SEC Form 4 · accession 0001127602-18-034844
THERMO FISHER SCIENTIFIC INC. · TMO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory J. Herrema
Officer — Senior Vice President
Period of report
Nov 29, 2018
Accepted (ET)
Nov 30, 2018 · 4:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000097745
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 29, 2018 | S | 7,235 | $247.00 | D | 26,446 | D | |
| Common Stock | Nov 29, 2018 | M | 10,000 | $73.24 | A | 36,446 | D | |
| Common Stock | Nov 29, 2018 | S | 10,000 | $247.00 | D | 26,446 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $73.24 | Nov 29, 2018 | M | 10,000 | D | — | Feb 26, 2020 | Common Stock | 10,000 | 5,400 | D |
Explanation of responses
- F1The option vested in four equal installments on February 26, 2014, 2015, 2016, and 2017.