SEC Form 4 · accession 0001127602-18-034840
HOLOGIC INC · HOLX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christiana Stamoulis
Director
Period of report
Nov 28, 2018
Accepted (ET)
Nov 30, 2018 · 4:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000859737
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 28, 2018 | M | 13,257 | $17.51 | A | 48,296 | D | |
| Common StockF2 | Nov 28, 2018 | S | 13,257 | $44.501 | D | 35,039 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F3 | $17.51 | Nov 28, 2018 | M | 13,257 | D | — | Jan 1, 2019 | Common Stock | 13,257 | 0 | D |
Explanation of responses
- F1Transaction pursuant to an existing Rule 10b5-1 trading plan.
- F2The price reported is the weighted average price per share. Shares were sold in multiple transactions at prices ranging from $44.50 to $44.51 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price.
- F3This option became fully vested on January 1, 2013.