
Jun 27, 2018 AForm 4 →	Nov 30, 6:35 pm EST	BrightView Holdings, Inc.BV	Andrew MastermanChief Executive Officer, Director	1,146,851	—	—	236,490	—	late
Jun 27, 2018 AForm 4 →	Nov 30, 6:35 pm EST	BrightView Holdings, Inc.BV	Jeffrey R HeroldSee Remarks	257,430	—	—	50,040	—	late
Jun 27, 2018 AForm 4 →	Nov 30, 6:36 pm EST	BrightView Holdings, Inc.BV	Louay H KhatibChief Accounting Officer	55,394	—	—	10,730	—	late
Jun 27, 2018 AForm 4 →	Nov 30, 6:36 pm EST	BrightView Holdings, Inc.BV	Jonathan Mark GottsegenSee Remarks	235,915	—	—	55,720	—	late
Nov 28, 2018 MForm 4 →	Nov 30, 6:37 pm EST	Turning Point Brands, Inc.TPB	James Michael MurraySenior VP, Business Planning	200	—	—	37,891	—
Jun 27, 2018 AForm 4 →	Nov 30, 6:37 pm EST	BrightView Holdings, Inc.BV	John A FeenanEVP & Chief Financial Officer	435,502	—	—	67,070	—	late
Nov 29, 2018 CForm 4 →	Nov 30, 6:38 pm EST	Goosehead Insurance, Inc.GSHD	Mark & Robyn Jones Descendants Trust 201410% Owner	1,900	—	—	13,400,622	—
Nov 28, 2018 CForm 4 →	Nov 30, 6:39 pm EST	Goosehead Insurance, Inc.GSHD	Matthew ColbyVice President of Agency Sales	2,500	—	—	92,444	—
Nov 29, 2018 CForm 4 →	Nov 30, 6:40 pm EST	Goosehead Insurance, Inc.GSHD	Mark Evan JonesCEO, Director, 10% Owner	1,900	—	—	15,187,026	—
Nov 29, 2018 CForm 4 →	Nov 30, 6:41 pm EST	Goosehead Insurance, Inc.GSHD	Michael Patrick MoxleyVP of Service Delivery	3,000	—	—	84,871	—
Nov 29, 2018 CForm 4 →	Nov 30, 6:43 pm EST	Goosehead Insurance, Inc.GSHD	Robyn Mary Elizabeth JonesDirector, 10% Owner	1,900	—	—	15,187,026	—
Nov 28, 2018 AForm 4 →	Nov 30, 6:45 pm EST	FFBW, Inc.FFBW	Daniel D. Resheter Jr.Director	9,257	—	—	9,257	—
Nov 28, 2018 AForm 4 →	Nov 30, 6:45 pm EST	FFBW, Inc.FFBW	Michael J. PjevachDirector	9,257	—	—	9,257	—
Nov 28, 2018 AForm 4 →	Nov 30, 6:52 pm EST	FFBW, Inc.FFBW	Gary D. RileyDirector	9,257	—	—	9,257	—
Nov 29, 2018 MForm 4 →	Nov 30, 6:58 pm EST	Argo Group International Holdings, Ltd.ARGO	Mark E Watson IIIPresident and CEO, Director	30,000	—	—	78,047	—
Nov 28, 2018 AForm 4 →	Nov 30, 7:01 pm EST	FFBW, Inc.FFBW	James A. TarantinoDirector	13,886	—	—	13,886	—
Nov 28, 2018 CForm 4 →	Nov 30, 7:02 pm EST	CARVANA CO.CVNA	Ernest C. Garcia II +110% Owner	254,418	—	—	3,621,724	—
Nov 28, 2018 MForm 4 →	Nov 30, 7:04 pm EST	GENTHERM IncTHRM	Kenneth John PhillipsVP & General Counsel/Secretary	9,000	—	—	36,000	—
Nov 28, 2018 AForm 4 →	Nov 30, 7:04 pm EST	FFBW, Inc.FFBW	Thomas L. McKeeverDirector	9,257	—	—	9,257	—
Nov 29, 2018 AForm 4 →	Nov 30, 7:12 pm EST	Rise Gold Corp.RYES	John ProustDirector	1,500,000	—	—	1,500,000	—
