SEC Form 4 · accession 0001562762-18-000382
PARKERVISION INC · PRKR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory S Rawlins
Officer — CTO (Heathrow)
Period of report
Nov 16, 2018
Accepted (ET)
Nov 30, 2018 · 4:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000914139
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 16, 2018 | M | 32,052 | — | A | 75,214 | D | |
| Common StockF2 | Nov 16, 2018 | F | 7,517 | $0.24 | D | 67,697 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock AwardF1 | — | Nov 16, 2018 | A | 32,052 | A | Nov 16, 2018 | — | Common Stock | 32,052 | 32,052 | D |
| Common StockF1 | — | Nov 16, 2018 | M | 32,052 | D | Nov 16, 2018 | — | Common Stock | 32,052 | 0 | D |
Explanation of responses
- F1Immediately vesting restricted share award granted in lieu of salary.
- F2Shares withheld by ParkerVision for payment of tax liability upon vesting.