SEC Form 4 · accession 0000047518-18-000143
Hill-Rom Holdings, Inc. · HRC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andreas G Frank
Officer — SVP, Chief Transformation Off
Period of report
Nov 28, 2018
Accepted (ET)
Nov 30, 2018 · 4:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000047518
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 28, 2018 | M | 1,936 | $30.63 | A | 27,224 | D | |
| Common StockF1 | Nov 28, 2018 | S | 1,936 | $95.832 | D | 25,288 | D | |
| Common Stock | Nov 28, 2018 | M | 5,518 | $26.94 | A | 30,806 | D | |
| Common StockF2 | Nov 28, 2018 | S | 5,518 | $95.73 | D | 25,288 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3 | $30.63 | Nov 28, 2018 | M | 1,936 | D | Nov 29, 2012 | Nov 29, 2021 | Common Stock | 1,936 | 0 | D |
| Employee Stock Option (Right to Buy)F4 | $26.94 | Nov 28, 2018 | M | 5,518 | D | Nov 13, 2013 | Nov 13, 2022 | Common Stock | 5,518 | 0 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $95.43 to $95.805. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F2This transaction was executed in multiple trades at prices ranging from $95.31 to $96.155. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F3Options vested 25% on each of November 29, 2012, 2013, 2014 and 2015.
- F4Options vested 25% on each of November 13, 2013, 2014, 2015 and 2016.