Nov 28, 2018 MForm 4 →	Nov 30, 7:13 pm EST	Alexander & Baldwin, Inc.ALEX	Meredith J ChingExec. VP, External Affairs	24,723	—	—	0	—
Nov 30, 2018 DForm 4 →	Nov 30, 7:16 pm EST	LaSalle Hotel PropertiesLHO	Leonard Darryl HartleyDirector	16,783	—	—	0	—
Nov 30, 2018 DForm 4 →	Nov 30, 7:18 pm EST	LaSalle Hotel PropertiesLHO	Jeffrey L MartinDirector	1,393	—	—	0	—
Nov 30, 2018 DForm 4 →	Nov 30, 7:19 pm EST	LaSalle Hotel PropertiesLHO	Stuart L ScottDirector	86,434	—	—	0	—
Nov 29, 2018 DForm 4 →	Nov 30, 7:35 pm EST	ENERGEN CORPEGN	Russell E. Lynch Jr.VP and Controller	4,808	—	—	0	—
Nov 28, 2018 MForm 4 →	Nov 30, 7:42 pm EST	HMS HOLDINGS CORPHMSY	Semone NeumanEVP, Coordination of Benefits	87,575	—	—	0	—
Nov 29, 2018 MForm 4 →	Nov 30, 7:42 pm EST	HMS HOLDINGS CORPHMSY	William C LuciaChairman, President and CEO, Director	45,035	—	—	69,918	—
Nov 28, 2018 MForm 4 →	Nov 30, 7:42 pm EST	HMS HOLDINGS CORPHMSY	Cynthia NustadEVP, Chief Strategy Officer	112,397	—	—	63,723	—	amended
Nov 29, 2018 MForm 4 →	Nov 30, 7:42 pm EST	HMS HOLDINGS CORPHMSY	Douglas M. WilliamsPresident, Markets and Product	43,558	—	—	0	—
Nov 29, 2018 MForm 4 →	Nov 30, 7:42 pm EST	HMS HOLDINGS CORPHMSY	Jeffrey Scott ShermanEVP, CFO, and Treasurer	14,681	—	—	77,338	—
Nov 29, 2018 MForm 4 →	Nov 30, 7:42 pm EST	HMS HOLDINGS CORPHMSY	Greg D AunanSVP, Chief Accounting Officer	16,985	—	—	4,168	—
Nov 29, 2018 MForm 4 →	Nov 30, 7:42 pm EST	HMS HOLDINGS CORPHMSY	Teresa SouthEVP HR, Chief Admin. Officer	17,403	—	—	623	—
Nov 30, 2018 MForm 4 →	Nov 30, 7:42 pm EST	HMS HOLDINGS CORPHMSY	Cora M TellezDirector	18,602	—	—	0	—
Nov 29, 2018 DForm 4 →	Nov 30, 7:48 pm EST	ENERGEN CORPEGN	J T McManusChairman and CEO, Director	199,419	—	—	0	—
Nov 29, 2018 DForm 4 →	Nov 30, 7:57 pm EST	ENERGEN CORPEGN	Charles W PorterVice President, CFO	51,763	—	—	0	—
Nov 28, 2018 MForm 4 →	Nov 30, 8:00 pm EST	UNIVERSAL INSURANCE HOLDINGS, INC.UVE	Jon SpringerPresident and CRO, Director	71,473	—	—	98,280	—
Nov 29, 2018 DForm 4 →	Nov 30, 8:00 pm EST	ENERGEN CORPEGN	Davis E RichardsSubsidiary's SVP-Operations	7,025	—	—	0	—
Nov 28, 2018 MForm 4 →	Nov 30, 8:01 pm EST	TherapeuticsMD, Inc.TXMD	John C.K. Milligan IVPresident/Secretary, Director	258,128	—	—	516,127	—
Nov 29, 2018 DForm 4 →	Nov 30, 8:05 pm EST	ENERGEN CORPEGN	John S RichardsonPresident of Subsidiary	97,918	—	—	0	—
Nov 28, 2018 MForm 4 →	Nov 30, 8:10 pm EST	QUIDEL CORP /DE/QDEL	Douglas C BryantPresident & CEO, Director	18,033	—	—	46,170	—
Nov 29, 2018 DForm 4 →	Nov 30, 8:18 pm EST	ENERGEN CORPEGN	David A GodseySubsidiary's SVP - Expl & Geo	10,164	—	—	0	—
