SEC Form 4 · accession 0001019056-18-001102

DITECH HOLDING Corp · DHCP

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

10% Owner

Period of report

Nov 28, 2018

Accepted (ET)

Nov 30, 2018 · 4:15 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001040719

Table I — non-derivative securities

No Table I lines on this filing.

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	D/I
Series A Warrants	$20.63	Nov 28, 2018	S	83,276	D	Feb 12, 2018	Feb 9, 2028	Common Stock, $0.01 Par Value per Share	83,276	I
Series A Warrants	$20.63	Nov 28, 2018	S	887,826	D	Feb 12, 2018	Feb 9, 2028	Common Stock, $0.01 Par Value per Share	887,826	I
Series A Warrants	$20.63	Nov 28, 2018	S	9,692	D	Feb 12, 2018	Feb 9, 2028	Common Stock, $0.01 Par Value per Share	9,692	I
Series A Warrants	$20.63	Nov 28, 2018	S	190,635	D	Feb 12, 2018	Feb 9, 2028	Common Stock, $0.01 Par Value per Share	190,635	I
Series B Warrants	$28.25	Nov 28, 2018	S	67,073	D	Feb 12, 2018	Feb 9, 2028	Common Stock, $0.01 Par Value per Share	67,073	I
Series B Warrants	$28.25	Nov 28, 2018	S	709,347	D	Feb 12, 2018	Feb 9, 2028	Common Stock, $0.01 Par Value per Share	709,347	I
Series B Warrants	$28.25	Nov 28, 2018	S	7,690	D	Feb 12, 2018	Feb 9, 2028	Common Stock, $0.01 Par Value per Share	7,690	I
Series B Warrants	$28.25	Nov 28, 2018	S	151,265	D	Feb 12, 2018	Feb 9, 2028	Common Stock, $0.01 Par Value per Share	151,265	I