Nov 26, 2018 AForm 4 →	Dec 3, 6:00 am EST	NORDSON CORPNDSN	Stephen LovassVice President	5,000	—	—	5,000	—	late
Dec 3, 2018 MForm 4 →	Dec 3, 6:06 am EST	TRIO-TECH INTERNATIONALTRT	S W YongPRESIDENT AND CEO, Director, 10% Owner	20,000	—	—	0	—
Dec 2, 2018 AForm 4 →	Dec 3, 8:39 am EST	SELECTA BIOSCIENCES INCSELB	Omid FarokhzadDirector	75,000	—	—	75,000	—
Dec 1, 2018 AForm 4 →	Dec 3, 8:39 am EST	SELECTA BIOSCIENCES INCSELB	Carsten BrunnPresident and CEO, Director	1,175,000	—	—	175,000	—
Nov 29, 2018 DForm 4 →	Dec 3, 9:26 am EST	Amtrust Financial Services, Inc.AFSI	Max G CavietCEO of Subsidiary	63,231	—	—	0	—
Nov 29, 2018 DForm 4 →	Dec 3, 9:27 am EST	Amtrust Financial Services, Inc.AFSI	Ariel GorelikSVP, Chief Information Officer	28,586	—	—	0	—
Nov 30, 2018 MForm 4 →	Dec 3, 9:43 am EST	BECTON DICKINSON & COBDX	James W BorziEVP & Chief Supply Chain Offcr	10,405	—	—	2,941	—
Nov 30, 2018 MForm 4 →	Dec 3, 10:16 am EST	INDEPENDENT BANK CORP /MI/IBCP	Michael M Magee Jr.Director	6,166	—	—	0	—
Nov 29, 2018 MForm 4 →	Dec 3, 10:33 am EST	UNITED STATES CELLULAR CORPUSM	Steven T CampbellEVP-Finance, CFO and Treasurer, Director	60,525	—	—	0	—
May 14, 2018 AForm 4 →	Dec 3, 11:25 am EST	DropCar, Inc.DCAR	Gregory T SchiffmanDirector	12,195	—	—	12,195	—	late
May 14, 2018 AForm 4 →	Dec 3, 11:25 am EST	DropCar, Inc.DCAR	Sebastian GiordanoDirector	12,195	—	—	12,195	—	late
May 14, 2018 AForm 4 →	Dec 3, 11:25 am EST	DropCar, Inc.DCAR	Brian C HarringtonDirector	12,195	—	—	12,195	—	late
May 14, 2018 AForm 4 →	Dec 3, 11:26 am EST	DropCar, Inc.DCAR	Zvi JosephDirector	12,195	—	—	12,195	—	late
May 14, 2018 AForm 4 →	Dec 3, 11:27 am EST	DropCar, Inc.DCAR	Solomon MayerDirector	12,195	—	—	12,195	—	late
May 14, 2018 AForm 4 →	Dec 3, 11:27 am EST	DropCar, Inc.DCAR	Joshua SilvermanDirector	18,282	—	—	18,282	—	late
Nov 29, 2018 MForm 4 →	Dec 3, 11:37 am EST	Dorman Products, Inc.DORM	Mathias J BartonCEO, Director	11,113	—	—	8,934	—
Nov 30, 2018 MForm 4 →	Dec 3, 12:07 pm EST	RESMED INCRMD	James HollingsheadPresident, Americas	9,168	—	—	0	—
Nov 30, 2018 MForm 4 →	Dec 3, 12:28 pm EST	REINSURANCE GROUP OF AMERICA INCRGA	Anna ManningPresident, Director	7,056	—	—	0	—
Nov 28, 2018 AForm 4/A →	Dec 3, 12:49 pm EST	Evofem Biosciences, Inc.EVFM	Kelly CulwellChief Medical Officer	100,000	—	—	100,000	—
Nov 28, 2018 AForm 4/A →	Dec 3, 12:50 pm EST	Evofem Biosciences, Inc.EVFM	Russell BarransChief Commercial Officer	100,000	—	—	100,000	—
Nov 28, 2018 AForm 4/A →	Dec 3, 12:50 pm EST	Evofem Biosciences, Inc.EVFM	Saundra L PelletierChief Executive Officer, Director	284,625	—	—	284,625	—
Nov 28, 2018 AForm 4/A →	Dec 3, 12:50 pm EST	Evofem Biosciences, Inc.EVFM	Justin J. FileChief Financial Officer	103,500	—	—	103,500	—
Nov 28, 2018 AForm 4/A →	Dec 3, 12:51 pm EST	Evofem Biosciences, Inc.EVFM	Alexander A FitzpatrickGeneral Counsel and Secretary	100,000	—	—	100,000	—
Nov 29, 2018 AForm 4 →	Dec 3, 1:00 pm EST	Rise Gold Corp.RYES	Benjamin MossmanCEO, President, Director	1,000,000	—	—	1,000,000	—
Nov 28, 2018 MForm 4 →	Dec 3, 1:33 pm EST	USANA HEALTH SCIENCES INCUSNA	Kevin GuestC.E.O.	47,191	—	—	60,000	—	late
Nov 30, 2018 MForm 4 →	Dec 3, 2:00 pm EST	Metropolitan Bank Holding Corp.MCB	Mark H GoldbergDirector	3,000	—	—	0	—
Nov 30, 2018 MForm 4 →	Dec 3, 2:04 pm EST	Metropolitan Bank Holding Corp.MCB	George J Wolf Jr.Director	3,000	—	—	0	—
Nov 30, 2018 AForm 4 →	Dec 3, 2:44 pm EST	Global Water Resources, Inc.GWRS	Richard M AlexanderDirector	38	—	—	16,211	—
Nov 30, 2018 MForm 4 →	Dec 3, 2:46 pm EST	State Auto Financial CORPSTFC	Steven Eugene EnglishSenior Vice President	1,787	—	—	1,787	—
Nov 30, 2018 AForm 4 →	Dec 3, 2:46 pm EST	Global Water Resources, Inc.GWRS	Debra CoyDirector	3	—	—	1,371	—
Nov 30, 2018 AForm 4 →	Dec 3, 2:49 pm EST	Global Water Resources, Inc.GWRS	Ronnie L FlemingPresident and CEO, Director	52	—	—	22,334	—
Nov 29, 2018 MForm 4 →	Dec 3, 2:49 pm EST	METTLER TOLEDO INTERNATIONAL INC/MTD	Christian MaglothHead of Human Resources	750	—	—	2,500	—
Nov 29, 2018 MForm 4 →	Dec 3, 2:50 pm EST	METTLER TOLEDO INTERNATIONAL INC/MTD	Marc de la GuerroniereHead of Eur & NA Market Orgs.	6,000	—	—	6,245	—
Nov 30, 2018 AForm 4 →	Dec 3, 2:51 pm EST	Global Water Resources, Inc.GWRS	Brett HuckelbridgeDirector	3	—	—	1,371	—
Nov 30, 2018 AForm 4 →	Dec 3, 2:53 pm EST	Global Water Resources, Inc.GWRS	Michael J LiebmanCFO and Corporate Secretary	31	—	—	13,371	—
Nov 30, 2018 AForm 4 →	Dec 3, 2:55 pm EST	Global Water Resources, Inc.GWRS	David C TedescoDirector	102	—	—	44,262	—
Dec 3, 2018 MForm 4 →	Dec 3, 3:21 pm EST	NOVAGOLD RESOURCES INCNG	David DeisleyExec. VP & General Counsel	134,480	—	—	0	—
Dec 1, 2018 AMForm 4 →	Dec 3, 3:36 pm EST	NOVAGOLD RESOURCES INCNG	Gregory A. LangPresident and CEO, Director	1,675,588	—	—	0	—
Dec 1, 2018 AMForm 4 →	Dec 3, 3:45 pm EST	NOVAGOLD RESOURCES INCNG	David A. OttewellVice President & CFO	575,446	—	—	0	—
Nov 29, 2018 AForm 4 →	Dec 3, 3:49 pm EST	Rise Gold Corp.RYES	Thomas I. VehrsDirector	200,000	—	—	200,000	—

A trading day runs to 4:00 pm ET; filings accepted later appear on the next trading day. Rows aggregate a filing’s matching transaction lines — see the methodology for the exact roll-up rules.